HOPE director granted 5,060 RSUs and holds options

HOPE Bancorp director Jinho Doo reported a new equity award and existing options position.

Rhea-AI Filing Summary

HOPE Bancorp director Jinho Doo reported a new equity award and existing options position. On May 21, 2026, Doo received 5,060 shares of Common Stock as a compensation-related grant, at a reference price of $12.45 per share, increasing direct holdings to 27,658 shares.

The grant represents 5,060 Restricted Stock Units under the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU converts into one common share and will vest on the earlier of the one-year anniversary of the grant date or the next Hope Bancorp stockholders meeting. Doo also holds a fully vested, non-qualified stock option covering 20,000 shares of common stock at an exercise price of $17.18 per share, expiring on September 1, 2026.

Insights

Equity compensation analyst

Director received routine RSU grant and retains vested options.

Director Jinho Doo acquired 5,060 Restricted Stock Units as a compensation grant, lifting direct common stock holdings to 27,658 shares. This is coded as a grant/award acquisition, not an open‑market purchase, so it mainly reflects board compensation structure.

The grant vests on the earlier of the one-year anniversary of May 21, 2026 or the next stockholders meeting, aligning incentives with shareholder outcomes over that period. Doo also continues to hold fully vested non-qualified stock options for 20,000 underlying shares at an exercise price of $17.18 expiring on September 1, 2026, indicating substantial remaining equity exposure.

Insider Trade Summary

Grant/Award: 5,060 shares

Grant/Award 2 txns

Insider Doo Jinho

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	5,060	$12.45	$63K
holding	Non-qualified stock option (right to buy)	--	--	--

Holdings After Transaction: Common Stock — 27,658 shares (Direct); Non-qualified stock option (right to buy) — 20,000 contracts (Direct)

Footnotes (2)

1. F1. Total 5,060 Restricted Stock Units ("RSU") were granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Hope common stock. 5,060 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
2. F2. Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.

Key Figures

RSU grant size: 5,060 shares Grant reference price: $12.45 per share Post-grant common holdings: 27,658 shares +3 more

6 metrics

RSU grant size 5,060 shares Restricted Stock Units granted May 21, 2026

Grant reference price $12.45 per share Common Stock grant price on May 21, 2026

Post-grant common holdings 27,658 shares Total direct common stock after RSU grant

Option exercise price $17.18 per share Non-qualified stock option strike price

Underlying shares for options 20,000 shares Common shares underlying non-qualified stock options

Option expiration September 1, 2026 Expiration date of non-qualified stock options

Key Terms

Restricted Stock Units, RSU, Non-qualified stock option, Equity Incentive Plan, +1 more

5 terms

Restricted Stock Units financial

"Total 5,060 Restricted Stock Units ("RSU") were granted on May 21, 2026"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

RSU financial

"Each RSU represents a contingent right to receive one share of Hope common stock."

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Non-qualified stock option financial

"Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan."

A non-qualified stock option (NSO) is a contract that lets an employee or service provider buy company shares at a fixed price for a set period, like a voucher to purchase stock later at today’s price. It matters to investors because exercising NSOs creates ordinary income for the holder and can increase share count, affecting a company’s earnings and ownership mix; think of it as a future sale that can dilute existing shareholders and has immediate tax consequences for the recipient.

Equity Incentive Plan financial

"granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan."

An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.

Incentive Compensation Plan financial

"pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan."

An incentive compensation plan is a formal program that rewards employees and executives with bonuses, stock, or other payments tied to specific performance goals—such as revenue, profit, productivity, or long‑term share price. Investors watch these plans because they shape how leaders make decisions and take risks; like paying a coach by wins rather than effort, well‑designed plans can drive sustainable growth while poor designs can encourage short‑term behaviors that harm shareholder value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did HOPE director Jinho Doo report in this Form 4 filing?

Director Jinho Doo reported a grant of 5,060 Restricted Stock Units and updated holdings. The award increased direct common stock ownership to 27,658 shares and is part of equity compensation rather than an open-market stock purchase or sale.

How many HOPE Bancorp shares did Jinho Doo receive in the latest grant?

Jinho Doo received 5,060 Restricted Stock Units, each representing one share of HOPE common stock. These RSUs were granted on May 21, 2026, and are tied to the company’s 2024 Equity Incentive Plan with time- or meeting-based vesting conditions.

What is the vesting schedule for Jinho Doo’s 5,060 RSUs at HOPE?

The 5,060 Restricted Stock Units vest on the earlier of two dates: the one-year anniversary of the May 21, 2026 grant or the date of the next Hope Bancorp stockholders meeting. Once vested, each RSU converts into one share of common stock.

What equity incentive plan governs Jinho Doo’s new HOPE RSU grant?

The RSU grant was made under the Hope Bancorp, Inc. 2024 Equity Incentive Plan. This plan authorizes equity-based awards, such as Restricted Stock Units, to directors and other participants as part of their overall compensation and alignment with shareholder interests.

What stock options does Jinho Doo still hold in HOPE Bancorp?

Jinho Doo holds fully vested non-qualified stock options originally granted September 1, 2016. These options cover 20,000 underlying HOPE common shares at a $17.18 exercise price and remain exercisable until their September 1, 2026 expiration date.

Is Jinho Doo’s Form 4 transaction an open-market buy or sell of HOPE stock?

The Form 4 shows a grant coded as a compensation-related acquisition, not an open-market trade. The 5,060 shares come from Restricted Stock Units awarded to the director, rather than shares bought or sold on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/22/2026 - 08:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Doo Jinho

(Last) (First) (Middle)

3200 WILSHIRE BLVD. STE. 1400

(Street)

LOS ANGELES CALIFORNIA 90010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
HOPE BANCORP INC [ HOPE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/21/2026		A		5,060(1)	A	$12.45	27,658	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-qualified stock option (right to buy)	$17.18							(2)	09/01/2026	Common Stock	20,000		20,000	D

Explanation of Responses:

1. Total 5,060 Restricted Stock Units ("RSU") were granted on May 21, 2026 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of Hope common stock. 5,060 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.

2. Non-qualified stock options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018.

	/s/Claire Hur as attorney-in-fact for Jinho Doo	05/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)