Welcome to our dedicated page for Heritage Comm SEC filings (Ticker: HTBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Heritage Commerce Corp filings document the regulatory record of a former California bank holding company whose common stock traded on Nasdaq under HTBK. The filings include 8-K material-event reports for dividends, governance matters, capital-structure disclosures, shareholder voting matters, material agreements, and operating and financial results tied to Heritage Bank of Commerce.
The filing record also documents the company's April 2026 merger with and into CVB Financial Corp, with CVB Financial Corp surviving. Form 25 covers removal of Heritage Commerce Corp common stock from Nasdaq listing and registration, while Form 15 covers termination of Exchange Act registration or suspension of reporting duties after the merger left the covered common stock with zero holders of record.
HERITAGE COMMERCE CORP EVP/COO Thomas A. Sa reported issuer-directed dispositions of his equity awards in connection with the company’s merger into CVB Financial Corp. At the effective time, each Heritage share was cancelled and converted into the right to receive 0.65 CVB Financial common shares as merger consideration.
Sa disposed of 58,325 restricted stock units, 13,831 performance-based restricted stock units, and 37,576 shares of common stock back to the issuer at a stated price of $0.00 per share, leaving no Heritage holdings. The footnotes explain that, at closing, outstanding restricted stock units vested and were converted into rights to receive CVB Financial shares based on the 0.65 exchange ratio, less applicable taxes.
Heritage Commerce Corp EVP and General Counsel Janisha Sabnani reported issuer-related share dispositions tied to the company’s merger with CVB Financial Corp. On April 17, 2026, all Heritage common shares were cancelled and converted into the right to receive CVB Financial stock at a 0.65-for-1 exchange ratio. Restricted stock units and performance-based restricted stock units became vested at closing and were converted into rights to receive CVB common shares, less applicable taxes.
Heritage Commerce Corp director Marina Park reported disposing of company shares and stock options in connection with the merger with CVB Financial Corp. At the merger’s effective time, each Heritage common share was cancelled and converted into the right to receive 0.65 CVBF common shares as merger consideration. Park’s Form 4 shows issuer dispositions of 123,994 shares of common stock and four employee stock option grants of 2,470 options each, with exercise prices ranging from $5.50 to $10.77 per share. Following these transactions, the filing reports no remaining Heritage common stock or options held directly by Park.
HERITAGE COMMERCE CORP senior vice president and chief accounting officer Jeannie Tam reported merger-related changes to her equity on April 17, 2026, when the company combined with CVB Financial Corp.
Each share of Heritage common stock was cancelled and converted into the right to receive 0.65 shares of CVB Financial common stock as merger consideration. At the same effective time, she disposed to the issuer of 9,299 restricted stock units tied to Heritage common stock and 6,233 shares of Heritage common stock, leaving her with no remaining Heritage holdings. Outstanding Heritage restricted stock awards accelerated and were exchanged for the merger consideration, and certain restricted stock units granted after December 17, 2025 were converted into substitute CVB Financial restricted stock unit awards.
Heritage Commerce Corp President and CEO Jones Robertson Clay Jr. reported the disposition of his Heritage equity holdings in connection with the closing of the company’s merger with CVB Financial Corp. At the April 17, 2026 effective time, all Heritage common shares and equity awards were cancelled and converted into the right to receive 0.65 CVBF common share per Heritage share. Restricted stock units granted after December 17, 2025 were converted into CVBF-denominated RSU awards under the CVBF stock plan.
HERITAGE COMMERCE CORP executive Susan Just Svensson reported issuer dispositions of restricted stock units and common shares tied to the closing of the CVB Financial Corp. merger. On April 17, 2026, each share of Heritage common stock was cancelled and converted into the right to receive 0.65 CVBF share.
Her 24,710 restricted stock units and 22,883 performance-based restricted stock units became fully vested at closing and converted into CVBF common stock, less applicable taxes. In addition, 13,736 shares of Heritage common stock were disposed to the issuer, leaving her with no remaining Heritage holdings after these transactions.
HERITAGE COMMERCE CORP Executive Vice President and Chief Financial Officer Seth Fonti reported issuer-related dispositions of equity tied to the company’s merger with CVB Financial Corp. On April 17, 2026, he returned 19,654 restricted stock units and 32,188 common shares to Heritage.
According to the merger terms, each Heritage common share outstanding at the effective time was cancelled and converted into the right to receive 0.65 shares of CVB Financial common stock. Outstanding restricted stock and restricted stock unit awards vested and were converted into rights to receive CVB Financial shares, less applicable taxes.