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Director at Hope Bancorp (HOPE) granted 7,373 RSUs as stock award

(Neutral)
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Form Type
4

Rhea-AI Filing Summary

Hope Bancorp director Dale S. Zuehls received a grant of 7,373 restricted stock units (RSUs). The RSUs were awarded at a reference value of $12.45 per share under the 2024 Equity Incentive Plan and will vest on the earlier of one year from grant or the next stockholders meeting. Following this award, he directly holds 67,716 common shares and maintains non-qualified stock options for 20,000 shares at a $17.18 exercise price expiring on September 1, 2026.

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Insider Zuehls Dale S.
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 7,373 $12.45 $92K
holding Non-qualified stock option (right to buy) -- -- --
Holdings After Transaction: Common Stock — 67,716 shares (Direct); Non-qualified stock option (right to buy) — 20,000 shares (Direct)
Footnotes (2)
  1. F1. Total 7,373 Restricted Stock Units ("RSU") were granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Hope common stock. 7,373 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
  2. F2. Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
RSU grant size 7,373 units Restricted Stock Units granted on May 21, 2026
RSU grant price $12.45 per share Reference transaction price for RSU grant
Shares held after grant 67,716 shares Total common stock directly held post-transaction
Option underlying shares 20,000 shares Common shares underlying non-qualified stock options
Option exercise price $17.18 per share Exercise price of non-qualified stock options
Option expiration September 1, 2026 Expiration date of non-qualified stock options
Restricted Stock Units ("RSU") financial
"Total 7,373 Restricted Stock Units ("RSU") were granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan."
Non-qualified stock option financial
"Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan."
A non-qualified stock option (NSO) is a contract that lets an employee or service provider buy company shares at a fixed price for a set period, like a voucher to purchase stock later at today’s price. It matters to investors because exercising NSOs creates ordinary income for the holder and can increase share count, affecting a company’s earnings and ownership mix; think of it as a future sale that can dilute existing shareholders and has immediate tax consequences for the recipient.
2024 Equity Incentive Plan financial
"Total 7,373 Restricted Stock Units ("RSU") were granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan."
2016 Incentive Compensation Plan financial
"Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan."

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FAQ

What did Hope Bancorp (HOPE) disclose about director Dale S. Zuehls in this Form 4?

Hope Bancorp reported that director Dale S. Zuehls received 7,373 restricted stock units as an equity award. These units were granted under the 2024 Equity Incentive Plan and represent a contingent right to receive one share of common stock per unit upon vesting.

How many restricted stock units did HOPE grant to director Dale S. Zuehls and when do they vest?

HOPE granted 7,373 restricted stock units to director Dale S. Zuehls. Each RSU converts into one share of common stock, vesting on the earlier of the one-year anniversary of the May 21, 2026 grant date or the date of the next Hope Bancorp stockholders meeting.

Was the Hope Bancorp (HOPE) Form 4 for an open-market stock purchase or a compensation grant?

The Form 4 reflects a compensation-related equity grant, not an open-market purchase. Director Dale S. Zuehls received 7,373 restricted stock units as a grant or award, classified under transaction code A, which denotes a grant, award, or other acquisition of securities.

What are Dale S. Zuehls’ HOPE common stock holdings after this RSU grant?

After the reported transactions, Dale S. Zuehls directly holds 67,716 shares of Hope Bancorp common stock. This total reflects his position following the 7,373-share restricted stock unit grant recorded in the Form 4, as disclosed in the non-derivative transaction table.

What stock options does Dale S. Zuehls hold in Hope Bancorp (HOPE) according to this filing?

The filing shows Dale S. Zuehls holds non-qualified stock options linked to 20,000 shares of Hope Bancorp common stock. These options carry a $17.18 exercise price, were fully vested by September 1, 2018, and are scheduled to expire on September 1, 2026.

At what price was the 7,373-share RSU award valued in the Hope Bancorp Form 4?

The 7,373 restricted stock units were reported with a value reference of $12.45 per share. This per-share figure reflects the transaction price disclosed in the Form 4’s non-derivative table for the grant, which is categorized as a grant or award acquisition.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zuehls Dale S.

(Last)(First)(Middle)
3200 WILSHIRE BLVD. STE. 1400

(Street)
LOS ANGELES CALIFORNIA 90010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HOPE BANCORP INC [ HOPE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026A7,373(1)A$12.4567,716D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Non-qualified stock option (right to buy)$17.18 (2)09/01/2026Common Stock20,00020,000D
Explanation of Responses:
1. Total 7,373 Restricted Stock Units ("RSU") were granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Hope common stock. 7,373 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
2. Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.
/s/Claire Hur as attorney-in-fact for Dale Zuehls05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)