Robinhood Markets, Inc. filings document operating results, material events, governance matters, capital structure, and executive-compensation disclosures for a public financial services company. Its 8-K reports include earnings releases, leadership and officer-transition matters, compensatory arrangements, and financing agreements involving Robinhood Securities, LLC.
Regulatory filings also cover broker-dealer subsidiary reporting, including SEC Rule 606 order-routing reports for Robinhood Financial LLC and Robinhood Securities, LLC, with related payment-for-order-flow disclosures. Proxy materials describe board matters, shareholder voting items, equity awards, executive compensation, and other governance topics.
Robinhood Markets, Inc. Chief Legal Officer Daniel Martin Gallagher Jr. sold 10,000 shares of Class A Common Stock on November 3, 2026, in two transactions: 4,645 shares at a weighted-average price of $84.7825 and 5,355 shares at $85.2757. Both sales were made under a Rule 10b5-1 trading plan adopted on August 8, 2025.
Robinhood Markets, Inc. Chief Accounting Officer Dara Bazzano sold 4,473 shares of Class A common stock on November 2, 2026, in four reported transactions. The sales were made under a Rule 10b5-1 trading plan adopted August 3, 2026. The weighted-average prices were $83.9904 for 1,473 shares, $85.1550 for 1,000 shares, $86.2923 for 1,800 shares, and $87.0800 for 200 shares.
Robinhood Markets, Inc. (HOOD) officer Dara Bazzano submitted notice of a proposed sale of 4,473 common shares, with an aggregate market value of $380,160.27 and an approximate sale date of November 2, 2026. The notice identifies the shares as restricted stock units acquired from the issuer on September 1, 2026, and lists Morgan Stanley Smith Barney LLC as the broker.
Robinhood Markets, Inc. reported third-quarter 2026 total net revenues of $1.424 billion, up 12% year over year, while net income fell 14% to $476 million and diluted EPS fell 16% to $0.51. Transaction-based revenues rose 19% to $867 million, including $399 million from options and $173 million from event contracts; cryptocurrency revenues fell 55% to $120 million. Adjusted EBITDA increased 9% to $808 million, while Adjusted Net Income declined 3% to $542 million and Adjusted EPS declined 3% to $0.60. Quarterly Net Deposits were $15.7 billion, and Total Platform Assets were $396 billion, up 19% year over year.
Robinhood lowered the top end of its 2026 Adjusted Operating Expenses and SBC outlook by $25 million, to a range of $2.675 billion to $2.75 billion; it is not providing a total operating expenses outlook. October month-to-date Net Deposits had topped $13 billion, including $6 billion from the Dell family's contribution to Trump Accounts. Robinhood revised the presentation of income-tax effects of non-GAAP adjustments and their impact on Adjusted Net Income and Adjusted EPS for certain periods; GAAP financial results were unaffected.
Robinhood Markets, Inc. (HOOD) reported third-quarter 2026 net revenues of $1.424 billion, compared with $1.274 billion a year earlier. Net income was $476 million versus $556 million, including $468 million attributable to Robinhood versus $556 million. Transaction-based revenue was $867 million versus $730 million, while net interest revenue was $415 million versus $456 million.
For the nine months ended September 30, 2026, net revenues were $3.799 billion versus $3.190 billion, net income was $1.395 billion versus $1.278 billion, and net cash provided by operating activities was $3.983 billion versus $2.575 billion.
Robinhood reported $2.20 billion in outstanding principal of 0.00% convertible senior notes due October 1, 2029; as of September 30, 2026, they were potentially convertible into 12.6 million Class A shares. The company acquired WonderFi on June 1, 2026, for approximately $178 million in cash. RVI and RVII were deconsolidated after Robinhood lost controlling financial interests; as of September 30, 2026, retained interests were valued at $361 million and $23 million, respectively.
Robinhood Markets, Inc. (HOOD) reported Q3 2026 revenue of $1.42 billion, up 12% year over year. Transaction-based revenue rose 19% to $867 million and other revenue rose 61% to $142 million; cryptocurrency revenue fell 55% to $120 million and net interest revenue fell 9% to $415 million. Net deposits were $15.7 billion; total platform assets were $396 billion, up 19%.
Net income fell 14% to $476 million and diluted EPS fell 16% to $0.51. Adjusted net income was $550 million and adjusted EPS was $0.60, both down 3%; adjusted EBITDA rose 9% to $808 million. Operating expenses increased 16% to $739 million. Net income included $67 million of unrealized losses, primarily related to mark-to-market of Robinhood Ventures Fund I.
Robinhood lowered the top end of its 2026 Adjusted Operating Expenses and SBC outlook by $25 million, to a range of $2.675 billion to $2.75 billion. The outlook excludes credit-loss provisions, pending-acquisition costs, restructuring and CFO-transition award modifications, operating-classified interest, potential significant regulatory matters and other significant expenses. Cash and cash equivalents were $5.8 billion at September 30, 2026.
The Living Trust of Robinhood Markets, Inc. director Baiju Bhatt sold 50,912 Class B shares on October 21, 2026, under a Rule 10b5-1 plan adopted November 13, 2025. The shares automatically converted into the same number of Class A shares upon execution of the sales. The four reported Class A sale tranches were 10,500 shares at a weighted-average price of $99.4705 per share, 6,000 at $100.3752, 11,232 at $101.7191, and 23,180 at $102.3836. The Living Trust held 46,754,654 Class B shares following the transactions.
Robinhood Markets, Inc. Director Baiju Prafulkumar Bhatt reported an intended sale of 50,912 common shares for the Baiju Prafulkumar Bhatt Living Trust, with an aggregate market value of $5,000,067.52 and an approximate sale date of October 21, 2026. Morgan Stanley Smith Barney LLC and Nasdaq are listed in connection with the sale.
The trust’s reported recent sales under a Rule 10b5-1 plan were 43,373 shares on September 10, 2026, 50,317 shares on August 14, 2026, and 49,223 shares on July 24, 2026.
Robinhood Markets, Inc. (HOOD) is the issuer in a notice reporting a proposed sale by The Tenev 2017 Irrevocable Trust of 327,500 common shares, with an aggregate market value of $33,103,700.00 and an approximate sale date of October 15, 2026. Morgan Stanley Smith Barney LLC is listed as broker, and the shares are identified as founders shares acquired on April 30, 2019. The notice also lists three 10b5-1 sales for Vladimir Tenev during the prior three months.
Robinhood Markets, Inc. (HOOD) is named as issuer in a notice reporting Surfboard Management LLC’s proposed sale of 40,500 common shares, with an aggregate market value of $4,093,740.00 and a proposed sale date of October 15, 2026. Morgan Stanley Smith Barney LLC is listed in connection with the sale, and NASDAQ is listed as the exchange. The past-three-months section lists 10b5-1 sales for Vladimir Tenev: 375,000 shares on October 5, 2026; 240,834 on September 22, 2026; and 259,166 on September 21, 2026.