Sandip Kapadia (HRMY) files Rule 144 notice, Morgan Stanley as broker

Rhea-AI Filing Summary

Sandip Kapadia submitted a Form 144 notifying a proposed disposition of Common Stock under Rule 144. The filing lists Morgan Stanley Smith Barney LLC as the broker/agent and records recent dispositions: 45,481 shares (05/08/2026), 27,960 shares (06/09/2026), 7,064 shares (06/04/2026), and 2,101 shares (06/05/2026) with corresponding proceeds shown in the excerpt.

Insights

Securities Counsel

Form 144 notifies an intended sale under Rule 144; it is a compliance filing, not a sale confirmation.

Rule 144 filings disclose a proposed public resale of restricted or control securities and provide broker details; the excerpt lists Morgan Stanley Smith Barney LLC as the executing broker. The filing itself does not confirm completion of the listed proposed transaction.

Regulatory treatment and timing depend on applicable holding periods and transfer mechanics; further disclosures or broker reporting would show whether the proposed sales closed.

Equity Markets Analyst

Large, staged dispositions are shown over May–June 2026; market impact depends on actual execution and timing.

The excerpt records multiple past dispositions with share counts and proceeds, including a 45,481-share sale on 05/08/2026. These entries document transactions rather than providing forward guidance or company-level financial metrics.

Whether these sales affect free float or liquidity depends on final execution and any remaining restricted holdings; subsequent broker filings would clarify net change in public float.

Key Figures

Disposition on 05/08/2026: 45,481 shares Disposition on 06/09/2026: 27,960 shares Disposition on 06/04/2026: 7,064 shares +2 more

5 metrics

Disposition on 05/08/2026 45,481 shares Recorded sale date in excerpt

Disposition on 06/09/2026 27,960 shares Recorded sale date in excerpt

Disposition on 06/04/2026 7,064 shares Recorded sale date in excerpt

Disposition on 06/05/2026 2,101 shares Recorded sale date in excerpt

Broker Morgan Stanley Smith Barney LLC Listed as executing broker/agent in filing header

Key Terms

Form 144, Rule 144, Exercise of Options Under a Registered Plan

3 terms

Form 144 regulatory

"submitted a Form 144 notifying a proposed disposition"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 regulatory

"proposed disposition of Common Stock under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Exercise of Options Under a Registered Plan financial

"Exercise of Options Under a Registered Plan | Issuer | 06/24/2026"

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Available on EDGAR 06/24/2026 - 04:19 PM Accepted by SEC EDGAR 06/24/2026 - 04:18 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4406	154302.09	57892676	06/24/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2026	Exercise of Options Under a Registered Plan	Issuer			4406	06/24/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	06/09/2026	27960	943264.15
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	06/05/2026	2101	69504.02
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	06/04/2026	7064	233232.09
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	05/08/2026	45481	1433056.28

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Sandip Kapadia's Form 144 for HRMY mean?

It notifies a proposed public resale under Rule 144 by Sandip Kapadia. The filing names Morgan Stanley Smith Barney LLC as broker and lists recent dispositions with share counts and cash proceeds recorded in the excerpt.

Did the Form 144 show completed sales for HRMY shares?

The filing records recent dispositions by date and share count as reported in the excerpt. Form 144 itself is a notice of intended resale; separate trade/broker reports confirm final execution and settlement.

How many HRMY shares were reported sold in the past three months?

The excerpt lists four dispositions totaling reported share counts by date: 45,481; 27,960; 7,064; and 2,101. Each line in the filing shows the date, share count, and corresponding proceeds in cash.

Who is the broker listed on the HRMY Form 144?

The filing names Morgan Stanley Smith Barney LLC as the executing broker/agent. The broker entry appears alongside the securities and sale method information in the provided excerpt.