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Robinhood (HOOD) awards 157,539 RSUs to Chief Brokerage Officer Quirk

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robinhood Markets, Inc. disclosed that Chief Brokerage Officer Steven M. Quirk received a grant of 157,539 restricted stock units (RSUs) that will convert into Class A Common Stock on a one-for-one basis upon vesting. One-sixteenth of the RSUs is scheduled to vest on June 1, 2026, with the remaining units vesting in fifteen equal quarterly installments, contingent on his continued service and subject to possible accelerated vesting in certain circumstances.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Quirk Steven M.

(Last)(First)(Middle)
C/O ROBINHOOD MARKETS, INC.
85 WILLOW ROAD

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Robinhood Markets, Inc. [ HOOD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Brokerage Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/19/2026A157,539 (2) (2)Class A Common Stock157,539$0157,539D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
2. On March 19, 2026, the Reporting Person was granted 157,539 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2026, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Remarks:
/s/ Matthew Yorkavich, attorney-in-fact for Steven M. Quirk03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Robinhood (HOOD) disclose about Steven Quirk in this Form 4?

Robinhood reported that Chief Brokerage Officer Steven M. Quirk received 157,539 restricted stock units. These RSUs are a stock-based compensation award that will convert into Class A Common Stock as they vest over a defined multi-year schedule, subject to continued service.

How many RSUs did Robinhood (HOOD) grant to Steven Quirk?

Robinhood granted Steven Quirk 157,539 restricted stock units. This entire amount represents a new equity award, with all 157,539 RSUs reported as beneficially owned following the transaction, reflecting his position from this grant as disclosed in the Form 4 filing.

How do Steven Quirk’s RSUs at Robinhood (HOOD) vest over time?

One-sixteenth of Steven Quirk’s 157,539 RSUs is scheduled to vest on June 1, 2026. The remaining RSUs are scheduled to vest in fifteen equal quarterly installments thereafter, provided he continues to serve at Robinhood and subject to certain accelerated vesting conditions.

What does it mean that Robinhood (HOOD) RSUs convert into Class A Common Stock?

The RSUs granted to Steven Quirk convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. This means each vested RSU will deliver one share of Robinhood Class A Common Stock, aligning his compensation with the company’s equity performance over time.

Is Steven Quirk’s Form 4 transaction a stock purchase or sale of Robinhood (HOOD) shares?

The Form 4 reports an equity grant, not a market purchase or sale. Steven Quirk received 157,539 RSUs as a compensation award, coded as an acquisition (grant/award), with no open-market buying or selling of Robinhood Class A Common Stock involved in this transaction.
Robinhood Markets, Inc.

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