HealthEquity insider updates holdings and tax shares
HEALTHEQUITY, INC. founder and vice chairman Stephen Neeleman reported updated holdings.
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Form Type
4
Rhea-AI Filing Summary
HEALTHEQUITY, INC. founder and vice chairman Stephen Neeleman reported updated holdings. On July 8, 2026, 1,103 shares of common stock were disposed of in a tax-withholding transaction at $95.0831 per share, leaving 137,565 shares held directly. He also reports additional indirect ownership through a trust, his spouse, and a family LLC, and continues to hold vested stock options covering 15,337, 14,228, and 19,897 shares at exercise prices of $73.61, $61.72, and $41.28, respectively.
Insider Trade Summary
Exercise Price or Tax Liability: 1,103 shares
Exercise Price or Tax Liability
1 txn
Insider
Neeleman Stephen
Role
FOUNDER AND VICE CHAIRMAN
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Common Stock | 1,103 | $95.0831 | $105K |
| Holding | Stock Option (right to buy) F4 | -- | -- | -- |
| Holding | Stock Options (right to buy) F4 | -- | -- | -- |
| Holding | Stock Options (right to buy) F4 | -- | -- | -- |
| Holding | Common Stock F1 | -- | -- | -- |
| Holding | Common Stock F2 | -- | -- | -- |
| Holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 137,565 shares (Direct);
Stock Option (right to buy) — 19,897 contracts (Direct);
Stock Options (right to buy) — 29,565 contracts (Direct);
Common Stock — 752,735 shares (Indirect, See footnote)
Holdings Before and After:
Common Stock, 138,668 to 137,565 shares (Direct)
Footnotes (4)
- F1. Shares held of record by the Stephen and Christine Neeleman Trust.
- F2. The securities are beneficially owned by the Reporting Person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3. Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
- F4. The option is immediately exercisable.
Key Figures
Tax-withheld shares: 1,103 shares
Tax-withholding price: $95.0831 per share
Direct common shares after transaction: 137,565 shares
+4 more
7 metrics
Tax-withheld shares
1,103 shares
Common stock disposed of for tax liability on July 8, 2026
Tax-withholding price
$95.0831 per share
Value used for 1,103 shares delivered for tax obligations
Direct common shares after transaction
137,565 shares
Directly held HealthEquity common stock following tax withholding
Option position 1 exercise price
$73.6100
Stock options on 15,337 underlying shares expiring March 26, 2029
Option position 1 underlying shares
15,337 shares
Underlying common stock for options at $73.6100 exercise price
Option position 2 exercise price
$61.7200
Stock options on 14,228 underlying shares expiring March 27, 2028
Option position 3 exercise price
$41.2800
Stock options on 19,897 underlying shares expiring March 27, 2027
Key Terms
tax-withholding disposition, beneficial ownership, pecuniary interest, Stock Options (right to buy, +1 more
5 terms
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
beneficial ownership financial
"The securities are beneficially owned by the Reporting Person's spouse."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his pecuniary interest therein"
Stock Options (right to buy financial
"Stock Options (right to buy) underlying shares of Common Stock"
indirect ownership financial
"Shares held of record by Neeleman Family Holdings, LLC"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did HEALTHEQUITY (HQY) insider Stephen Neeleman report in this Form 4?
Stephen Neeleman reported a tax-withholding disposition of 1,103 shares of HealthEquity common stock and updated his direct, indirect, and option holdings as of July 8, 2026.
What stock options does Stephen Neeleman hold in HEALTHEQUITY (HQY) after this Form 4?
He holds vested stock options on 15,337 shares at $73.61, 14,228 shares at $61.72, and 19,897 shares at $41.28, each expiring between 2027 and 2029.
Was the HEALTHEQUITY (HQY) insider transaction an open-market sale?
No. The reported disposition involves 1,103 shares coded as F, indicating shares delivered to cover tax liabilities, not an open-market sale to other investors.
AI-generated analysis. How Rhea-AI works. Not financial advice.
