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Heritage Comm Corp SEC Filings

HTBK NASDAQ

Heritage Commerce Corp filings document the regulatory record of a former California bank holding company whose common stock traded on Nasdaq under HTBK. The filings include 8-K material-event reports for dividends, governance matters, capital-structure disclosures, shareholder voting matters, material agreements, and operating and financial results tied to Heritage Bank of Commerce.

The filing record also documents the company's April 2026 merger with and into CVB Financial Corp, with CVB Financial Corp surviving. Form 25 covers removal of Heritage Commerce Corp common stock from Nasdaq listing and registration, while Form 15 covers termination of Exchange Act registration or suspension of reporting duties after the merger left the covered common stock with zero holders of record.

Rhea-AI Summary

Vanguard Capital Management reports beneficial ownership of 3,096,464 shares of Heritage Commerce Corp common stock, representing 5.02% of the class as of 03/31/2026. The filing shows 452,715 shares with sole voting power and 3,096,464 shares with sole dispositive power. The filing is signed by Ashley Grim on 04/30/2026.

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Rhea-AI Summary

Heritage Commerce Corp completed its previously announced merger into CVB Financial Corp. on April 17, 2026. Each share of Heritage common stock was cancelled and converted into the right to receive 0.65 shares of CVBF common stock, with cash paid in lieu of fractional shares.

Heritage common stock will be delisted from Nasdaq following CVBF’s request that Nasdaq file Form 25, and CVBF plans to file Form 15 to terminate Heritage’s SEC registration and reporting duties. Heritage’s separate corporate existence, and that of Heritage Bank of Commerce, has ceased.

Post‑merger, CVBF’s and Citizens’ existing directors and officers remain in place, with former Heritage CEO Clay Jones becoming President of CVBF and Citizens and David A. Brager continuing as Chief Executive Officer. Jones and Julianne Biagini-Komas also joined the boards of CVBF and Citizens.

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FAQ

How many Heritage Comm (HTBK) SEC filings are available on StockTitan?

StockTitan tracks 94 SEC filings for Heritage Comm (HTBK), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Heritage Comm (HTBK)?

The most recent SEC filing for Heritage Comm (HTBK) was filed on April 30, 2026.