HRMY affiliate gives notice to sell 45,594 shares (NASDAQ: HRMY)

Rhea-AI Filing Summary

HRMY affiliate files a notice of proposed sale under Form 144 for 45,594 shares. The filing states the disposition method as an exercise of options under a registered plan with cash proceeds, dated 06/26/2026. The excerpt also lists multiple sales by Sandip Kapadia totaling recent dispositions on 05/08/2026 through 06/24/2026.

Insights

Securities Counsel

Notice of proposed resale by an affiliate following option exercise.

The filing records a proposed sale of 45,594 shares dated 06/26/2026, described as resulting from an exercise of options under a registered plan with cash consideration. The form is a standard compliance notice for affiliated sales.

Timing and exact execution mechanics are not detailed in the excerpt; subsequent transaction reports or broker confirmations would show actual settlement and proceeds.

Key Figures

Proposed resale: 45,594 shares Cash proceeds listed: 1606823.75 Exchange: NASDAQ +2 more

5 metrics

Proposed resale 45,594 shares Form 144 notice dated 06/26/2026

Cash proceeds listed 1606823.75 Cash amount shown on the securities line (unit as in excerpt)

Exchange NASDAQ Trading venue listed on the excerpt

Recent sale — 05/08/2026 45,481 shares Sale by Sandip Kapadia on 05/08/2026 for 1433056.28

Recent sale — 06/09/2026 27,960 shares Sale by Sandip Kapadia on 06/09/2026 for 943,264.15

Key Terms

Form 144, registered plan, exercise of options

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

registered plan financial

"Exercise of Options Under a Registered Plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

exercise of options financial

"Securities To Be Sold | Exercise of Options Under a Registered Plan"

FAQ

What does HRMY's Form 144 filing for 45,594 shares mean?

It is a compliance notice indicating an affiliate intends to sell 45,594 shares following an option exercise dated 06/26/2026. The form notifies the SEC and the market of a proposed resale by an affiliate under federal resale rules.

Who is the reporting person named in the excerpt for HRMY transactions?

The excerpt lists Sandip Kapadia as a participant in recent sales and provides his address. Multiple sales by him are documented between 05/08/2026 and 06/24/2026, with specific share counts and cash amounts.

How many shares were sold by Sandip Kapadia in the past three months?

The filing shows individual dispositions: 45,481 on 05/08/2026, 7,064 on 06/04/2026, 2,101 on 06/05/2026, 27,960 on 06/09/2026, and 4,406 on 06/24/2026, each with listed cash amounts.

Does the Form 144 excerpt state who receives the proceeds from the sale?

The excerpt describes the method as cash and the transaction as an issuer related exercise under a registered plan. The filing does not otherwise allocate proceeds; settlement recipients follow the disclosed mechanics in the notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/26/2026 - 04:19 PM Accepted by SEC EDGAR 06/26/2026 - 04:17 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	45594	1606823.75	57892676	06/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/26/2026	Exercise of Options Under a Registered Plan	Issuer			45594	06/26/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	06/24/2026	4406	154302.09
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	06/09/2026	27960	943264.15
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	06/05/2026	2101	69504.02
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	06/04/2026	7064	233232.09
SANDIP KAPADIA 630 W. Germantown Pike, Suite 215 Plymouth Meeting PA 19462	Common	05/08/2026	45481	1433056.28

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)