STOCK TITAN

Regina Dugan of Hewlett Packard Enterprise (NYSE: HPE) awarded 8,750 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

DUGAN REGINA E reported acquisition or exercise transactions in this Form 4 filing.

Hewlett Packard Enterprise director Regina E. Dugan received a grant of 8,750 restricted stock units on 05/01/26. Each RSU represents a right to receive one share of HPE common stock and will cliff vest on the earlier of 05/01/27 or the company’s 2027 Annual Stockholders Meeting. Dividend equivalent rights will accrue on these RSUs when dividends are paid on HPE’s common stock. After the reported transactions, Dugan directly holds 55,850 shares of common stock and 8,750 RSUs.

Positive

  • None.

Negative

  • None.
Insider DUGAN REGINA E
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 8,750 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 8,750 shares (Direct, null); Common Stock — 55,850 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
RSU grant 8,750 RSUs Granted on 05/01/26 to Regina E. Dugan
Common shares held 55,850 shares Direct HPE common stock holdings after transactions
RSU vesting trigger 05/01/27 or 2027 Annual Meeting Cliff vest date for 8,750 RSUs
Restricted Stock Units financial
"On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
cliff vest financial
"all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting"
A cliff vest is a schedule for stock options or restricted shares where no ownership rights are earned until a fixed date, after which a set portion becomes fully owned all at once — like a probation period that suddenly unlocks pay. Investors watch cliff vests because they influence when insiders can sell shares, affect staff retention and dilution timing, and help predict short-term changes in a company’s shareholder makeup.
dividend equivalent rights financial
"Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid"
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DUGAN REGINA E

(Last)(First)(Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E MOSSY OAKS ROAD

(Street)
SPRING TEXAS 77389

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock55,850D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/01/2026A8,750(2) (2) (2)Common Stock8,750(2)8,750D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
2. On 05/01/26, the reporting person was granted 8,750 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/01/27 or the date of Issuer's 2027 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.
Jonathan Sturz as Attorney-in-Fact for Regina E. Dugan05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did HPE director Regina Dugan report in this Form 4 for HPE?

Regina E. Dugan reported receiving a grant of 8,750 restricted stock units. Each RSU represents one share of Hewlett Packard Enterprise common stock, subject to future vesting. The filing also shows her direct ownership of 55,850 HPE common shares after the reported transactions.

How many restricted stock units did Regina Dugan receive from HPE?

She received 8,750 restricted stock units from Hewlett Packard Enterprise. These RSUs are a form of equity compensation, granting a contingent right to receive an equal number of HPE common shares once the vesting conditions are satisfied on specified future dates.

When do Regina Dugan’s 8,750 HPE RSUs vest?

All 8,750 restricted stock units will cliff vest on the earlier of 05/01/27 or the date of Hewlett Packard Enterprise’s 2027 Annual Stockholders Meeting. Cliff vesting means the entire award vests at once on that trigger date, rather than gradually over time.

Does Regina Dugan receive dividends on her HPE RSUs before vesting?

Dividend equivalent rights accrue on these RSUs when, and as, dividends are paid on Hewlett Packard Enterprise common stock. This means she is credited with equivalents to dividends during the vesting period, which typically settle in cash or additional shares upon vesting.

How many HPE common shares does Regina Dugan hold after this Form 4?

Following the reported transactions, Regina E. Dugan directly holds 55,850 shares of Hewlett Packard Enterprise common stock. In addition, she holds 8,750 restricted stock units, which may convert into an equal number of common shares once the vesting conditions are met.

Is Regina Dugan’s RSU grant a market purchase of HPE stock?

No, the Form 4 describes the transaction as a grant or award, coded “A.” This indicates equity compensation granted by Hewlett Packard Enterprise, not an open-market purchase or sale. The RSUs convert into shares only if the vesting conditions are satisfied later.