Welcome to our dedicated page for HERITAGE COMMERCE SEC filings (Ticker: HTBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on HERITAGE COMMERCE's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into HERITAGE COMMERCE's regulatory disclosures and financial reporting.
Dimensional Fund Advisors LP filed an amended Schedule 13G stating that it beneficially owns 0 shares of Heritage Commerce Corp common stock, representing 0.0% of the class as of June 30, 2026.
Dimensional reports no sole or shared voting or dispositive power over Heritage Commerce shares. The securities are held by various funds for which Dimensional or its subsidiaries act as adviser or manager, and Dimensional disclaims beneficial ownership of those securities for purposes other than Section 13(d) of the Exchange Act.
Vanguard Capital Management reports beneficial ownership of 3,096,464 shares of Heritage Commerce Corp common stock, representing 5.02% of the class as of 03/31/2026. The filing shows 452,715 shares with sole voting power and 3,096,464 shares with sole dispositive power. The filing is signed by Ashley Grim on 04/30/2026.
Heritage Commerce Corp completed its previously announced merger into CVB Financial Corp. on April 17, 2026. Each share of Heritage common stock was cancelled and converted into the right to receive 0.65 shares of CVBF common stock, with cash paid in lieu of fractional shares.
Heritage common stock will be delisted from Nasdaq following CVBF’s request that Nasdaq file Form 25, and CVBF plans to file Form 15 to terminate Heritage’s SEC registration and reporting duties. Heritage’s separate corporate existence, and that of Heritage Bank of Commerce, has ceased.
Post‑merger, CVBF’s and Citizens’ existing directors and officers remain in place, with former Heritage CEO Clay Jones becoming President of CVBF and Citizens and David A. Brager continuing as Chief Executive Officer. Jones and Julianne Biagini-Komas also joined the boards of CVBF and Citizens.