HighPeak Energy (HPK) grants SVP 50,000 restricted shares in stock award

Rhea-AI Filing Summary

HighPeak Energy, Inc. executive Christopher Mundy, SVP, Reserves and Evaluations, reported an equity award of company stock. On 01/09/2026, he received 50,000 shares of common stock as restricted stock at a stated price of $0 per share. After this grant, he directly beneficially owned 52,614 shares of HighPeak Energy common stock. The restricted shares vest in three equal installments, with one-third vesting on each of the first, second, and third anniversaries of the grant date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mundy Christopher

(Last) (First) (Middle)

421 W. 3RD STREET, SUITE 1000

(Street)

FORT WORTH TX 76102

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HighPeak Energy, Inc. [ HPK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Reserves and Evaluations

3. Date of Earliest Transaction (Month/Day/Year)
01/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.0001 per share	01/09/2026		A		50,000(1)	A	$0	52,614	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of restricted stock vest in three equal installments: one-third on the first anniversary of the date of the grant, one-third on the second anniversary of the date of the grant and one-third on the third anniversary of the date of the grant.

	/s/ Steven W. Tholen as Attorney in Fact for Christopher Mundy	01/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HighPeak Energy (HPK) report for Christopher Mundy?

HighPeak Energy reported that SVP, Reserves and Evaluations Christopher Mundy received an award of 50,000 shares of common stock as restricted stock on 01/09/2026.

What type of shares did Christopher Mundy receive in this HighPeak Energy Form 4?

He received restricted common stock, par value $0.0001 per share, totaling 50,000 shares.

At what price were the HighPeak Energy shares granted to Christopher Mundy?

The 50,000 restricted shares were reported at a price of $0 per share, consistent with a stock grant rather than an open-market purchase.

How do the restricted HighPeak Energy shares granted to Christopher Mundy vest?

The 50,000 restricted shares vest in three equal installments: one-third on the first anniversary of the grant date, one-third on the second anniversary, and one-third on the third anniversary.

How many HighPeak Energy shares does Christopher Mundy own after this transaction?

Following the grant, Christopher Mundy directly beneficially owned 52,614 shares of HighPeak Energy common stock.

Is Christopher Mundy a director or officer of HighPeak Energy?

Christopher Mundy is reported as an officer of HighPeak Energy, serving as SVP, Reserves and Evaluations, and the Form 4 is filed for one reporting person.