Welcome to our dedicated page for Helport AI SEC filings (Ticker: HPAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Helport AI Limited filings document governance changes, capital-structure actions and material agreements for the AI customer communication software company. As a foreign private issuer reporting on Form 20-F, the company uses Form 6-K current reports to disclose director and officer changes, board committee appointments, and related governance transitions.
The filing record also includes subscription agreements for ordinary shares issued under Regulation S, with disclosures on share terms, board approvals, exhibits and capital-raising transactions. These filings frame the company’s public-company reporting around governance, ownership, securities issuance and material corporate events.
Helport AI Ltd director Pan Yu has filed an initial ownership report showing holdings of ordinary shares in the company. The filing indicates direct ownership of 2,214 ordinary shares following the reported position, establishing a baseline of this director’s equity stake in Helport AI Ltd.
Helport AI Limited reports board and committee changes. The board appointed existing independent director Geoffrey Bonnycastle as Chairman of the Audit Committee, following a recommendation from the Nomination Committee. The board also appointed Yu Pan as a new independent director, effective immediately.
Yu Pan brings extensive experience in model risk, validation, and quantitative analytics from senior roles at major financial institutions including U.S. Bank, Wells Fargo, HSBC Finance and Delta Air Lines, as well as prior academic experience. The company notes that Yu Pan has no family ties with current leadership and no related-party transactions requiring disclosure under Regulation S‑K Item 404(a).
Helport AI Ltd director Lu Xiaoma has filed an initial Form 3, which is a statement of beneficial ownership for insiders of the company. The filing lists Lu Xiaoma as a director of Helport AI Ltd with no reportable transactions or derivative holdings included in this filing.
Helport AI Limited has filed a Form F-3 shelf registration to offer, from time to time after effectiveness, up to $100,000,000 of securities and to register resale of 215,942 Ordinary Shares by certain selling shareholders.
The shelf permits offerings of Ordinary Shares, preferred shares, warrants, debt securities, rights, units and related instruments. The company reported 37,646,910 Ordinary Shares issued and outstanding and noted 20,177,224 Ordinary Shares held by non-affiliates with an aggregate market value of approximately $66.58 million based on a stated closing price. The selling shareholders will receive proceeds from any resales; the company will not receive proceeds from those resales but will pay registration costs.
Helport AI Ltd director and Chief Executive Officer Li Guanghai filed an initial Form 3, which serves as a statement of beneficial ownership as an insider. The filing reports no insider transactions or derivative positions and shows no buy or sell activity at this time.
Helport AI Ltd filed an initial ownership report for Di Shen, who serves as both a director and Chief Financial Officer. This Form 3 filing establishes Shen’s status as an insider of Helport AI Ltd. The report does not list any specific share transactions or holdings.
Helport AI Ltd director Geoffrey Michael Kerr Bonnycastle filed an initial statement of beneficial ownership on Form 3. The filing identifies him as a director of the company but, in the provided data, does not list any reportable transactions or derivative positions.
Helport AI Ltd director Geffner Xin Yue Jasmine filed an initial Form 3 ownership report as a newly reporting insider of the company. The available data shows no reported buy, sell, or other share transactions and does not list any derivative positions in this filing excerpt.
Helport AI Limited, a British Virgin Islands company listed on Nasdaq, files its annual report on Form 20-F for the year ended June 30, 2025. It reports 37,430,968 ordinary shares and 18,844,987 warrants outstanding, with each warrant exercisable at $11.50 per share.
The business provides AI-driven contact-center solutions, primarily selling AI Assist software to BPO customers in China through a Singapore operating structure. Key risks include dependence on PRC-based customers despite having no PRC operating entity, evolving PRC data and cybersecurity oversight, foreign-exchange volatility across USD, SGD, PHP, IDR, and RMB, and reliance on a single core technology supplier and a concentrated customer base.
The company highlights competitive pressures in AI contact-center technology, extensive use of third-party cloud platforms and open-source software, and exposure to global macro conditions and inflation. Management reports no identified material weaknesses in internal control over financial reporting and notes that Helport AI is an emerging growth company that may not pay dividends in the foreseeable future.