HOOD (NASDAQ: HOOD) insider 10b5-1 sales reported on three dates

Rhea-AI Filing Summary

Company notice of proposed sale on Form 144 showing scheduled dispositions by a reporting person under 10b5-1 plans. The filing lists three 10b5-1 sales executed in 03/16/2026, 04/15/2026, and 05/15/2026, each for approximately 5,436–5,438 shares and cash amounts shown. The filing also lists 12,948 restricted stock units (RSUs) with an award date of 06/01/2025.

Insights

Corporate Governance Analyst

Routine 10b5-1 dispositions reported; filing is informational.

The excerpt lists multiple 10b5-1 sales by a reporting person on specific dates with exact share counts and gross proceeds for each trade. These entries document planned dispositions rather than ad hoc open-market activity.

Timing and amounts are explicit in the excerpt; subsequent filings would show any further activity or remaining holdings.

Compensation & Equity Specialist

RSU grant listed as issuer-awarded equity with an award date.

The content shows Restricted Stock Units dated 06/01/2025 and a quantity of 11,948 (as presented). This identifies an equity award line item rather than a registered offering.

Grant details such as vesting schedule or tax-treatment are not included in the excerpt; those would appear in separate disclosure.

Key Figures

03/16/2026 sale: 5,438 shares 04/15/2026 sale: 5,436 shares 05/15/2026 sale: 5,436 shares +1 more

4 metrics

03/16/2026 sale 5,438 shares 10b5-1 sale on 03/16/2026 with gross proceeds $407,855.17

04/15/2026 sale 5,436 shares 10b5-1 sale on 04/15/2026 with gross proceeds $466,716.48

05/15/2026 sale 5,436 shares 10b5-1 sale on 05/15/2026 with gross proceeds $420,535.76

RSUs awarded 11,948 restricted stock units RSU award dated 06/01/2025 listed in securities section

Key Terms

10b5-1, Form 144, Restricted Stock Units

3 terms

10b5-1 regulatory

"10b5-1 Sales for SHIV VERMA 85 Willow Road Menlo Park CA 94025"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 11948 | 06/01/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 06/15/2026 - 04:52 PM Accepted by SEC EDGAR 06/15/2026 - 04:52 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	11948	1113434.12	791184698	06/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2025	Restricted Stock Units	Issuer			11948	06/01/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for SHIV VERMA 85 Willow Road Menlo Park CA 94025	Common	05/15/2026	5436	420535.76
10b5-1 Sales for SHIV VERMA 85 Willow Road Menlo Park CA 94025	Common	04/15/2026	5436	466716.48
10b5-1 Sales for SHIV VERMA 85 Willow Road Menlo Park CA 94025	Common	03/16/2026	5438	407855.17

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HOOD Form 144 filing show?

It reports planned sales under 10b5-1 for a reporting person on three dates with share counts. The excerpt lists trades on 03/16/2026, 04/15/2026, and 05/15/2026 with around 5,436–5,438 shares each and associated gross amounts.

How many shares were sold in each reported 10b5-1 transaction?

Each listed trade shows approximately 5,436 or 5,438 shares sold. The excerpt provides exact per-trade share counts and gross proceeds for the three dates presented, with totals shown per transaction line.

Does the filing show any issuer proceeds from these sales for HOOD?

No issuer proceeds are indicated; the entries list individual 10b5-1 sales and gross proceeds per sale. The lines name the selling individual and show cash amounts tied to each sale, not company receipt of proceeds.

Are the Restricted Stock Units (RSUs) being sold in this filing?

The RSUs are listed with an award date of 06/01/2025 and a quantity; the excerpt does not state they are offered for sale here. The RSU line is presented as an issuer grant item in the securities section.