HSBC heir proposes sale of NYSE-listed securities

Each HSBC ADR represents five ordinary shares, and HSBC Bank plc is named in the sale details.

Rhea-AI Filing Summary

HSBC Holdings plc is the issuer in a notice naming Sergio Tony Cardoso da Silva, identified as an heir and investor, as the person for whose account a proposed sale of HSBC ADRs is reported. Each ADR represents 5 ordinary shares. HSBC Bank plc is named in the sale details, the securities are identified as listed on the NYSE, and the acquisition nature is recorded as “Heritage.”

Key Figures

ADR ratio: 5 ordinary shares per ADR Currency shown in security title: USD 0.50

2 metrics

ADR ratio 5 ordinary shares per ADR Each ADR represents 5 ordinary shares.

Currency shown in security title USD 0.50 Ordinary shares

Key Terms

ADR, ISIN Code, Rule 144

3 terms

ADR technical

"each ADR represents 5 ordinary shares"

An American Depositary Receipt (ADR) is a financial certificate that lets investors buy shares of a foreign company through U.S. stock markets, similar to buying a local wrapper that represents the underlying foreign shares. ADRs matter because they make investing in overseas companies easier and more liquid by trading in U.S. dollars and under U.S. market rules, while still carrying currency, regulatory, and country-specific risks that can affect share value.

ISIN Code technical

"HSBC ADR ISIN Code US4042804066"

An ISIN code is a unique identifier for a specific financial asset, like a stock or bond, similar to a product's barcode. It helps investors, traders, and banks quickly and accurately find and track that asset across different markets worldwide. This makes buying, selling, and managing investments more organized and reliable.

Rule 144 regulatory

"sales are required by paragraph (e) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What HSBC securities are named in Sergio Tony Cardoso da Silva’s Form 144 notice?

Sergio Tony Cardoso da Silva is named as the person for whose account a proposed sale of HSBC Holdings plc ADRs is reported. Each ADR represents 5 ordinary shares, and HSBC Bank plc is named in the sale details.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 10/05/2026 - 07:13 PM Accepted by SEC EDGAR 10/05/2026 - 07:12 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002157144
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	HSBC HOLDINGS PLC
SEC File Number	001-14930
Address of Issuer	8 CANADA SQUARE LONDON UNITED KINGDOM E145HQ
Phone	442079913048
Name of Person for Whose Account the Securities are To Be Sold	Cardoso da silva Sergio Tony
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Heir, investor

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
HSBC HOLDINGS PLC ADR EACH REPR 5 ORD USD0.50	HSBC BANK PLC 8 CANADA SQUARE LEVEL 3 LONDON X0 E14 5HQ	800000000000	97.03	900000000000	02/26/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
HSBC HOLDINGS PLC ADR EACH REPR 5 ORD USD0.50	02/27/2026	Heritage	HSBC BANK PLC			800000000000	02/27/2026	Heritage

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	HSBC ADR ISIN Code US4042804066 Ticker New York Stock Exchange HSBC Ratio Ordinary Share ADR 5 1 each ADR represents 5 ordinary shares Depositary Bank BNY Mellon
Date of Notice	10/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	02/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	DA SILVA, SERGIO TONY CARDOSO
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)