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[Form 4] Robinhood Markets, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets (HOOD) Director Susan Segal received an annual grant of 3,202 Restricted Stock Units (RSUs) on June 25, 2025, as part of the company's Non-Employee Director Compensation Program. The RSUs convert to Class A Common Stock on a one-to-one basis.

The vesting schedule is structured as follows:

  • 25% vests on October 1, 2025
  • Remaining 75% vests in three equal quarterly installments
  • Final installment must vest before Robinhood's 2026 annual stockholders meeting

Per Segal's deferral election, vested shares will be delivered upon the earliest of: (1) termination of service, (2) death or disability, or (3) change in control of Robinhood. The RSUs were granted under Robinhood's 2021 Omnibus Incentive Plan with a $0 exercise price.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
SEGAL SUSAN

(Last) (First) (Middle)
85 WILLOW ROAD

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/25/2025 A(2) 3,202 (3) (3) Class A Common Stock 3,202 $0 3,202 D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
2. This RSU award represents the Reporting Person's annual grant pursuant to the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood") and was granted automatically on the date of Robinhood's annual meeting of stockholders.
3. On June 25, 2025, the Reporting Person was granted 3,202 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-fourth (1/4) of these RSUs will vest on October 1, 2025, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Pursuant to a deferral election, vested shares will be delivered to the Reporting Person upon the earliest to occur of (1) the termination of their service with Robinhood, (2) their death or disability, or (3) a change in control of Robinhood.
Remarks:
/s/Brandon Webb, attorney-in-fact for Susan L. Segal 06/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Restricted Stock Units (RSUs) did HOOD director Susan Segal receive in June 2025?

Susan Segal received 3,202 Restricted Stock Units (RSUs) on June 25, 2025, as part of Robinhood's Non-Employee Director Compensation Program. These RSUs were granted under Robinhood's 2021 Omnibus Incentive Plan.

What is the vesting schedule for HOOD director Susan Segal's June 2025 RSU grant?

The RSUs vest in four installments: 25% (one-fourth) will vest on October 1, 2025, with the remaining RSUs vesting in three equal quarterly installments thereafter. The final installment will vest no later than the day before Robinhood's 2026 annual meeting of stockholders, subject to continued service.

When will Susan Segal receive her vested HOOD shares from the June 2025 RSU grant?

Due to a deferral election, Segal's vested shares will be delivered upon the earliest of three events: (1) termination of her service with Robinhood, (2) her death or disability, or (3) a change in control of Robinhood.

What is the conversion rate of HOOD RSUs to Class A Common Stock for Susan Segal's grant?

The Restricted Stock Units convert into Class A Common Stock on a one-for-one basis upon vesting and settlement, meaning each RSU converts to one share of HOOD Class A Common Stock.
Robinhood Markets, Inc.

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