[Form 3] Helport AI Ltd Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Helport AI Ltd director Lu Xiaoma has filed an initial Form 3, which is a statement of beneficial ownership for insiders of the company. The filing lists Lu Xiaoma as a director of Helport AI Ltd with no reportable transactions or derivative holdings included in this filing.

Key Terms

Form 3, reporting persons, ten percent owner, derivative securities

4 terms

Form 3 regulatory

"INSIDER FILING DATA (Form 3)"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting persons regulatory

""reportingPersons": [ { "name": "Lu Xiaoma" } ]"

ten percent owner financial

""is_ten_percent_owner": 0"

derivative securities financial

""derivativeSummary": []"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

Understanding Insider Trading Forms →

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lu Xiaoma

(Last) (First) (Middle)

9 TEMASEK BOULEVARD #07-00

SUNTEC TOWER TWO

(Street)

SINGAPORE MASSACHUSETTS 038989

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Helport AI Ltd [ HPAI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Xiaoma Lu	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Helport AI Ltd (HPAI) disclose in Lu Xiaoma's Form 3?

The Form 3 for Helport AI Ltd (HPAI) discloses that Lu Xiaoma is a director of the company. It serves as an initial statement of beneficial ownership and shows no reportable transactions or derivative positions in this filing.

Does Helport AI Ltd (HPAI) Form 3 for Lu Xiaoma show any stock transactions?

No, the Form 3 for Helport AI Ltd (HPAI) reports no stock transactions for Lu Xiaoma. The transaction summary shows zero buys, zero sells, zero exercises, and no gifts or tax-withholding events in this initial ownership statement.

Is Lu Xiaoma a ten percent owner of Helport AI Ltd (HPAI) according to the Form 3?

According to the Form 3, Lu Xiaoma is listed as a director of Helport AI Ltd (HPAI) and is not identified as a ten percent owner. The ten percent owner indicator is set to zero in the filing data.

What does the transaction summary show in Helport AI Ltd (HPAI) Form 3?

The transaction summary in the Helport AI Ltd (HPAI) Form 3 shows zero buys, sells, acquisitions, and dispositions. It also reports zero option exercises, gifts, tax-withholding events, and restructuring transactions, indicating no reportable activity in this statement.

Are there any derivative securities reported for Lu Xiaoma in Helport AI Ltd (HPAI) Form 3?

No derivative securities are reported for Lu Xiaoma in the Helport AI Ltd (HPAI) Form 3. The derivative summary section is empty and derivative transaction counts are zero, meaning no options or similar instruments are disclosed in this filing.