19,377 RSUs proposed for sale by HOOD broker (NASDAQ: HOOD)

Rhea-AI Filing Summary

HOOD proposed sale of 19,377 shares of Common Stock (Restricted Stock Units) dated 06/01/2025. The filing lists prior 10b5-1 sales by Steven Quirk of 10,837 shares on 06/03/2026 and 8,540 shares on 04/15/2026, with dollar proceeds shown. The broker listed is Morgan Stanley Smith Barney LLC.

Insights

Securities Counsel

Notice of proposed resale of RSUs; prior 10b5-1 sales disclosed.

The filing records a proposed sale of 19,377 shares of Common Stock consisting of Restricted Stock Units dated 06/01/2025. It also discloses two recent 10b5-1 sales by Steven Quirk totaling 19,377 shares combined across two dates.

These entries are procedural disclosures under resale notice rules. Cashflow treatment and whether proceeds go to the issuer or selling holder are not stated in the excerpt. Subsequent filings or broker confirmations would provide settlement details and timing.

Key Figures

RSUs proposed: 19,377 shares 10b5-1 sale: 10,837 shares 10b5-1 sale: 8,540 shares +2 more

5 metrics

RSUs proposed 19,377 shares Restricted Stock Units dated 06/01/2025

10b5-1 sale 10,837 shares Sale on 06/03/2026 by Steven Quirk

10b5-1 sale 8,540 shares Sale on 04/15/2026 by Steven Quirk

Proceeds reported $931,024.39 Gross proceeds from 10,837-share sale on 06/03/2026

Proceeds reported $725,302.20 Gross proceeds from 8,540-share sale on 04/15/2026

Key Terms

Restricted Stock Units, 10b5-1, Form 144

3 terms

Restricted Stock Units financial

"Restricted Stock Units | Issuer | 19377 | 06/01/2025"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for STEVEN QUIRK ... 06/03/2026"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Form 144 regulatory

"Filer Information | Issuer Information | Securities Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Available on EDGAR 07/02/2026 - 04:34 PM Accepted by SEC EDGAR 07/02/2026 - 04:32 PM Learn about SEC filing dates

FAQ

What does the HOOD Form 144 disclose about the 19,377 RSUs?

The filing discloses a proposed sale of 19,377 shares of Common Stock classified as Restricted Stock Units dated 06/01/2025. It names the broker and records prior 10b5-1 sales by the reporting person for context.

Who conducted recent 10b5-1 sales related to HOOD in this filing?

Steven Quirk executed two 10b5-1 sales: 8,540 shares on 04/15/2026 and 10,837 shares on 06/03/2026. The filing shows gross dollar proceeds for each sale alongside the share amounts.

Does the Form 144 indicate who receives proceeds for the proposed sale?

The excerpt lists the securities and broker but does not state the proceeds recipient verbatim. The filing names the issuer type and broker; specific cash‑flow allocation is not included in this excerpt.

Which broker is listed on the HOOD Form 144 and what role is shown?

The filing lists Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker. The entry appears under broker/filer information associated with the proposed sale of Common Stock.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	19377	2105311.05	791184698	07/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2025	Restricted Stock Units	Issuer			19377	06/01/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for STEVEN QUIRK 85 Willow Road Menlo Park CA 94025	Common	06/03/2026	10837	931024.39
10b5-1 Sales for STEVEN QUIRK 85 Willow Road Menlo Park CA 94025	Common	04/15/2026	8540	725302.20

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)