Rocket One Inc. (RKTO) CEO receives grant of 550,000 stock options

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Rocket One Inc. reported that CEO and President Robb Knie received a grant of stock options as compensation. He was awarded 550,000 options to purchase Rocket One common stock at an exercise price of $0.7083 per share. The options were issued under the company’s Amended and Restated 2022 Omnibus Equity Incentive Plan and vested in full upon grant on May 26, 2026. They are scheduled to expire on May 26, 2036. Following this award, Knie holds 550,000 options directly, giving him the right to acquire an equal number of common shares in the future but involving no open-market buying or selling.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Knie Robb

Role CEO and President

Type	Security	Shares	Price	Value
Grant/Award	Options	550,000	$0.00	--

Holdings After Transaction: Options — 550,000 shares (Direct, null)

Footnotes (1)

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Key Figures

Options granted: 550,000 options Exercise price: $0.7083 per share Underlying shares: 550,000 shares +2 more

5 metrics

Options granted 550,000 options Grant to CEO Robb Knie on May 26, 2026

Exercise price $0.7083 per share Strike price for Rocket One common stock options

Underlying shares 550,000 shares Common stock underlying the granted options

Options expiration May 26, 2036 Expiry date of Robb Knie’s option grant

Options held after grant 550,000 options Total derivative holdings following this transaction

Key Terms

Amended and Restated 2022 Omnibus Equity Incentive Plan, vested in full upon grant, exercise price, expiration date

4 terms

Amended and Restated 2022 Omnibus Equity Incentive Plan financial

"The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended"

vested in full upon grant financial

"and vested in full upon grant."

exercise price financial

"conversion_or_exercise_price: "0.7083""

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

expiration date financial

"expiration_date: "2036-05-26T00:00:00.000Z""

The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.

Form 4 Insider Transactions: What Each Field Means →

05/28/2026 - 04:15 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Knie Robb

(Last)

(First)

(Middle)

C/O ROCKET ONE INC., 720 MONROE STREET

SUITE E514

(Street)

HOBOKEN

NEW JERSEY

07030

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocket One Inc. [ RKTO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	CEO and President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Options	$0.7083	05/26/2026		A⁽¹⁾		550,000		05/26/2026	05/26/2036	Common Stock	550,000	$0	550,000	D

Explanation of Responses:

1. The options were issued pursuant to the Rocket One Inc. Amended and Restated 2022 Omnibus Equity Incentive Plan, as amended, and vested in full upon grant.

	/s/ Hayley Springer as Attorney-In-Fact for Robb Knie	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Rocket One Inc. (RKTO) report for Robb Knie?

Rocket One disclosed that CEO and President Robb Knie received a grant of stock options. He was awarded 550,000 options as equity compensation, giving him the right to buy Rocket One common shares at a fixed exercise price in the future.

How many stock options were granted to Rocket One (RKTO) CEO Robb Knie?

Robb Knie received a grant of 550,000 stock options from Rocket One. Each option relates to one share of common stock, so the award covers 550,000 underlying shares, increasing his potential future equity exposure without immediate cash payment.

What is the exercise price and term of Robb Knie’s Rocket One (RKTO) options?

The options granted to Robb Knie have an exercise price of $0.7083 per share and expire on May 26, 2036. This means he can choose to buy Rocket One common shares at $0.7083 any time before the expiration date, subject to plan terms.

How do Robb Knie’s new options in Rocket One (RKTO) vest?

The filing states that Robb Knie’s 550,000 options vested in full upon grant. Immediate vesting means he is fully entitled to exercise these options at any time during their term, within the rules of the company’s equity incentive plan.

Did Rocket One (RKTO) CEO Robb Knie buy or sell shares in the market?

No open-market share purchases or sales were reported in this filing. Instead, Robb Knie received a grant of 550,000 stock options as compensation, with an exercise price of $0.7083, providing potential future ownership rather than an immediate share trade.

What plan governs Robb Knie’s option grant at Rocket One (RKTO)?

The options were issued under Rocket One Inc.’s Amended and Restated 2022 Omnibus Equity Incentive Plan. This plan sets the terms for equity-based awards, including vesting, exercise rights, and expiration conditions for participants such as executives.