Welcome to our dedicated page for Helport AI SEC filings (Ticker: HPAI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Helport AI Limited filings document governance changes, capital-structure actions and material agreements for the AI customer communication software company. As a foreign private issuer reporting on Form 20-F, the company uses Form 6-K current reports to disclose director and officer changes, board committee appointments, and related governance transitions.
The filing record also includes subscription agreements for ordinary shares issued under Regulation S, with disclosures on share terms, board approvals, exhibits and capital-raising transactions. These filings frame the company’s public-company reporting around governance, ownership, securities issuance and material corporate events.
Helport AI Limited entered into a Sales Agreement with Lake Street Capital Markets, LLC allowing the company to offer and sell its ordinary shares in an at-the-market program. Ordinary shares, par value $0.0001 per share, may be sold from time to time through the sales agent under a Form F-3 shelf registration for an aggregate offering price of up to $9,550,000. The sales agent will use commercially reasonable efforts to execute sales as an “at the market offering” under Rule 415(a)(4), and will receive a commission of up to 3.0% of the aggregate gross proceeds from each sale, plus specified expense reimbursement.
Helport AI Limited, a British Virgin Islands–incorporated AI workforce infrastructure company, has set up an at-the-market (“ATM”) program to sell up to $9,550,000 of ordinary shares through Lake Street Capital Markets as sales agent. Sales will be made from time to time directly into the market at prevailing prices on Nasdaq or other trading venues, with Lake Street earning up to 3.0% of gross proceeds as commission and being deemed an underwriter.
The company’s ordinary shares trade on Nasdaq under “HPAI” and last closed at $0.65 on July 9, 2026. As of July 10, 2026, 37,646,910 ordinary shares were outstanding, including 20,177,224 held by non‑affiliates, giving a public float of about $28.65 million and allowing use of Form F-3’s General Instruction I.B.5 up to the ATM size. An illustrative full draw of 14,692,308 shares at $0.65 would lift pro forma net tangible book value from $0.0505 to $0.2114 per share but imply dilution of $0.4386 per share to new buyers. Net proceeds, if any, are intended for general corporate purposes including working capital, product development, and sales and marketing.
Helport AI Limited reported mixed results for the first half of fiscal 2026. Revenue for the six months ended December 31, 2025 rose 7.7% to $17.7 million, driven mainly by AI services and the launch of AI+BPO offerings, while average monthly subscribed seats grew 16.8% to 37,908.
Despite this growth, profitability deteriorated. The company moved from net income of $1.1 million a year earlier to a net loss of $1.7 million, as research and development expenses jumped to $5.7 million and general and administrative costs increased. Credit losses of $2.4 million on receivables further weighed on results.
Liquidity remains tight but improved from mid-year, with cash increasing to $688,112 as of December 31, 2025 and positive operating cash flow of $5.0 million. However, working capital declined from about $4.7 million to $1.6 million, and accounts receivable expanded sharply to $35.0 million net, heavily concentrated among a few large customers.
Helport AI Ltd director Pan Yu has filed an initial ownership report showing holdings of ordinary shares in the company. The filing indicates direct ownership of 2,214 ordinary shares following the reported position, establishing a baseline of this director’s equity stake in Helport AI Ltd.
Helport AI Limited reports board and committee changes. The board appointed existing independent director Geoffrey Bonnycastle as Chairman of the Audit Committee, following a recommendation from the Nomination Committee. The board also appointed Yu Pan as a new independent director, effective immediately.
Yu Pan brings extensive experience in model risk, validation, and quantitative analytics from senior roles at major financial institutions including U.S. Bank, Wells Fargo, HSBC Finance and Delta Air Lines, as well as prior academic experience. The company notes that Yu Pan has no family ties with current leadership and no related-party transactions requiring disclosure under Regulation S‑K Item 404(a).
Helport AI Ltd director Lu Xiaoma has filed an initial Form 3, which is a statement of beneficial ownership for insiders of the company. The filing lists Lu Xiaoma as a director of Helport AI Ltd with no reportable transactions or derivative holdings included in this filing.
Helport AI Limited has filed a Form F-3 shelf registration to offer, from time to time after effectiveness, up to $100,000,000 of securities and to register resale of 215,942 Ordinary Shares by certain selling shareholders.
The shelf permits offerings of Ordinary Shares, preferred shares, warrants, debt securities, rights, units and related instruments. The company reported 37,646,910 Ordinary Shares issued and outstanding and noted 20,177,224 Ordinary Shares held by non-affiliates with an aggregate market value of approximately $66.58 million based on a stated closing price. The selling shareholders will receive proceeds from any resales; the company will not receive proceeds from those resales but will pay registration costs.
Helport AI Ltd director and Chief Executive Officer Li Guanghai filed an initial Form 3, which serves as a statement of beneficial ownership as an insider. The filing reports no insider transactions or derivative positions and shows no buy or sell activity at this time.
Helport AI Ltd filed an initial ownership report for Di Shen, who serves as both a director and Chief Financial Officer. This Form 3 filing establishes Shen’s status as an insider of Helport AI Ltd. The report does not list any specific share transactions or holdings.