STOCK TITAN

Director Nakajima receives 4,337 RSUs at HOPE Bancorp (HOPE) as equity award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Nakajima Takaaki reported acquisition or exercise transactions in this Form 4 filing.

HOPE Bancorp director Takaaki Nakajima received a stock-based compensation grant. On May 21, 2026, he was awarded 4,337 Restricted Stock Units of HOPE common stock at a reference value of $12.45 per share under the 2024 Equity Incentive Plan.

Each RSU represents a contingent right to receive one share of common stock. All 4,337 RSUs will vest on the earlier of the one-year anniversary of the grant date or the next HOPE Bancorp stockholders meeting, and Nakajima’s direct holdings after this award total 4,337 shares-equivalent.

Positive

  • None.

Negative

  • None.
Insider Nakajima Takaaki
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,337 $12.45 $54K
Holdings After Transaction: Common Stock — 4,337 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 4,337 units Restricted Stock Units awarded on May 21, 2026
Grant value per RSU $12.45 per share Reference value for HOPE common stock at grant
Holdings after transaction 4,337 shares-equivalent Total direct position following RSU award
Vesting trigger 1 year or next meeting Earlier of one-year anniversary or next stockholders meeting
Restricted Stock Units ("RSU") financial
"Total 4,337 Restricted Stock Units ("RSU") were granted on May 21, 2026"
contingent right financial
"Each RSU represents a contingent right to receive one share of Hope common stock"
Equity Incentive Plan financial
"pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nakajima Takaaki

(Last)(First)(Middle)
3200 WILSHIRE BLVD. STE. 1400

(Street)
LOS ANGELES CALIFORNIA 90010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
HOPE BANCORP INC [ HOPE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/21/2026A4,337(1)A$12.454,337D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Total 4,337 Restricted Stock Units ("RSU") were granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Hope common stock. 4,337 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
/s/Angelee Harris as attorney-in-fact for Takaaki Nakajima05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did HOPE (HOPE) report for Takaaki Nakajima?

HOPE reported that director Takaaki Nakajima received a grant of 4,337 Restricted Stock Units on May 21, 2026. This is a stock-based compensation award, not an open-market purchase or sale of HOPE common shares.

How many HOPE shares are covered by Takaaki Nakajima’s new RSU grant?

The grant covers 4,337 Restricted Stock Units, each representing a contingent right to one HOPE common share. If fully vested and settled, the award would deliver 4,337 shares of HOPE common stock to Nakajima, assuming no forfeitures.

At what value were Takaaki Nakajima’s HOPE RSUs granted?

The RSUs were granted at a reference value of $12.45 per unit of HOPE common stock. This price is used for reporting and compensation valuation purposes and does not indicate a cash purchase by Nakajima in the market.

When do Takaaki Nakajima’s HOPE RSUs vest?

All 4,337 HOPE RSUs vest on the earlier of the one-year anniversary of the May 21, 2026 grant date or the date of the next HOPE Bancorp stockholders meeting. Vesting must occur before Nakajima receives the underlying common shares.

What equity plan governs Takaaki Nakajima’s HOPE RSU grant?

The award was granted under the Hope Bancorp, Inc. 2024 Equity Incentive Plan. This plan authorizes stock-based compensation, such as Restricted Stock Units, to directors and employees as part of their overall compensation package and long-term incentive structure.