Robinhood director receives stock awards, RSUs vest

Robinhood Markets, Inc. director Jonathan Rubinstein increased his equity stake through stock awards and RSU vesting.

Rhea-AI Filing Summary

Robinhood Markets, Inc. director Jonathan Rubinstein increased his equity stake through stock awards and RSU vesting. On March 31, 2026, he was automatically granted 422 shares of Class A Common Stock in lieu of cash director fees, based on a closing price of $69.30 per share; these shares were fully vested at grant. On April 1, 2026, 800 restricted stock units converted into 800 Class A shares, raising his directly held Class A Common Stock to 1,222 shares and leaving 801 RSUs outstanding. He also indirectly holds 147,737 Class A shares by trust, reflecting a prior transfer of 1,059 shares that did not change his pecuniary interest.

Insider Trade Summary

800 shares exercised/converted

Exercise 4 txns

Insider RUBINSTEIN JONATHAN

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	800	$0.00	$0.00
Exercise	Class A Common Stock	800	$0.00	$0.00
Grant/Award	Class A Common Stock	422	$0.00	$0.00
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Restricted Stock Units — 801 contracts (Direct); Class A Common Stock — 1,222 shares (Direct); Class A Common Stock — 147,737 shares (Indirect, By Trust)

Footnotes (4)

1. F1. On March 31, 2026, the Reporting Person was automatically granted 422 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2026 closing price of $69.30 per share of Class A Common Stock, and these shares were fully vested upon grant.
2. F2. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
3. F3. Reflects the prior transfer of 1,059 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
4. F4. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Key Figures

Director fee stock grant: 422 shares Grant valuation price: $69.30 per share RSUs converted: 800 RSUs +5 more

8 metrics

Director fee stock grant 422 shares Class A Common Stock grant on March 31, 2026 in lieu of cash fees

Grant valuation price $69.30 per share March 31, 2026 closing price used to calculate 422-share director grant

RSUs converted 800 RSUs RSUs converting into 800 Class A shares on April 1, 2026

Direct Class A holdings 1,222 shares Directly held Class A Common Stock after April 1, 2026 transactions

Indirect trust holdings 147,737 shares Class A Common Stock held indirectly by trust, including prior 1,059-share transfer

Outstanding RSUs 801 RSUs Restricted Stock Units remaining after 800-unit conversion on April 1, 2026

Initial RSU grant 3,202 RSUs RSUs granted on June 25, 2025 under Robinhood’s 2021 Omnibus Incentive Plan

First vesting fraction One-fourth Portion of 3,202 RSUs that vested on October 1, 2025

Key Terms

Restricted Stock Units, Non-Employee Director Compensation Program, 2021 Omnibus Incentive Plan, RSUs, +1 more

5 terms

Restricted Stock Units financial

"Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Non-Employee Director Compensation Program financial

"the Reporting Person was automatically granted 422 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc."

2021 Omnibus Incentive Plan financial

"which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan")."

RSUs financial

"On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan."

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

pecuniary interest financial

"did not result in any change in the Reporting Person's pecuniary interest in such shares."

FAQ

What insider transactions did Jonathan Rubinstein report at Robinhood (HOOD)?

Jonathan Rubinstein reported receiving 422 fully vested Class A shares as director fees and the conversion of 800 RSUs into 800 Class A shares, increasing his direct holdings to 1,222 shares and leaving 801 RSUs outstanding, plus a large indirect trust position.

How many Robinhood (HOOD) shares does Jonathan Rubinstein now hold directly and indirectly?

After these transactions, Jonathan Rubinstein holds 1,222 Class A shares directly and 147,737 Class A shares indirectly through a trust. He also has 801 restricted stock units outstanding that can convert one-for-one into additional Class A shares upon future vesting and settlement.

What is the nature of Jonathan Rubinstein’s 422-share grant in Robinhood (HOOD)?

The 422-share grant is an automatic award under Robinhood’s Non-Employee Director Compensation Program and 2021 Omnibus Incentive Plan, issued instead of cash director fees. It was valued using the March 31, 2026 closing price of $69.30 per share and was fully vested immediately.

How do Robinhood (HOOD) restricted stock units work for Jonathan Rubinstein?

Restricted stock units convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Rubinstein had a 3,202-RSU grant from June 25, 2025, with one-fourth vesting October 1, 2025 and the remainder in subsequent quarterly installments, subject to continued service conditions.

What does Jonathan Rubinstein’s trust holding in Robinhood (HOOD) shares represent?

The trust holding represents 147,737 Class A shares held indirectly. A prior transfer of 1,059 shares to the trust only changed the form of beneficial ownership and did not alter Rubinstein’s pecuniary interest, meaning his economic exposure to those shares remained the same after the transfer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/02/2026 - 04:54 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RUBINSTEIN JONATHAN

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CALIFORNIA 94025

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/31/2026		A		422	A	(1)	422	D
Class A Common Stock	04/01/2026		M		800	A	(2)	1,222	D
Class A Common Stock								147,737(3)	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	04/01/2026		M			800	(4)	(4)	Class A Common Stock	800	$0	801	D

Explanation of Responses:

1. On March 31, 2026, the Reporting Person was automatically granted 422 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the March 31, 2026 closing price of $69.30 per share of Class A Common Stock, and these shares were fully vested upon grant.

2. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

3. Reflects the prior transfer of 1,059 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.

4. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Matthew Yorkavich, attorney-in- fact for Jonathan Rubinstein	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)