Welcome to our dedicated page for Heritage Comm SEC filings (Ticker: HTBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Heritage Commerce Corp (NASDAQ: HTBK) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as a California bank holding company. Through these filings, investors can review how Heritage Commerce Corp, parent of Heritage Bank of Commerce and Bay View Funding, reports its commercial banking and factoring activities, capital position, and material corporate events.
Key documents available from the SEC’s EDGAR system include annual reports on Form 10-K and quarterly reports on Form 10-Q, where Heritage Commerce Corp discusses its Banking and Factoring segments, loan and deposit composition, noninterest income and expense, provisions for credit losses on loans, nonperforming and classified assets, and capital ratios such as total capital and common equity tier 1 capital. These filings also contain risk factor discussions and detailed notes on investment securities, liquidity, and regulatory capital.
Investors can also examine current reports on Form 8-K, which Heritage Commerce Corp uses to disclose material events. Recent 8-K filings describe preliminary unaudited quarterly financial results, amendments to the share repurchase program, quarterly dividend declarations, executive and Board appointments or retirements, and the definitive merger agreement with CVB Financial Corp under which Heritage Commerce Corp will merge with and into CVB and Heritage Bank of Commerce will merge with Citizens Business Bank, subject to stated conditions.
Other SEC filings, such as proxy statements, provide information on executive compensation, Board structure, and corporate governance, while registration statements and related documents may address securities offerings or, in the case of the proposed merger, the joint proxy and prospectus process. Together, these filings form the official record of Heritage Commerce Corp’s regulatory reporting and corporate actions.
On Stock Titan, these documents are updated in line with EDGAR and paired with AI-powered summaries that highlight key points from lengthy reports. Users can quickly understand the main themes in 10-K and 10-Q filings, review material 8-K events such as dividend declarations or merger announcements, and locate information relevant to capital, liquidity, asset quality, and governance without reading every page of the original documents.
Heritage Commerce Corp reported that Deborah K. Reuter, Executive Vice President and Chief Risk Officer of both the company and Heritage Bank of Commerce, has decided to retire effective January 5, 2026. She has served with Heritage since its inception in 1994, and her retirement benefits will follow the terms outlined in the Executive Compensation section of the company’s Definitive Proxy Statement dated April 7, 2025.
The company has started the process of identifying a new Chief Risk Officer, and Ms. Reuter will assist with transitioning her responsibilities to ensure an orderly handover. Upon retirement, her Employment Agreement will terminate and she will serve as a non-executive employee advisor until March 31, 2026, working on an as-needed basis at an hourly rate derived from her current base salary. She will remain eligible to receive incentive compensation for fiscal year 2025 only.
Bruce H. Cabral, a director of Heritage Commerce Corp (HTBK), reported a sale of 5,889 shares of the issuer’s common stock on 09/09/2025 at a weighted average price of $10.2201. After the sale, Mr. Cabral is shown as beneficially owning 30,308 shares directly and 92,995 shares indirectly through a trust. The filing also discloses three outstanding employee stock options, each covering 2,470 shares with exercise prices of $7.12, $10.31, and $10.77, and varying expiration dates in 2027–2029. The footnote states the sale occurred in multiple transactions at prices ranging $10.2050–$10.2450.
Susan Just (reported as Just Susan Svensson), EVP and Chief Credit Officer of Heritage Commerce Corp (HTBK), reported a sale of 960 shares of common stock on 09/08/2025 at a price of $10.23 per share to cover withholding taxes associated with the vesting of an award, leaving her with 9,814 shares beneficially owned after the transaction. The Form 4 also discloses existing equity awards: restricted stock units vesting 03/08/2025 (8,306 shares) and 03/10/2026 (8,432 shares), performance-based restricted stock units credited for 03/08/2027 (12,458 shares) and 03/10/2028 (8,431 shares). The filing was signed by an attorney-in-fact on behalf of Ms. Just on 09/10/2025. The sale is explained as tax-withholding related to vesting.
Form 144 notice for Heritage Commerce Corp (HTBK): An executive or affiliate plans to sell 5,889 shares of common stock, acquired as restricted stock awards on 03/08/2025. The proposed sale is scheduled for 09/09/2025 through Goldman Sachs & Co. LLC on NASD, with an aggregate market value reported at $60,244.47. The filing states 61,446,763 shares outstanding. No sales by the filer in the past three months were reported. The filer certifies no undisclosed material adverse information.
Christopher J. Abate, a director and officer of Heritage Commerce Corp (HTBK), reported a non‑derivative acquisition of 2,958 shares of common stock on 08/18/2025. The filing indicates these shares were received as a restricted stock award at a price of $0, and the award vests on March 10, 2026 subject to continuous service with the company. The Form 4 was signed by an attorney‑in‑fact on 08/20/2025. The report shows direct beneficial ownership of 2,958 shares following the transaction.
Heritage Commerce Corp (HTBK) Form 3 filed by Christopher J. Abate reports an initial statement of beneficial ownership tied to his relationship as an officer and director. The filing discloses 0 shares of Common Stock beneficially owned, and the form is signed by an attorney-in-fact on behalf of Mr. Abate. No derivative holdings or indirect ownership are reported.
Heritage Commerce Corp, the holding company for Heritage Bank of Commerce, has appointed Christopher J. Abate to its Board of Directors and to the Bank’s board, effective August 18, 2025. The Board increased its size from 8 to 9 directors in connection with his appointment, and Mr. Abate will serve on the Audit Committee and the Personnel and Compensation Committee.
Mr. Abate is a long-time financial services executive who has served as Chief Executive Officer of Redwood Trust, Inc. since May 2018 and has held multiple senior roles there since 2006. For 2025, he will receive a prorated portion of the annual cash retainer of $50,000 and a prorated annual restricted stock grant with a market value of $50,000, plus reimbursement of reasonable expenses, consistent with the Company’s policy for non-employee directors. The Company states there are no family or related-party relationships tied to his appointment.
Wellington Management filed an amended Schedule 13G reporting beneficial ownership of 3,005,249 shares of Heritage Commerce Corp, representing 4.88% of the outstanding common stock. The filing shows no sole voting or dispositive power; voting power is reported as shared for 2,671,211 shares and dispositive power is reported as shared for 3,005,249 shares. The securities are owned of record by clients of Wellington’s registered investment advisers and are held in the ordinary course of business. The filing states no client is known to hold more than five percent of the class and includes the certification that the position was not acquired to influence control of the issuer.
Heritage Commerce Corp reported a mixed quarter. For the three months ended June 30, 2025 the company recorded net income of $6.4 million versus $9.2 million a year earlier, and diluted earnings per share of $0.10 versus $0.15. For the six months, net income was $18.0 million versus $19.4 million a year earlier.
Core lending performance improved: interest income on loans rose to $49.3 million (Q2) and net interest income increased to $44.8 million (Q2) and $88.2 million (six months). However, a sharp rise in noninterest expense to $38.3 million (Q2) from $28.2 million a year ago reduced pre-tax income to $8.9 million (Q2).
Liquidity and balance-sheet notes include deposits of $4.627 billion (down from $4.820 billion at year-end), cash and cash equivalents of $721.8 million (down from $968.1 million), loans, net of deferred fees of $3.4857 billion, an allowance for credit losses of $48.6 million, and held-to-maturity securities with an amortized cost of $561.2 million and fair value of $486.5 million (material unrealized losses). The company repurchased 207,989 shares for $1.912 million and has remaining repurchase capacity of $13.078 million. Total assets were $5.467 billion and shareholders' equity was $694.7 million.
Heritage Commerce Corp (HTBK) – Form 4: EVP & CFO Seth Fonti reported the award of 32,188 shares of restricted common stock on 5 Aug 2025. The equity was granted at $0 cost under the company’s 2023 Equity Incentive Plan and will vest in three equal annual installments starting 5 Aug 2026, contingent on Fonti’s continued service. After the grant, his direct beneficial ownership equals 32,188 HTBK shares. No derivative securities were involved and there were no dispositions. The filing reflects routine executive compensation and has minimal dilution impact for shareholders.
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