Robinhood (NASDAQ: HOOD) CTO sells 5,835 shares in pre-set 10b5-1 trades

Filing Impact

(Moderate)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Robinhood Markets, Inc. Chief Technology Officer Jeffrey Tsvi Pinner sold Class A Common Stock in two open-market transactions. On April 6, 2026, he sold 3,035 shares at a weighted-average price of $69.5468 and 2,800 shares at a weighted-average price of $70.1786.

The sales, totaling 5,835 shares, were executed under a pre-arranged Rule 10b5-1 trading plan adopted on November 11, 2024. After these transactions, he continues to hold 18,006 shares of Robinhood Class A Common Stock directly.

Insider Trade Summary 10b5-1

Net Seller: 5,835 shares ($407,575)

Net Sell 2 txns

Insider Pinner Jeffrey Tsvi

Role Chief Technology Officer

Sold 5,835 shs ($408K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	3,035	$69.5468	$211K
Sale	Class A Common Stock	2,800	$70.1786	$197K

Holdings After Transaction: Class A Common Stock — 20,806 shares (Direct)

Footnotes (1)

This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024. This transaction was executed in multiple trades during the day at prices ranging from $68.92 to $69.91. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. This transaction was executed in multiple trades during the day at prices ranging from $69.92 to $70.70. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Key Figures

First sale size: 3,035 shares First sale price: $69.5468 per share Second sale size: 2,800 shares +4 more

7 metrics

First sale size 3,035 shares Class A Common Stock sold on April 6, 2026

First sale price $69.5468 per share Weighted-average price for 3,035-share sale

Second sale size 2,800 shares Class A Common Stock sold on April 6, 2026

Second sale price $70.1786 per share Weighted-average price for 2,800-share sale

Total shares sold 5,835 shares Net shares sold across both April 6, 2026 transactions

Shares held after transactions 18,006 shares Direct Class A Common Stock holding after sales

10b5-1 plan adoption date November 11, 2024 Date CTO adopted Rule 10b5-1 trading plan

Key Terms

Rule 10b5-1 trading plan, open-market sale, weighted-average price, non-derivative

4 terms

Rule 10b5-1 trading plan regulatory

"This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

weighted-average price financial

"The weighted-average price is reported above."

non-derivative financial

""transaction_type": "non-derivative""

Form 4 Insider Transactions: What Each Field Means →

04/08/2026 - 04:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Pinner Jeffrey Tsvi

(Last)

(First)

(Middle)

85 WILLOW ROAD

(Street)

MENLO PARK

CALIFORNIA

94025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	04/06/2026		S⁽¹⁾		3,035	D	$69.5468⁽²⁾	20,806	D
Class A Common Stock	04/06/2026		S⁽¹⁾		2,800	D	$70.1786⁽³⁾	18,006	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2024.

2. This transaction was executed in multiple trades during the day at prices ranging from $68.92 to $69.91. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

3. This transaction was executed in multiple trades during the day at prices ranging from $69.92 to $70.70. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Remarks:

	/s/ Matthew Yorkavich, attorney-in-fact for Jeffrey Pinner	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Robinhood (HOOD) report for CTO Jeffrey Pinner?

Robinhood reported that CTO Jeffrey Tsvi Pinner sold 5,835 shares of Class A Common Stock in open-market transactions. These trades occurred on April 6, 2026 and were executed under a pre-arranged Rule 10b5-1 trading plan adopted in November 2024.

At what prices did the Robinhood (HOOD) CTO sell his shares?

Jeffrey Tsvi Pinner sold 3,035 shares at a weighted-average price of $69.5468 and 2,800 shares at a weighted-average price of $70.1786. Each transaction was executed in multiple trades during the day within disclosed price ranges for Robinhood Class A Common Stock.

How many Robinhood (HOOD) shares does the CTO hold after these sales?

Following the reported sales, CTO Jeffrey Tsvi Pinner holds 18,006 shares of Robinhood Class A Common Stock directly. This post-transaction holding reflects his remaining equity stake after disposing of a total of 5,835 shares in the April 6, 2026 open-market transactions.

Were the Robinhood (HOOD) CTO’s stock sales made under a Rule 10b5-1 plan?

Yes. The filing states that the transactions were effected under a Rule 10b5-1 trading plan adopted by Jeffrey Tsvi Pinner on November 11, 2024. Such plans allow pre-scheduled trading, which can indicate the trades were planned in advance rather than timed opportunistically.

What type of transactions did the Robinhood (HOOD) Form 4 disclose?

The Form 4 disclosed two non-derivative open-market sales of Robinhood Class A Common Stock by CTO Jeffrey Tsvi Pinner. Both transactions are coded “S” for sale and are described as sales in open-market or private transactions, with weighted-average prices reported for each sale.