Robinhood Markets (HOOD) CFO logs RSU vesting and tax-share withholding

Rhea-AI Filing Summary

Robinhood Markets Chief Financial Officer Shiv Verma reported equity award activity involving restricted stock units (RSUs) that vested and converted into Class A common stock. On March 1, 2026, RSUs covering 4,293, 7,062 and 12,923 units converted on a one-for-one basis into Class A shares in connection with prior RSU grants under Robinhood's 2021 Omnibus Incentive Plan.

These conversions resulted in the issuance of 24,278 shares of Class A common stock tied to vesting RSUs. Of those, 12,428 shares of Class A common stock, valued at a transaction price of $75.85 per share, were automatically withheld by Robinhood to satisfy tax withholding obligations, which the filing states does not represent a sale by Verma. After these transactions, Verma directly held 63,621 shares of Robinhood Class A common stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Verma Shiv

(Last) (First) (Middle)

C/O ROBINHOOD MARKETS, INC.

85 WILLOW ROAD

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/01/2026		M		24,278	A	(1)	76,049	D
Class A Common Stock	03/01/2026		F		12,428(2)	D	$75.85	63,621	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/01/2026		M			4,293	(3)	(3)	Class A Common Stock	4,293	$0	0	D
Restricted Stock Units	(1)	03/01/2026		M			7,062	(4)	(4)	Class A Common Stock	7,062	$0	0	D
Restricted Stock Units	(1)	03/01/2026		M			12,923	(5)	(5)	Class A Common Stock	12,923	$0	77,537	D

Explanation of Responses:

1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

2. Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 24,278 RSUs and does not represent a sale by the Reporting Person.

3. On March 24, 2022, the Reporting Person was granted 68,682 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

4. On March 10, 2024, the Reporting Person was granted 28,245 RSUs under the 2021 Plan. One fourth (1/4) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in three (3) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

5. On March 19, 2025, the Reporting Person was granted 129,228 RSUs under the 2021 Plan. Ten percent (10%) of the RSUs vested on June 1, 2025 and on each subsequent three-month anniversary until forty percent (40%) of the award is fully vested; seven and one-half percent (7.5%) shall vest on the fifteen-month anniversary and on each subsequent three-month anniversary until an additional thirty percent (30%) is vested; five percent (5%) shall vest on the twenty-seven-month anniversary on each subsequent three-month anniversary until an additional twenty percent (20%) is vested; and two and on-half percent (2.5%) shall vest on the thirty-nine-month anniversary and on each subsequent three-month anniversary until the remaining ten percent (10%) is vested, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks:

	/s/ Matthew Yorkavich, attorney-in- fact for Shiv Verma	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Robinhood (HOOD) CFO Shiv Verma report on this Form 4?

Shiv Verma reported RSUs vesting and converting into Class A common stock, plus shares withheld for taxes. Several RSU tranches converted into 24,278 shares, and 12,428 shares were withheld to cover tax obligations, leaving him with 63,621 Class A shares directly held.

Did Robinhood (HOOD) CFO Shiv Verma sell any shares in this Form 4 filing?

The filing states there was no sale by Shiv Verma. Instead, 12,428 shares of Class A common stock were withheld by Robinhood at $75.85 per share solely to satisfy tax withholding obligations tied to RSU vesting and settlement, rather than an open-market transaction.

How many Robinhood (HOOD) RSUs vested for CFO Shiv Verma in this transaction?

The Form 4 shows RSU conversions relating to 4,293, 7,062 and 12,923 restricted stock units. These RSUs converted into an aggregate 24,278 shares of Class A common stock as part of scheduled vesting from prior grants under Robinhood’s 2021 Omnibus Incentive Plan.

What is Shiv Verma’s Robinhood (HOOD) Class A share ownership after these Form 4 transactions?

After the reported RSU conversions and tax-withholding share disposition, Shiv Verma directly owned 63,621 shares of Robinhood Class A common stock. This figure reflects the net balance following issuance of RSU-related shares and the withholding of 12,428 shares for tax obligations.

How do Robinhood (HOOD) RSUs convert into Class A common stock for executives like the CFO?

The footnotes explain that restricted stock units convert into Class A common stock on a one-for-one basis upon vesting and settlement. For Shiv Verma, vested RSUs granted under Robinhood’s 2021 Omnibus Incentive Plan automatically delivered Class A shares as each scheduled vesting date was satisfied.

What RSU grant schedules are disclosed for Robinhood (HOOD) CFO Shiv Verma?

Footnotes describe multiple RSU grants with structured vesting schedules, including a 68,682-unit grant from March 24, 2022 and additional awards from March 10, 2024 and March 19, 2025. These vest in quarterly installments over several years, conditioned on continued service and certain acceleration conditions.