HRTG insiders sell RSU shares under 10b5-1 plans (NYSE: HRTG)

Rhea-AI Filing Summary

HRTG insiders filed notices under Form 144 to sell restricted common stock originally issued as restricted stock units. The filings report multiple 10b5-1 sales by Ernesto J. Garateix and by Ernesto Garateix & Yvette Garateix, with example transactions on 02/20/2026 showing 7,467 and 867 shares sold and corresponding proceeds listed as $180,122.71 and $20,914.21.

The shares derive from RSUs granted 11/14/2016. The notices identify the broker as Morgan Stanley Smith Barney LLC and list the exchange as NYSE. The filings document routine, plan-based dispositions under prearranged 10b5-1 schedules.

Insights

Securities Compliance Attorney

Form 144 sales reflect prearranged 10b5-1 dispositions of RSU-derived shares.

These filings list multiple scheduled sales by Ernesto J. Garateix and by Ernesto Garateix & Yvette Garateix, with transactions on 02/20/2026 and earlier dates showing share counts of 7,467 and 867 on that date. The securities are described as Restricted Stock Units granted on 11/14/2016.

Because the notices cite 10b5-1 sales, they indicate planned dispositions rather than spontaneous open-market trades; cash‑flow treatment and total aggregate amounts across all dates are itemized per transaction but not summed here. Subsequent filings or broker confirmations would show settlement details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	7467	198771.54	30720918	03/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/14/2016	Restricted Stock Units	Issuer			7467	11/14/2016	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	02/20/2026	7467	180122.71
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	02/20/2026	867	20914.21
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	7467	194342.86
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	01/20/2026	867	22595.93
10b5-1 Sales for ERNESTO GARATEIX & YVETTE GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	7467	220118.95
10b5-1 Sales for ERNESTO J GARATEIX 1401 N. Westshore Blvd Tampa FL 33607	Common	12/22/2025	867	25549.71

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the HRTG Form 144 filing report?

The filing reports planned sales of restricted common stock from RSUs. It lists multiple 10b5-1 transactions by Ernesto J. Garateix and by Ernesto Garateix & Yvette Garateix, with dated transactions such as 02/20/2026.

How many shares were sold on 02/20/2026 in the HRTG filing?

Examples show 7,467 shares and 867 shares sold on 02/20/2026. Each line in the excerpt pairs a share count with a proceeds amount for that transaction.

Who is the broker listed in the HRTG Form 144?

The broker identified is Morgan Stanley Smith Barney LLC located at 1 New York Plaza, 8th Floor, New York, NY. The filing pairs the broker line with the listed share counts and proceeds.

What security type and grant date are shown in the filing?

The securities are described as Restricted Stock Units (Common) with an original grant date of 11/14/2016, as stated in the securities-to-be-sold section.

Do the filings state whether sales were pursuant to a trading plan?

Yes, the transactions are labeled as 10b5-1 sales, indicating they were executed under prearranged trading plans rather than ad-hoc market timing, per the transaction lines in the excerpt.