Welcome to our dedicated page for Heritage Comm SEC filings (Ticker: HTBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Heritage Commerce Corp (NASDAQ: HTBK) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as a California bank holding company. Through these filings, investors can review how Heritage Commerce Corp, parent of Heritage Bank of Commerce and Bay View Funding, reports its commercial banking and factoring activities, capital position, and material corporate events.
Key documents available from the SEC’s EDGAR system include annual reports on Form 10-K and quarterly reports on Form 10-Q, where Heritage Commerce Corp discusses its Banking and Factoring segments, loan and deposit composition, noninterest income and expense, provisions for credit losses on loans, nonperforming and classified assets, and capital ratios such as total capital and common equity tier 1 capital. These filings also contain risk factor discussions and detailed notes on investment securities, liquidity, and regulatory capital.
Investors can also examine current reports on Form 8-K, which Heritage Commerce Corp uses to disclose material events. Recent 8-K filings describe preliminary unaudited quarterly financial results, amendments to the share repurchase program, quarterly dividend declarations, executive and Board appointments or retirements, and the definitive merger agreement with CVB Financial Corp under which Heritage Commerce Corp will merge with and into CVB and Heritage Bank of Commerce will merge with Citizens Business Bank, subject to stated conditions.
Other SEC filings, such as proxy statements, provide information on executive compensation, Board structure, and corporate governance, while registration statements and related documents may address securities offerings or, in the case of the proposed merger, the joint proxy and prospectus process. Together, these filings form the official record of Heritage Commerce Corp’s regulatory reporting and corporate actions.
On Stock Titan, these documents are updated in line with EDGAR and paired with AI-powered summaries that highlight key points from lengthy reports. Users can quickly understand the main themes in 10-K and 10-Q filings, review material 8-K events such as dividend declarations or merger announcements, and locate information relevant to capital, liquidity, asset quality, and governance without reading every page of the original documents.
Heritage Commerce Corp announced that its Board of Directors declared a regular quarterly cash dividend of $0.13 per share for its common stock. The dividend will be paid on April 8, 2026, to shareholders of record at the close of business on March 25, 2026.
The company notes it has paid a cash dividend every quarter since 2013, underscoring a long-running pattern of returning cash to shareholders.
Heritage Commerce Corp President and CEO Jones Robertson Clay Jr. reported equity compensation activity. He exercised 13,212 restricted stock units into common stock at a conversion price of $0.00 per share and received an additional 1,427 common shares from stock dividends tied to partial RSU vesting. Following these acquisitions, he directly holds 286,561 shares of common stock. Several RSU and performance-based RSU awards remain outstanding, including grants for 10,492 and 39,635 underlying common shares expiring on May 2, 2026 and March 8, 2027, respectively.
Conner Jack W reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP director Jack W. Conner reported an equity award of common stock. On March 5, 2026, he received a restricted stock award of 4,022 shares of common stock at $0.00 per share as a grant or award.
The restricted stock vests on the first anniversary of the grant date, subject to his continuous employment with the company. Following this award, he directly holds 107,324 shares of common stock. The filing also notes 45,472 shares held indirectly by his spouse, and states he is no longer the beneficial owner of indirectly held shares due to a prior transfer of investment control.
HERITAGE COMMERCE CORP director receives stock award. Director Julianne M. Biagini Komas acquired 6,838 shares of common stock on a grant or award basis, with no cash price per share reported. After this award, she directly owns 68,194 common shares.
The footnotes state this is a restricted stock award that will vest on the first anniversary of the grant date, provided she remains continuously employed by the company. A separate footnote notes she is no longer the beneficial owner of any indirectly held shares due to a prior transfer of investment control of a trust.
CABRAL BRUCE H reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP director Bruce H. Cabral reported a stock award and updated holdings. On March 5, 2026, he received a grant of 4,022 shares of common stock at no cost, increasing his directly held common shares to 9,012.
The footnote states this restricted stock award vests on the first anniversary of the grant date, subject to his continuous employment with the company. The filing also reports 2,470 employee stock options held directly and 118,313 common shares held indirectly through a trust.
Abate Christopher J reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP director Christopher J. Abate received a restricted stock award of 4,022 shares of common stock. The award was granted as a stock-based compensation grant at a price of $0.00 per share.
According to the terms, the restricted stock award vests at the first anniversary of the grant date, subject to his continuous employment with the company. Following this grant, Abate directly holds a total of 6,980 shares of Heritage Commerce Corp common stock.
Heritage Commerce Corp director Stephen G. Heitel reported an equity award from the company. On March 5, he acquired 4,022 shares of common stock as a restricted stock award at a stated price of $0.00 per share, increasing his directly held shares to 166,770.
The award vests on the first anniversary of the grant date, subject to his continuous employment with the company. He also reports indirect ownership of 49,308 shares through an IRA.
Fonti Seth reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp Executive Vice President and Chief Financial Officer Seth Fonti received a grant of 19,463 restricted stock units on March 5, 2026. Each unit represents a right to receive one share of Heritage Commerce common stock.
The restricted stock units vest annually in three equal installments, beginning on March 5, 2027, with additional tranches vesting on March 5, 2028 and March 5, 2029. Following this grant, Fonti directly holds 32,188 shares of common stock.
Heritage Commerce Corp Executive Vice President and COO Thomas A. Sa reported an equity compensation award. He acquired 21,753 restricted stock units (RSUs) on common stock at a stated price of $0.00 per unit as a grant or award.
Each RSU represents the right to receive one share of Heritage Commerce common stock. The RSUs vest in three equal annual installments starting on March 5, 2027, with additional tranches vesting on March 5, 2028 and March 5, 2029, subject to the award terms.
Edmonds-Waters Christopher reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp executive Christopher Edmonds-Waters, EVP/People & Culture Officer, received a grant of 13,997 restricted stock units on March 5, 2026 at no cash cost. Each unit represents one share of common stock.
The restricted stock units vest annually in three equal installments starting March 5, 2027, with additional vesting on March 5, 2028 and March 5, 2029. Following these transactions, he holds direct positions in restricted stock units, performance-based restricted stock units, and 6,704 shares of common stock.