Rocket One boosts ATM share offering by $6.83M

Q: How much stock has Rocket One already sold under the ATM agreement?

Rocket One has sold approximately $9,279,067 of common stock under its at-the-market sales agreement to date. This historical amount is separate from the newly added $6,829,000 of additional offering capacity disclosed in the filing.

Rocket One Inc. disclosed that it has increased the maximum aggregate offering price of its common stock available under its at-the-market sales agreement with H.C.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

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Form Type

8-K

Rhea-AI Filing Summary

Rocket One Inc. disclosed that it has increased the maximum aggregate offering price of its common stock available under its at-the-market sales agreement with H.C. Wainwright & Co., LLC by up to an additional $6,829,000. This ATM program allows the company to issue and sell shares of common stock from time to time into the market. The company also noted that approximately $9,279,067 of common stock had already been sold under this agreement before the increase and that it filed a new prospectus supplement and related legal opinion to cover the expanded capacity.

8-K Event Classification

2 items: 8.01, 9.01

2 items

Item 8.01 Other Events Other

Voluntary disclosure of events the company deems important to shareholders but not covered by other items.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, or exhibit attachments filed with this report.

Key Figures

Additional ATM capacity: $6,829,000 aggregate offering price Shares sold to date under ATM: approximately $9,279,067

2 metrics

Additional ATM capacity $6,829,000 aggregate offering price Additional common stock under At The Market Offering Agreement

Shares sold to date under ATM approximately $9,279,067 Common stock already sold under the Sales Agreement

Key Terms

At The Market Offering Agreement, prospectus supplement, Emerging growth company, legal opinion, +1 more

5 terms

At The Market Offering Agreement financial

"issuable under the At The Market Offering Agreement (the “Sales Agreement”) with H.C. Wainwright & Co., LLC"

An at-the-market offering agreement is a contract that lets a company sell newly issued shares directly into the open market through a broker, at whatever price the stock is trading at that moment. For investors this matters because it can increase the number of shares available (which may dilute existing ownership) while providing a flexible, often faster way for the company to raise cash without fixing a price, similar to a vendor selling small batches at current market stalls rather than setting a single fixed price.

prospectus supplement regulatory

"and filed a prospectus supplement (the “Current Prospectus Supplement”)."

A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

Emerging growth company regulatory

"Emerging growth company Item 8.01 Other Events."

An emerging growth company is a recently public or smaller public firm that qualifies for temporary, lighter regulatory and disclosure rules to reduce the cost and effort of being public. For investors, it means the company may provide less historical financial detail and face fewer reporting requirements than larger firms, so it can grow more quickly but also carries higher uncertainty—like buying a promising early-stage product with fewer user reviews.

legal opinion regulatory

"A copy of the legal opinion as to the legality of the $6,829,000 shares of Common Stock"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Rocket One Inc. change in its June 3, 2026 8-K?

Rocket One Inc. increased the capacity of its at-the-market equity program by up to an additional $6,829,000 in common stock, supported by a new prospectus supplement and legal opinion to cover the expanded issuance.

How large is Rocket One Inc.’s additional ATM capacity?

The additional at-the-market capacity is up to an aggregate of $6,829,000 in common stock. This amount represents new potential issuance on top of shares already sold under the existing sales agreement with H.C. Wainwright & Co., LLC.

How much stock has Rocket One already sold under the ATM agreement?

Rocket One has sold approximately $9,279,067 of common stock under its at-the-market sales agreement to date. This historical amount is separate from the newly added $6,829,000 of additional offering capacity disclosed in the filing.

Who is Rocket One’s sales agent for the ATM offering?

H.C. Wainwright & Co., LLC acts as Rocket One’s sales agent under the At The Market Offering Agreement. The firm may sell shares into the market on Rocket One’s behalf under the terms of the agreement and related prospectus supplement.

What new documents did Rocket One file with this ATM increase?

Rocket One filed a new prospectus supplement covering the expanded ATM capacity and a legal opinion on the validity of the shares. The legal opinion from Sheppard Mullin Richter & Hampton LLP is included as Exhibit 5.1, with a related consent in Exhibit 23.1.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/03/2026 - 08:26 AM EDT

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) June 3, 2026

Rocket One Inc.

(Exact name of registrant as specified in its charter)

Nevada		001-38803		82-1553794
(State or other jurisdiction of incorporation)		(Commission File Number)		(I. R. S. Employer Identification No.)

720 Monroe Street, Suite E514

Hoboken, NJ 07030

(Address of principal executive offices, including ZIP code)

(866) 239-7459

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common stock, $0.0001 par value		RKTO		The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events.

On June 3, 2026, Rocket One Inc. (the “Company”) increased the maximum aggregate offering price of the shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”) issuable under the At The Market Offering Agreement (the “Sales Agreement”) with H.C. Wainwright & Co., LLC, dated November 8, 2024, to up to an additional aggregate of $6,829,000, which does not include the approximately $9,279,067 of shares of Common Stock that were sold to date pursuant to the Sales Agreement, and filed a prospectus supplement (the “Current Prospectus Supplement”). A copy of the legal opinion as to the legality of the $6,829,000 shares of Common Stock issuable under the Sales Agreement and covered by the Current Prospectus Supplement is filed as Exhibit 5.1 attached hereto.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.		Description
5.1		Opinion of Sheppard Mullin Richter & Hampton LLP
23.1		Consent of Sheppard Mullin Richter & Hampton LLP (included in Exhibit 5.1)
104		Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: June 3, 2026	Rocket One Inc.

	/s/ Robb Knie
	Robb Knie
	Chief Executive Officer

Source: View Original Filing on SEC EDGAR

Filing Exhibits & Attachments

4 documents