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Former Robinhood (HOOD) CFO Jason Warnick sells 125,000 shares under 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets, Inc. insider Jason Warnick, former Chief Financial Officer, sold Class A shares in a pre‑planned trade. On February 9, 2026, he executed an open‑market sale of 125,000 Class A Common Stock shares at a weighted‑average price of $85.0882 under a Rule 10b5‑1 trading plan adopted on August 4, 2025. After this transaction, he directly beneficially owned 402,370 Class A shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Warnick Jason

(Last) (First) (Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Former Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/09/2026 S(1) 125,000 D $85.0882(2) 402,370 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 4, 2025.
2. This transaction was executed in multiple trades during the day at prices ranging from $85.00 to $85.49. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Remarks:
/s/ Matthew Yorkavich, attorney-in-fact for Jason Warnick 02/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Jason Warnick report at Robinhood (HOOD)?

Jason Warnick reported an open-market sale of 125,000 shares of Robinhood Class A Common Stock. The transaction occurred on February 9, 2026, and was reported on a Form 4 insider filing with the SEC for Robinhood Markets, Inc.

At what price did Jason Warnick sell Robinhood (HOOD) shares?

The 125,000 Robinhood Class A shares were sold at a weighted-average price of $85.0882. Trades were executed in multiple transactions during the day at prices ranging from $85.00 to $85.49, as disclosed in the Form 4 footnotes.

How many Robinhood (HOOD) shares does Jason Warnick still own after this sale?

Following the reported sale, Jason Warnick beneficially owned 402,370 shares of Robinhood Class A Common Stock. The Form 4 indicates this remaining amount as directly owned stock after the February 9, 2026 open-market transaction.

Was Jason Warnick’s Robinhood (HOOD) share sale under a Rule 10b5-1 plan?

Yes. The filing states the sale was executed pursuant to a Rule 10b5-1 trading plan adopted by Jason Warnick on August 4, 2025. Such plans allow pre-arranged trades, typically to provide structure and reduce discretion in insider transactions.

Who is Jason Warnick in relation to Robinhood (HOOD)?

In this filing, Jason Warnick is identified as a former Chief Financial Officer of Robinhood Markets, Inc. He is no longer listed as a current officer or director but remains an insider for reporting purposes due to his continuing share ownership.

How were Jason Warnick’s Robinhood (HOOD) sale prices distributed during the day?

According to the footnotes, the 125,000 shares were sold in multiple trades at prices between $85.00 and $85.49. Only the weighted-average price of $85.0882 is reported, but full trade details are available upon request to the company or SEC staff.
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