Horizon Technology Finance Corporation filings document a specialty finance issuer focused on debt investments and related warrant and equity positions in technology, life science, healthcare information and services, and sustainability companies. Recent 8-K filings record operating and financial results, board-declared regular and special distributions, shareholder voting matters, and capital-structure details for common stock and the 6.25% Notes due 2027.
The filing record also documents material agreements and corporate actions, including the completed Monroe Capital Corporation merger and the HRZN CRFH LLC joint venture, along with governance and investment-committee arrangements relevant to those events.
Horizon Technology Finance Corp. has had its 4.875% Notes due 2026 removed from listing and registration on the New York Stock Exchange. The Exchange filed a Form 25, certifying that it met the requirements of Section 12(b) of the Securities Exchange Act and related Rule 12d2-2.
Horizon Technology Finance Corporation and Monroe Capital Corporation describe a proposed asset sale by MRCC to Monroe Capital Income Plus Corporation and a merger of MRCC with and into HRZN, to be voted on at HRZN’s 2026 Special Meeting on March 13, 2026.
Shareholders of record as of January 15, 2026 are encouraged to vote their common shares by March 12, 2026. The communication emphasizes that votes are important and directs investors to the Joint Proxy Statement and related Registration Statement on Form N-14 (File No. 333-290114) for full details of the proposals and associated risks.
Horizon Technology Finance and Monroe Capital Corporation plan a merger that requires shareholder approval. A special meeting of Horizon shareholders is scheduled for March 13, 2026 to vote on two merger-related proposals, with the board unanimously recommending a FOR vote on each.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets, which is expected to reduce per-share operating expenses. The companies highlight potential benefits including improved trading liquidity, neutral net investment income in the first year with expected accretion over time, additional capital to expand Horizon’s venture lending strategy, and broader access to long-term, lower-cost debt funding.
Horizon’s adviser has agreed, only if the merger closes, to waive up to $4 million of advisory fees over the first four full fiscal quarters after closing, at a rate of up to $1 million per quarter. The communication also includes extensive forward-looking statement disclosures and urges shareholders of both companies to read the joint proxy statement and registration statement on Form N-14.
Horizon Technology Finance and Monroe Capital Corporation plan a merger that requires shareholder approval. A special meeting of Horizon shareholders is scheduled for March 13, 2026 to vote on two merger-related proposals, with the board unanimously recommending a FOR vote on each.
Based on September 30, 2025 financials, the combined company is expected to have approximately $160 million of additional equity capital and more than $475 million of net assets, which is expected to reduce per-share operating expenses. The companies highlight potential benefits including improved trading liquidity, neutral net investment income in the first year with expected accretion over time, additional capital to expand Horizon’s venture lending strategy, and broader access to long-term, lower-cost debt funding.
Horizon’s adviser has agreed, only if the merger closes, to waive up to $4 million of advisory fees over the first four full fiscal quarters after closing, at a rate of up to $1 million per quarter. The communication also includes extensive forward-looking statement disclosures and urges shareholders of both companies to read the joint proxy statement and registration statement on Form N-14.
Horizon Technology Finance Corporation and Monroe Capital Corporation are asking stockholders to approve a two‑step transaction in which MRCC will first sell all of its investment assets for cash to Monroe Capital Income Plus Corporation, then merge into HRZN, with HRZN as the surviving BDC.
MRCC will receive cash equal to the fair value of its assets, use it to repay liabilities and distribute undistributed net investment income, then MRCC stockholders will receive HRZN common stock based on a NAV‑driven exchange ratio calculated shortly before closing, with cash paid instead of fractional shares. Separate special meetings on March 13, 2026 will seek HRZN stockholder approval of issuing HRZN shares for the merger and electing one Class I director, and MRCC stockholder approval of both the asset sale and the merger; each board, following independent special committee review and financial advisor opinions, unanimously recommends voting in favor of its respective proposals. The HRZN adviser has agreed to a $4.0 million management and incentive fee waiver over four quarters after closing, and the merger is intended to be tax‑free for MRCC stockholders except for cash in lieu of fractional shares.
Horizon Technology Finance Corporation filed an amended current report to correct an exhibit hyperlink and described a new debt issuance. The company entered into a Fifth Supplemental Indenture with U.S. Bank National Association covering the issuance, offer and sale of $57.5 million in aggregate principal amount of 7.00% Notes due 2028.
The notes mature on December 15, 2028 and pay 7.00% interest semiannually on June 15 and December 15, starting June 15, 2026. They are unsecured, unsubordinated obligations ranking equally with the company’s existing unsecured notes and structurally junior to subsidiary-level debt. The notes can be redeemed before June 15, 2028 at a make-whole price and at par plus accrued interest on or after that date. Horizon intends to use the net proceeds primarily to redeem its outstanding 2026 notes and for general corporate purposes, with temporary use for credit facility repayment or short-term investments.
Horizon Technology Finance Corporation entered into a Fifth Supplemental Indenture to issue $57.5 million of 7.00% Notes due December 15, 2028.
The Notes are unsecured obligations ranking equally with Horizon’s existing unsecured notes and structurally junior to debt at its subsidiaries and under its credit facilities. Interest at 7.00% per year will be paid semiannually on June 15 and December 15, starting June 15, 2026, and the company may redeem the Notes early at specified make-whole or par redemption prices.
Horizon plans to use the net proceeds primarily to redeem its outstanding 2026 Notes and for general corporate purposes, with the option to temporarily repay borrowings under its credit facilities or invest in short-term, high-quality instruments.
Horizon Technology Finance Corporation is offering $57.5 million of unsecured 7.00% notes maturing on December 15, 2028. The notes are priced at 100% of principal, pay interest semi-annually each June 15 and December 15 starting June 15, 2026, and are issued in minimum denominations of $2,000.
The notes rank equally with the company’s other unsecured, unsubordinated debt and are effectively and structurally subordinated to secured and subsidiary-level obligations. Horizon estimates net proceeds of about $56.4 million, which it intends to use to repay indebtedness, including its 4.875% notes due 2026, and for general corporate purposes. The notes are callable at a make-whole premium before June 15, 2028 and at par thereafter, and investors may require repurchase at 100% of principal upon a Change of Control Repurchase Event.
Horizon Technology Finance Corporation entered into an underwriting agreement to issue and sell $57.5 million aggregate principal amount of its 7.00% Notes due 2028. The offering is expected to close on December 15, 2025, subject to customary closing conditions.
The company intends to use the net proceeds to repay indebtedness, including repayment of its 4.875% Notes due 2028, and for general corporate purposes. The notes are being offered under Horizon’s effective shelf registration statement on Form N-2, as supplemented by a prospectus supplement dated December 11, 2025. In practical terms, Horizon is raising new fixed-rate debt and plans to use it mainly to reduce existing borrowings.
Horizon Technology Finance Corporation declared monthly cash distributions totaling $0.33 per share. The Board approved three monthly dividends of $0.11 per share each.
The schedule is: ex-dividend and record date December 17, 2025 with payment on January 15, 2026; ex-dividend and record date January 16, 2026 with payment on February 13, 2026; and ex-dividend and record date February 17, 2026 with payment on March 13, 2026. These distributions go to stockholders of record on the listed dates.