Welcome to our dedicated page for Horizon Techn SEC filings (Ticker: HRZN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Horizon Technology Finance Corporation (HRZN) SEC filings page provides direct access to the company’s regulatory disclosures as a publicly traded business development company. Through its filings with the U.S. Securities and Exchange Commission, Horizon reports on its secured lending activities, capital structure, risk factors and significant corporate events affecting HRZN stock and its public debt securities.
Investors can use this page to review current reports on Form 8-K, where Horizon discloses material events such as new note offerings, convertible note issuances, amendments to credit facilities, dividend declarations and entry into merger agreements. Recent 8-K filings describe, for example, the issuance of 7.00% Notes due 2028 under a Fifth Supplemental Indenture, the sale of 5.50% convertible notes due 2030, and the Agreement and Plan of Merger under which Monroe Capital Corporation would merge with and into Horizon, subject to approvals and closing conditions.
Horizon’s filings also detail the terms and ranking of its public notes and convertible notes, including 4.875% Notes due 2026 (HTFB), 6.25% Notes due 2027 (HTFC), 7.00% Notes due 2028, 5.50% convertible notes due 2030 and 7.125% convertible notes due 2031. These documents outline interest rates, maturities, redemption provisions, conversion mechanics and covenants tied to asset coverage and other requirements under the Investment Company Act of 1940.
In addition to event-driven reports, Horizon files periodic reports that include financial statements, portfolio schedules, leverage and asset coverage information, and detailed risk factor discussions. These filings explain how the company manages its secured loan portfolio, warrant and equity positions, liquidity resources and distribution practices, including its Dividend Reinvestment Plan.
On Stock Titan, HRZN filings are updated as they are released on EDGAR, and AI-powered tools can help summarize key terms, highlight changes from prior filings and surface important items such as new debt issuances, merger-related disclosures and distribution announcements. This makes it easier to interpret complex documents like indentures, note purchase agreements and merger agreements without reading every page line by line.
Horizon Technology Finance Corporation announced that its board has declared monthly cash distributions of $0.06 per share, to be paid in April, May and June 2026, for a total of $0.18 per share. The payments are scheduled for April 15, May 15 and June 16, 2026 to stockholders of record on March 16, April 16 and May 18, 2026, respectively.
The board sets distribution levels each quarter based on results of operations, spillover income and its longer-term outlook, including the expected impact of the anticipated merger with Monroe Capital Corporation. The company notes it has paid $360 million in distributions since its 2010 initial public offering and maintains a Dividend Reinvestment Plan that automatically reinvests distributions in additional shares for stockholders who do not opt out.
Horizon Technology Finance reported fourth quarter 2025 net investment income of $8.3 million, or $0.18 per share, on total investment income of $20.7 million, as a smaller debt portfolio and lower prepayments reduced revenue. Net realized losses on investments were $23.3 million, but this was offset by $24.7 million of net unrealized appreciation, leading to a modest net increase in net assets from operations of $0.20 per share.
For full year 2025, net investment income was $44.4 million, or $1.05 per share, down from $1.32 per share in 2024, while net realized losses on investments widened to $55.1 million. Net asset value fell to $6.98 per share at December 31, 2025, from $8.43 a year earlier. The debt portfolio carried a fair value of $596.0 million with a 14.3% yield in the quarter, and committed backlog reached $154 million. Horizon ended the year with $189.2 million of available liquidity and a net debt-to-equity leverage ratio of 105%, and its board declared monthly distributions of $0.06 per share for April, May and June 2026 while progressing toward a planned merger with Monroe Capital Corporation.
Horizon Technology Finance Corporation reported that its wholly owned subsidiary, Horizon Credit II LLC, entered into two new amendments to existing financing arrangements with KeyBank National Association and related parties. On February 6, 2026, Horizon Credit II LLC executed Amendment No. 3 to the Second Amended and Restated Loan and Security Agreement with KeyBank and the lenders. On February 10, 2026, Horizon Credit II LLC and Horizon Technology Finance Corporation executed Amendment No. 3 to the Second Amended and Restated Sale and Servicing Agreement involving Horizon Technology Finance Management LLC, U.S. Bank National Association, and KeyBank. The company filed these amendments as exhibits, indicating ongoing updates to its secured loan and servicing structures.
Horizon Technology Finance Corporation is urging shareholders to respond to a time‑sensitive proxy matter related to a proposed series of transactions with Monroe Capital Corporation. Shareholders are asked to contact Broadridge Financial Solutions by phone to provide their input.
The communication discusses the proposed sale of assets by MRCC to Monroe Capital Income Plus Corporation and the proposed merger of MRCC with and into HRZN. It highlights potential benefits such as improved operations, revenues, cash flow, growth potential and financial strength, while stressing that these are forward‑looking statements subject to significant risks and uncertainties.
The message emphasizes that HRZN has filed a Form N‑14 registration statement, which includes a Joint Proxy Statement and prospectus. Shareholders of HRZN and MRCC are strongly encouraged to read the Joint Proxy Statement, the Registration Statement and related SEC filings carefully because they contain important information about the companies and the proposals.
Horizon Technology Finance Corporation and Monroe Capital Corporation outline plans for a proposed asset sale by MRCC to Monroe Capital Income Plus Corporation and a merger of MRCC into HRZN. The communication urges shareholders to participate in a Special Meeting of Stockholders and vote on related proposals.
The text emphasizes that a Joint Proxy Statement and a Registration Statement on Form N-14 (File No. 333-290114) have been filed and mailed, and that these documents contain important details about the transactions. It also includes extensive forward-looking statement disclosures, highlighting risks such as closing conditions, required shareholder and regulatory approvals, potential competing proposals, litigation risk, economic and market changes, and other uncertainties that could cause actual results to differ from current expectations.
Horizon Technology Finance Corporation is preparing for a special meeting of stockholders scheduled for March 13, 2026, using scripted phone and message communications to encourage stockholders to review proxy materials and cast their votes.
The materials relate to proposals involving the proposed sale of assets by Monroe Capital Corporation (MRCC) to Monroe Capital Income Plus Corporation and the proposed merger of MRCC with and into Horizon Technology Finance Corporation. A joint proxy statement and prospectus have been filed in a Form N-14 registration statement (File No. 333-290114) and mailed to shareholders of both HRZN and MRCC. The scripts emphasize that the board recommends voting “FOR” each proposal and describe phone, mail, and internet methods for voting, while also including detailed forward-looking statement warnings and references to SEC filings for more information.
Horizon Technology Finance Corporation released a video message from its CEO encouraging shareholders to vote on proposals at an upcoming special meeting. The Board believes the transactions described in these proposals, including an asset sale by Monroe Capital Corporation and a merger of Monroe Capital Corporation into Horizon, would bring a significant capital infusion at a low cost and expand Horizon’s platform. The Board also highlights expected benefits such as greater portfolio diversification and potential upside for stockholders. The communication includes extensive forward-looking statement warnings and directs Horizon and Monroe Capital Corporation shareholders to the Form N-14 registration statement and joint proxy statement filed with the SEC for detailed information about the proposed transactions.
Horizon Technology Finance Corp. has had its 4.875% Notes due 2026 removed from listing and registration on the New York Stock Exchange. The Exchange filed a Form 25, certifying that it met the requirements of Section 12(b) of the Securities Exchange Act and related Rule 12d2-2.
Horizon Technology Finance Corporation and Monroe Capital Corporation describe a proposed asset sale by MRCC to Monroe Capital Income Plus Corporation and a merger of MRCC with and into HRZN, to be voted on at HRZN’s 2026 Special Meeting on March 13, 2026.
Shareholders of record as of January 15, 2026 are encouraged to vote their common shares by March 12, 2026. The communication emphasizes that votes are important and directs investors to the Joint Proxy Statement and related Registration Statement on Form N-14 (File No. 333-290114) for full details of the proposals and associated risks.
Horizon Technology Finance and Monroe Capital Corporation plan a merger that requires shareholder approval. A special meeting of Horizon shareholders is scheduled for March 13, 2026 to vote on two merger-related proposals, with the board unanimously recommending a FOR vote on each.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets, which is expected to reduce per-share operating expenses. The companies highlight potential benefits including improved trading liquidity, neutral net investment income in the first year with expected accretion over time, additional capital to expand Horizon’s venture lending strategy, and broader access to long-term, lower-cost debt funding.
Horizon’s adviser has agreed, only if the merger closes, to waive up to $4 million of advisory fees over the first four full fiscal quarters after closing, at a rate of up to $1 million per quarter. The communication also includes extensive forward-looking statement disclosures and urges shareholders of both companies to read the joint proxy statement and registration statement on Form N-14.