Heritage Insurance (HRTG) insider has shares withheld for tax on vesting

Rhea-AI Filing Summary

Heritage Insurance Holdings, Inc. officer Timothy E. Johns reported a tax-withholding disposition related to restricted stock vesting. On the vesting of previously awarded performance-based restricted shares, 10,588 shares of common stock were withheld at a value of $28.14 per share to satisfy tax liabilities. After this non-market transaction, he directly holds 28,938 shares of common stock. This event reflects routine tax settlement rather than an open-market sale or discretionary trade.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

JOHNS TIMOTHY E

(Last) (First) (Middle)

C/O HERITAGE INSURANCE HOLDINGS, INC.

1401 N WESTSHORE BLVD

(Street)

TAMPA FL 33607

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Heritage Insurance Holdings, Inc. [ HRTG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

3. Date of Earliest Transaction (Month/Day/Year)
03/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/12/2026		F(1)		10,588	D	$28.14	28,938	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the shares withheld to satisfy tax liability on the vesting of shares of previously awarded performance based restricted stock.

Remarks:

President, Zephyr Insurance Company

	/s/ Timothy E. Johns	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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FAQ

What insider transaction did Heritage Insurance (HRTG) report for Timothy E. Johns?

Heritage Insurance officer Timothy E. Johns reported a tax-withholding disposition. The company withheld 10,588 shares of common stock upon vesting of performance-based restricted stock to cover tax obligations, rather than executing an open-market sale.

Was the Heritage Insurance (HRTG) Form 4 transaction an open-market sale?

No, the Form 4 transaction was not an open-market sale. Shares were withheld by the issuer to satisfy tax liability on vesting of performance-based restricted stock, making it a routine compensation-related event rather than a discretionary market trade.

How many Heritage Insurance (HRTG) shares were withheld for taxes in this Form 4?

The filing shows 10,588 shares of Heritage Insurance common stock were withheld. These shares covered tax obligations arising from the vesting of previously granted performance-based restricted stock awards, as explained in the accompanying footnote.

What is Timothy E. Johns’ Heritage Insurance (HRTG) shareholding after this transaction?

Following the tax-withholding disposition, Timothy E. Johns directly holds 28,938 shares of Heritage Insurance common stock. This figure represents his remaining direct ownership after the issuer withheld shares to cover vesting-related tax liabilities.

What does transaction code “F” mean in the Heritage Insurance (HRTG) Form 4?

Transaction code “F” indicates a payment of tax liability or exercise price by delivering securities. In this case, Heritage Insurance withheld shares from vested performance-based restricted stock to satisfy Timothy E. Johns’ tax obligations, instead of using cash or open-market transactions.