Welcome to our dedicated page for Hope Bancorp SEC filings (Ticker: HOPE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hope Bancorp, Inc. filings document the regulatory record of a bank holding company whose common stock trades on the Nasdaq Global Select Market under the symbol HOPE. Form 8-K reports cover operating results and financial condition, Regulation FD earnings materials, quarterly cash dividends, material-event disclosures, officer appointments, director retirements and amendments to bylaws.
Proxy materials describe board elections, shareholder voting matters, governance practices, executive compensation and related annual-meeting disclosures. The company’s filings also identify capital-structure details for its common stock and formal governance changes affecting the rights and procedures of security holders.
Hope Bancorp Inc. Senior Executive Vice President and Chief Risk Officer Thomas Stenger sold 1,500 shares of Common Stock in an open-market sale on June 8, 2026 at a weighted average price of $12.6783 per share. After this transaction, he directly holds 26,128 shares, indicating a relatively small reduction in his position.
Hope Bancorp director Donald Byun reported an equity award of 5,060 shares of Common Stock on May 21, 2026, recorded as a grant/award acquisition at a reference price of $12.45 per share. The footnotes clarify this represents 5,060 Restricted Stock Units granted under the Hope Bancorp, Inc. 2024 Equity Incentive Plan, with each RSU convertible into one share of common stock. These RSUs will vest on the earlier of the one-year anniversary of the grant date or the date of the next Hope Bancorp stockholders meeting. Following the grant, Byun directly holds 44,021 common shares and a fully vested non-qualified stock option covering 20,000 shares at an exercise price of $17.18 per share, expiring on September 1, 2026, while 477,728 shares are held indirectly by a family trust.
Lee Rachel H. reported acquisition or exercise transactions in this Form 4 filing.
HOPE Bancorp director Rachel H. Lee received a compensation-related stock grant. She was awarded 4,337 shares of common stock on a grant or award basis at a reference price of $12.45 per share, bringing her direct holdings to 14,831 shares after the transaction.
The award consists of 4,337 Restricted Stock Units granted under the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents the right to receive one share of common stock, vesting on the earlier of the one-year anniversary of the May 21, 2026 grant date or the next stockholders meeting.
HOPE Bancorp director Jinho Doo reported a new equity award and existing options position. On May 21, 2026, Doo received 5,060 shares of Common Stock as a compensation-related grant, at a reference price of $12.45 per share, increasing direct holdings to 27,658 shares.
The grant represents 5,060 Restricted Stock Units under the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU converts into one common share and will vest on the earlier of the one-year anniversary of the grant date or the next Hope Bancorp stockholders meeting. Doo also holds a fully vested, non-qualified stock option covering 20,000 shares of common stock at an exercise price of $17.18 per share, expiring on September 1, 2026.
Nakajima Takaaki reported acquisition or exercise transactions in this Form 4 filing.
HOPE Bancorp director Takaaki Nakajima received a stock-based compensation grant. On May 21, 2026, he was awarded 4,337 Restricted Stock Units of HOPE common stock at a reference value of $12.45 per share under the 2024 Equity Incentive Plan.
Each RSU represents a contingent right to receive one share of common stock. All 4,337 RSUs will vest on the earlier of the one-year anniversary of the grant date or the next HOPE Bancorp stockholders meeting, and Nakajima’s direct holdings after this award total 4,337 shares-equivalent.
Kim Joon Kyung reported acquisition or exercise transactions in this Form 4 filing.
Hope Bancorp Inc. director Joon Kyung Kim reported receiving a grant of 5,783 shares of Common Stock valued at $12.45 per share as an equity award. This was a compensation-related grant, not an open-market purchase. Following the award, Kim directly holds 41,992 common shares.
According to the award terms, 5,783 Restricted Stock Units were granted on May 21, 2026 under the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a right to receive one share of Hope common stock, vesting on the earlier of the one-year anniversary of the grant date or the next Hope Bancorp stockholders meeting.
Hope Bancorp director Dale S. Zuehls received a grant of 7,373 restricted stock units (RSUs). The RSUs were awarded at a reference value of $12.45 per share under the 2024 Equity Incentive Plan and will vest on the earlier of one year from grant or the next stockholders meeting. Following this award, he directly holds 67,716 common shares and maintains non-qualified stock options for 20,000 shares at a $17.18 exercise price expiring on September 1, 2026.
HA DAISY Y reported acquisition or exercise transactions in this Form 4 filing.
Hope Bancorp director Daisy Y. Ha received an equity grant of 4,337 Restricted Stock Units (RSUs) at $12.45 per unit. The RSUs were granted under the Hope Bancorp, Inc. 2024 Equity Incentive Plan and each RSU represents one share of common stock.
These 4,337 shares will vest on the earlier of the one-year anniversary of the May 21, 2026 grant date or the date of the next Hope Bancorp stockholders meeting. Following the grant, Ha directly holds 14,831 common shares, in addition to indirect holdings through the Kim Ha Living Trust and the Kana Trust, and 20,000 non-qualified stock options exercisable at $17.18 per share expiring on September 1, 2026.
Sacchi Guido Francesco reported acquisition or exercise transactions in this Form 4 filing.
Hope Bancorp director Guido Francesco Sacchi received a grant of 4,337 Restricted Stock Units (RSUs) of common stock on May 21, 2026, as equity compensation. The RSUs were valued at $12.45 per share at grant, and this is his entire reported direct holding after the transaction.
Each RSU represents a contingent right to receive one Hope Bancorp common share. All 4,337 shares will vest on the earlier of the one-year anniversary of the grant date or the date of the next Hope Bancorp stockholders meeting, tying the award to continued service and the upcoming shareholder meeting cycle.