STOCK TITAN

[6-K] HSBC Holdings PLC Current Report (Foreign Issuer)

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
6-K
Rhea-AI Filing Summary

BayCom Corp (BCML) – Form 4 Insider Transaction

On 07/01/2025, Director Lloyd W. Kendall, Jr. filed a Form 4 disclosing the acquisition of 1,419 shares of BayCom Corp common stock (transaction code “A”). The filing shows a stated price of $0, implying the shares were granted or received through a non-cash plan rather than an open-market purchase.

After the transaction, Kendall’s direct ownership rises to 82,895 shares. He also maintains an indirect stake of 10,000 shares held via a 401(k) plan. No derivative securities or dispositions were reported, and there were no simultaneous insider sales.

The size of the acquisition is modest relative to typical trading volumes and BayCom’s market capitalization, but it marginally increases insider alignment with shareholders. Because only a single director was involved and the dollar value is likely low, the filing is unlikely to have a material impact on the company’s valuation or near-term trading dynamics.

BayCom Corp (BCML) – Transazione Insider Form 4

Il 01/07/2025, il Direttore Lloyd W. Kendall, Jr. ha presentato un Form 4 comunicando l'acquisto di 1.419 azioni ordinarie di BayCom Corp (codice transazione “A”). Il documento indica un prezzo dichiarato di $0, suggerendo che le azioni siano state assegnate o ricevute tramite un piano non monetario anziché tramite un acquisto sul mercato aperto.

Dopo la transazione, la posizione diretta di Kendall sale a 82.895 azioni. Mantiene inoltre una partecipazione indiretta di 10.000 azioni detenute tramite un piano 401(k). Non sono stati segnalati titoli derivati o cessioni, né vendite insider simultanee.

La dimensione dell’acquisto è modesta rispetto ai volumi di scambio tipici e alla capitalizzazione di mercato di BayCom, ma aumenta lievemente l’allineamento degli insider con gli azionisti. Poiché è coinvolto un solo direttore e il valore in dollari è probabilmente basso, la comunicazione è poco probabile che abbia un impatto significativo sulla valutazione della società o sulle dinamiche di trading a breve termine.

BayCom Corp (BCML) – Transacción Insider Formulario 4

El 01/07/2025, el Director Lloyd W. Kendall, Jr. presentó un Formulario 4 revelando la adquisición de 1,419 acciones comunes de BayCom Corp (código de transacción “A”). El documento indica un precio declarado de $0, lo que implica que las acciones fueron otorgadas o recibidas mediante un plan no monetario en lugar de una compra en el mercado abierto.

Después de la transacción, la propiedad directa de Kendall aumenta a 82,895 acciones. También mantiene una participación indirecta de 10,000 acciones a través de un plan 401(k). No se reportaron valores derivados ni disposiciones, y no hubo ventas simultáneas de insiders.

El tamaño de la adquisición es modesto en relación con los volúmenes típicos de negociación y la capitalización de mercado de BayCom, pero aumenta ligeramente la alineación de los insiders con los accionistas. Dado que solo estuvo involucrado un director y el valor en dólares probablemente es bajo, la presentación es poco probable que tenga un impacto material en la valoración de la empresa o en la dinámica de negociación a corto plazo.

BayCom Corp (BCML) – 내부자 거래 Form 4 보고

2025년 7월 1일, 이사 Lloyd W. Kendall, Jr.가 Form 4를 제출하여 BayCom Corp 보통주 1,419주를 취득했다고 공시하였습니다(거래 코드 “A”). 제출된 문서에는 가격이 $0으로 명시되어 있어, 해당 주식이 공개 시장에서 구매된 것이 아니라 비현금 계획을 통해 부여되었거나 수령된 것으로 보입니다.

거래 후 Kendall의 직접 보유 주식은 82,895주로 증가했습니다. 또한 401(k) 플랜을 통해 보유 중인 간접 지분 10,000주도 유지하고 있습니다. 파생 증권이나 처분 보고는 없었으며, 동시 내부자 매도도 없었습니다.

취득 규모는 일반적인 거래량 및 BayCom의 시가총액에 비해 적은 편이지만, 내부자와 주주 간의 이해관계 일치를 약간 높였습니다. 단일 이사만 관련되었고 금액도 적을 것으로 예상되어, 이번 보고는 회사의 가치 평가나 단기 거래 동향에 큰 영향을 미치지 않을 가능성이 높습니다.

BayCom Corp (BCML) – Transaction d’initié Formulaire 4

Le 01/07/2025, le directeur Lloyd W. Kendall, Jr. a déposé un Formulaire 4 révélant l’acquisition de 1 419 actions ordinaires de BayCom Corp (code de transaction « A »). Le document indique un prix déclaré de 0 $, ce qui implique que les actions ont été attribuées ou reçues dans le cadre d’un plan non monétaire plutôt que par un achat sur le marché ouvert.

Après la transaction, la participation directe de Kendall s’élève à 82 895 actions. Il détient également une participation indirecte de 10 000 actions via un plan 401(k). Aucun titre dérivé ni disposition n’a été signalé, et aucune vente simultanée d’initiés n’a eu lieu.

La taille de l’acquisition est modeste par rapport aux volumes d’échange habituels et à la capitalisation boursière de BayCom, mais elle augmente légèrement l’alignement des initiés avec les actionnaires. Étant donné qu’un seul directeur est impliqué et que la valeur en dollars est probablement faible, le dépôt est peu susceptible d’avoir un impact significatif sur la valorisation de la société ou sur la dynamique des échanges à court terme.

BayCom Corp (BCML) – Insider-Transaktion Form 4

Am 01.07.2025 reichte Direktor Lloyd W. Kendall, Jr. ein Formular 4 ein, in dem der Erwerb von 1.419 Aktien der BayCom Corp Stammaktien (Transaktionscode „A“) offengelegt wurde. Im Formular wird ein Preis von 0 $ angegeben, was darauf hindeutet, dass die Aktien im Rahmen eines nicht baren Plans gewährt oder erhalten wurden, anstatt über einen offenen Markt gekauft zu werden.

Nach der Transaktion steigt Kendalls direkter Besitz auf 82.895 Aktien. Er hält außerdem einen indirekten Anteil von 10.000 Aktien, die über einen 401(k)-Plan gehalten werden. Es wurden keine derivativen Wertpapiere oder Veräußerungen gemeldet, und es gab keine gleichzeitigen Insider-Verkäufe.

Die Größe des Erwerbs ist im Vergleich zu den üblichen Handelsvolumina und der Marktkapitalisierung von BayCom gering, erhöht jedoch leicht die Übereinstimmung der Insider mit den Aktionären. Da nur ein Direktor beteiligt war und der Dollarwert wahrscheinlich gering ist, wird die Meldung voraussichtlich keine wesentlichen Auswirkungen auf die Bewertung des Unternehmens oder die kurzfristigen Handelsdynamiken haben.

Positive
  • Director increased direct share ownership, a generally favorable alignment signal.
  • No insider sales accompanied the transaction, avoiding mixed messaging.
Negative
  • None.

Insights

TL;DR: Small insider purchase; signal positive but immaterial to financial outlook.

The 1,419-share acquisition marginally raises Kendall’s holdings to roughly 83k shares. Even assuming a $20 share price, the transaction value is under $30k—insignificant versus BayCom’s market cap. No derivatives or sales were disclosed, so there is no dilution or mixed signal. Investors often view insider buying favorably, yet the scale here is too small to alter earnings expectations or valuation multiples. I classify the overall market impact as neutral.

TL;DR: Filing shows continued board ownership, no governance red flags.

Director Kendall’s incremental share receipt reinforces board-level skin in the game without triggering control concerns. The absence of complex derivative positions simplifies the ownership structure. While positive from an alignment standpoint, the nominal size means it will not noticeably shift insider ownership percentages or voting power. Governance risk profile remains unchanged; impact rated neutral.

BayCom Corp (BCML) – Transazione Insider Form 4

Il 01/07/2025, il Direttore Lloyd W. Kendall, Jr. ha presentato un Form 4 comunicando l'acquisto di 1.419 azioni ordinarie di BayCom Corp (codice transazione “A”). Il documento indica un prezzo dichiarato di $0, suggerendo che le azioni siano state assegnate o ricevute tramite un piano non monetario anziché tramite un acquisto sul mercato aperto.

Dopo la transazione, la posizione diretta di Kendall sale a 82.895 azioni. Mantiene inoltre una partecipazione indiretta di 10.000 azioni detenute tramite un piano 401(k). Non sono stati segnalati titoli derivati o cessioni, né vendite insider simultanee.

La dimensione dell’acquisto è modesta rispetto ai volumi di scambio tipici e alla capitalizzazione di mercato di BayCom, ma aumenta lievemente l’allineamento degli insider con gli azionisti. Poiché è coinvolto un solo direttore e il valore in dollari è probabilmente basso, la comunicazione è poco probabile che abbia un impatto significativo sulla valutazione della società o sulle dinamiche di trading a breve termine.

BayCom Corp (BCML) – Transacción Insider Formulario 4

El 01/07/2025, el Director Lloyd W. Kendall, Jr. presentó un Formulario 4 revelando la adquisición de 1,419 acciones comunes de BayCom Corp (código de transacción “A”). El documento indica un precio declarado de $0, lo que implica que las acciones fueron otorgadas o recibidas mediante un plan no monetario en lugar de una compra en el mercado abierto.

Después de la transacción, la propiedad directa de Kendall aumenta a 82,895 acciones. También mantiene una participación indirecta de 10,000 acciones a través de un plan 401(k). No se reportaron valores derivados ni disposiciones, y no hubo ventas simultáneas de insiders.

El tamaño de la adquisición es modesto en relación con los volúmenes típicos de negociación y la capitalización de mercado de BayCom, pero aumenta ligeramente la alineación de los insiders con los accionistas. Dado que solo estuvo involucrado un director y el valor en dólares probablemente es bajo, la presentación es poco probable que tenga un impacto material en la valoración de la empresa o en la dinámica de negociación a corto plazo.

BayCom Corp (BCML) – 내부자 거래 Form 4 보고

2025년 7월 1일, 이사 Lloyd W. Kendall, Jr.가 Form 4를 제출하여 BayCom Corp 보통주 1,419주를 취득했다고 공시하였습니다(거래 코드 “A”). 제출된 문서에는 가격이 $0으로 명시되어 있어, 해당 주식이 공개 시장에서 구매된 것이 아니라 비현금 계획을 통해 부여되었거나 수령된 것으로 보입니다.

거래 후 Kendall의 직접 보유 주식은 82,895주로 증가했습니다. 또한 401(k) 플랜을 통해 보유 중인 간접 지분 10,000주도 유지하고 있습니다. 파생 증권이나 처분 보고는 없었으며, 동시 내부자 매도도 없었습니다.

취득 규모는 일반적인 거래량 및 BayCom의 시가총액에 비해 적은 편이지만, 내부자와 주주 간의 이해관계 일치를 약간 높였습니다. 단일 이사만 관련되었고 금액도 적을 것으로 예상되어, 이번 보고는 회사의 가치 평가나 단기 거래 동향에 큰 영향을 미치지 않을 가능성이 높습니다.

BayCom Corp (BCML) – Transaction d’initié Formulaire 4

Le 01/07/2025, le directeur Lloyd W. Kendall, Jr. a déposé un Formulaire 4 révélant l’acquisition de 1 419 actions ordinaires de BayCom Corp (code de transaction « A »). Le document indique un prix déclaré de 0 $, ce qui implique que les actions ont été attribuées ou reçues dans le cadre d’un plan non monétaire plutôt que par un achat sur le marché ouvert.

Après la transaction, la participation directe de Kendall s’élève à 82 895 actions. Il détient également une participation indirecte de 10 000 actions via un plan 401(k). Aucun titre dérivé ni disposition n’a été signalé, et aucune vente simultanée d’initiés n’a eu lieu.

La taille de l’acquisition est modeste par rapport aux volumes d’échange habituels et à la capitalisation boursière de BayCom, mais elle augmente légèrement l’alignement des initiés avec les actionnaires. Étant donné qu’un seul directeur est impliqué et que la valeur en dollars est probablement faible, le dépôt est peu susceptible d’avoir un impact significatif sur la valorisation de la société ou sur la dynamique des échanges à court terme.

BayCom Corp (BCML) – Insider-Transaktion Form 4

Am 01.07.2025 reichte Direktor Lloyd W. Kendall, Jr. ein Formular 4 ein, in dem der Erwerb von 1.419 Aktien der BayCom Corp Stammaktien (Transaktionscode „A“) offengelegt wurde. Im Formular wird ein Preis von 0 $ angegeben, was darauf hindeutet, dass die Aktien im Rahmen eines nicht baren Plans gewährt oder erhalten wurden, anstatt über einen offenen Markt gekauft zu werden.

Nach der Transaktion steigt Kendalls direkter Besitz auf 82.895 Aktien. Er hält außerdem einen indirekten Anteil von 10.000 Aktien, die über einen 401(k)-Plan gehalten werden. Es wurden keine derivativen Wertpapiere oder Veräußerungen gemeldet, und es gab keine gleichzeitigen Insider-Verkäufe.

Die Größe des Erwerbs ist im Vergleich zu den üblichen Handelsvolumina und der Marktkapitalisierung von BayCom gering, erhöht jedoch leicht die Übereinstimmung der Insider mit den Aktionären. Da nur ein Direktor beteiligt war und der Dollarwert wahrscheinlich gering ist, wird die Meldung voraussichtlich keine wesentlichen Auswirkungen auf die Bewertung des Unternehmens oder die kurzfristigen Handelsdynamiken haben.

FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of July
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
 
 
 
 
                 HSBC HOLDINGS PLC
 
               BLOCK LISTING SIX MONTHLY RETURN
Date: 2 July 2025           
 
All securities below are HSBC Holdings plc ordinary shares of US$0.50 each.
    
Name of applicant
 
  HSBC Holdings plc
 
Name of scheme:
 
1.   Employee Share Option Scheme
2.   Executive Share Option Scheme
3.   Employee SAYE Plan
4.   Ongoing obligations to issue shares in connection with the acquisition of HSBC Finance Corporation (formerly Household International Inc.)
5.   HSBC Holdings Group Share Option Plan
6.   HSBC Share Plan
7.   HSBC Share Plan 2011
8.   HSBC International Employee Share Purchase Plan
 
Period of return:
 
  From:
 
  01.01.2025
 
  To:
 
  30.06.2025
 
Balance of unallotted securities under scheme(s) from previous return:
 
 
1.   122,418
2.   1,468,459
3.   16,986,053
4.   68,325,450
5.   19,458,570
6.   824,887
7.   26,959,954
8.   1,821,923
 
Plus The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):
 
1.   0
2.   0
3.   0
4.   0
5.   0
6.   0
7.   0
8.   0
 
Less Number of securities issued/allotted under scheme(s) during period (see UKLR 20.6.7G):
 
1.   0
2.   0
3.   0
4.   0
5.   0
6.   0
7.   9,725,323
8.   0
 
Equals Balance under scheme(s) not yet issued/allotted at end of period:
 
1.   122,418
2.   1,468,459
3.   16,986,053
4.   68,325,450
5.   19,458,570
6.   824,887
7.   17,234,631
8.   1,821,923
 
 
Name of contact:
 
  Lee Davis, Head of Shareholder Governance
 
Telephone number of contact:
 
  shareholderquestions@hsbc.com
  +44 (0)20 7991 8888
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Aileen Taylor
 
Title: Group Company Secretary and Chief Governance Officer
 
 
 
Date: 02 July 2025

FAQ

What did BayCom Corp (BCML) disclose in the latest Form 4?

Director Lloyd W. Kendall, Jr. reported acquiring 1,419 BCML common shares on 07/01/2025.

How many BayCom shares does Director Kendall now own?

He directly owns 82,895 shares and indirectly holds 10,000 shares via a 401(k) plan.

Was any insider selling reported in this filing?

No. The Form 4 only shows a share acquisition; no sales or derivative transactions were reported.

Does the transaction price impact BCML’s valuation?

The stated price was $0, suggesting a grant; the small size makes the filing immaterial to valuation.

Is this Form 4 filing considered a material event for investors?

Given the modest 1,419-share size, most analysts view the event as non-material to BCML’s fundamentals.
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