Hope Bancorp CFO reports tax-share dispositions

Hope Bancorp EVP and CFO Julianna Balicka reported routine share dispositions to cover tax obligations tied to equity awards.

Rhea-AI Filing Summary

Hope Bancorp EVP and CFO Julianna Balicka reported routine share dispositions to cover tax obligations tied to equity awards. On March 24, 1,108 common shares were withheld at $10.84 per share, and on March 25, 1,345 shares were withheld at $11.05 per share. These transactions were made to satisfy her tax liability from the vesting of a prior award and were not open-market sales. After the latest transaction, she directly holds 38,372 common shares.

Insider Trade Summary

Exercise Price or Tax Liability: 2,453 shares

Exercise Price or Tax Liability 2 txns

Insider Balicka Julianna

Role EVP, CFO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	1,345	$11.05	$15K
Exercise Price or Tax Liability	Common Stock	1,108	$10.84	$12K

Holdings After Transaction: Common Stock — 38,372 shares (Direct)

Footnotes (1)

1. F1. Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did HOPE CFO Julianna Balicka report?

Julianna Balicka reported two tax-related dispositions of Hope Bancorp common stock. On March 24, 1,108 shares were withheld, and on March 25, 1,345 shares were withheld to satisfy tax liabilities arising from the vesting of a previously granted equity award.

Were the recent HOPE CFO share dispositions open-market sales?

No, the reported share movements were not open-market sales. Both transactions were coded as tax-withholding dispositions, meaning shares were delivered back to the company to cover tax obligations from a vesting stock award, rather than sold in the public market.

How many HOPE shares were withheld for the CFO’s taxes?

A total of 2,453 Hope Bancorp common shares were withheld for taxes. This includes 1,108 shares on March 24 at $10.84 per share and 1,345 shares on March 25 at $11.05 per share, all tied to a previously granted equity award.

How many HOPE shares does the CFO hold after these transactions?

Following the March 25 tax-withholding disposition, Julianna Balicka directly holds 38,372 Hope Bancorp common shares. This figure reflects her position after delivering 1,345 shares to cover tax liabilities associated with the vesting of a prior stock-based award.

What does transaction code F mean in the HOPE Form 4 filing?

Transaction code F indicates payment of a tax liability or exercise price by delivering securities. In this case, the CFO used Hope Bancorp shares to satisfy tax obligations arising from the vesting of a previously granted stock award, instead of paying the taxes in cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/25/2026 - 08:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Balicka Julianna

(Last) (First) (Middle)

3200 WILSHIRE BLVD. STE. 1400

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HOPE BANCORP INC [ HOPE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/24/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/24/2026		F		1,108(1)	D	$10.84	39,717	D
Common Stock	03/25/2026		F		1,345(1)	D	$11.05	38,372	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award.

	/s/Claire Hur as attorney-in-fact for Julianna Balicka	03/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)