Horizon Technology Finance (HRZN) CFO buys 11,500 shares in open market

Rhea-AI Filing Summary

Horizon Technology Finance Corp Executive VP and CFO Daniel R. Trolio reported an open-market purchase of Common Stock. He bought 11,500 shares at a price of $4.34 per share, bringing his directly held stake to 15,023 shares after the transaction.

Insider Trade Summary

Net Buyer: 11,500 shares ($49,910)

Net Buy 1 txn

Insider Trolio Daniel R.

Role Executive VP and CFO

Bought 11,500 shs ($50K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	11,500	$4.34	$50K

Holdings After Transaction: Common Stock — 15,023 shares (Direct, null)

Footnotes (1)

Key Figures

Shares purchased: 11,500 shares Purchase price: $4.34 per share Holdings after transaction: 15,023 shares

3 metrics

Shares purchased 11,500 shares Open-market purchase of Common Stock

Purchase price $4.34 per share Price paid in the open-market transaction

Holdings after transaction 15,023 shares Direct ownership following the purchase

Key Terms

open-market purchase, Common Stock, Form 4, Executive VP and CFO

4 terms

open-market purchase financial

"He bought 11,500 shares at a price of $4.34 per share"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

"He bought 11,500 shares at a price of $4.34 per share"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"according to the Form 4 insider filing data"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Executive VP and CFO financial

"Executive VP and CFO Daniel R. Trolio reported an open-market purchase"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Trolio Daniel R.

(Last) (First) (Middle)

312 FARMINGTON AVENUE

(Street)

FARMINGTON CONNECTICUT 06032

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Horizon Technology Finance Corp [ HRZN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Executive VP and CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		P		11,500	A	$4.34	15,023	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Daniel R. Trolio	06/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Horizon Technology Finance Corp (HRZN) report?

Horizon Technology Finance Corp reported that Executive VP and CFO Daniel R. Trolio made an open-market purchase of Common Stock. He bought 11,500 shares, indicating increased personal exposure to HRZN’s equity through a directly held position.

How many HRZN shares did Daniel R. Trolio buy and at what price?

Daniel R. Trolio purchased 11,500 shares of Horizon Technology Finance Corp Common Stock. The transaction was executed as an open-market purchase at a reported price of $4.34 per share according to the Form 4 insider filing data.

What are Daniel R. Trolio’s HRZN share holdings after this Form 4 transaction?

Following the reported open-market purchase, Daniel R. Trolio now directly holds 15,023 shares of Horizon Technology Finance Corp Common Stock. This total reflects his position immediately after acquiring the additional 11,500 shares at $4.34 per share.

What role does Daniel R. Trolio hold at Horizon Technology Finance Corp (HRZN)?

Daniel R. Trolio serves as Executive Vice President and Chief Financial Officer of Horizon Technology Finance Corp. His Form 4 filing covers a personal open-market purchase of the company’s Common Stock, reflecting his direct ownership stake after the transaction.

Was the HRZN insider transaction a purchase or a sale?

The HRZN insider transaction was a purchase. Daniel R. Trolio executed an open-market buy of 11,500 shares of Horizon Technology Finance Corp Common Stock at $4.34 per share, increasing his directly held position to 15,023 shares afterward.