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Helport AI (HPAI) CFO and director Di Shen submits initial Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Helport AI Ltd filed an initial ownership report for Di Shen, who serves as both a director and Chief Financial Officer. This Form 3 filing establishes Shen’s status as an insider of Helport AI Ltd. The report does not list any specific share transactions or holdings.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Di Shen

(Last)(First)(Middle)
9 TEMASEK BOULEVARD #07-00
SUNTEC TOWER TWO

(Street)
SINGAPORE038989

(City)(State)(Zip)

SINGAPORE

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Helport AI Ltd [ HPAI ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Di Shen03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Helport AI (HPAI) disclose in Di Shen’s Form 3?

Helport AI discloses that Di Shen is an insider, serving as both director and Chief Financial Officer. The Form 3 is an initial ownership report and, in this case, does not show any specific share transactions or reported holdings.

Does Di Shen’s Form 3 for Helport AI (HPAI) show any stock trades?

No, Di Shen’s Form 3 does not show any stock trades. The transaction summary indicates zero buys, sells, exercises, gifts, or other dispositions, meaning the filing only establishes insider status without reporting trading activity.

What is the purpose of Di Shen’s Form 3 at Helport AI (HPAI)?

The purpose of Di Shen’s Form 3 is to provide an initial statement of beneficial ownership as an insider of Helport AI Ltd. It identifies Shen’s roles as director and Chief Financial Officer, satisfying SEC disclosure requirements for new insiders.

What roles does Di Shen hold at Helport AI (HPAI)?

Di Shen is identified as both a director and the Chief Financial Officer of Helport AI Ltd. These roles classify Shen as a company insider, which triggers SEC reporting obligations such as filing this Form 3 ownership statement.

Does Di Shen’s Form 3 for Helport AI (HPAI) indicate 10% ownership?

No, the Form 3 indicates that Di Shen is not a ten percent owner of Helport AI Ltd. The filing flags Shen as a director and Chief Financial Officer but shows the ten percent owner status as not applicable.
Helport AI Ltd

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