Welcome to our dedicated page for Heritage Comm SEC filings (Ticker: HTBK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Heritage Commerce Corp (NASDAQ: HTBK) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures as a California bank holding company. Through these filings, investors can review how Heritage Commerce Corp, parent of Heritage Bank of Commerce and Bay View Funding, reports its commercial banking and factoring activities, capital position, and material corporate events.
Key documents available from the SEC’s EDGAR system include annual reports on Form 10-K and quarterly reports on Form 10-Q, where Heritage Commerce Corp discusses its Banking and Factoring segments, loan and deposit composition, noninterest income and expense, provisions for credit losses on loans, nonperforming and classified assets, and capital ratios such as total capital and common equity tier 1 capital. These filings also contain risk factor discussions and detailed notes on investment securities, liquidity, and regulatory capital.
Investors can also examine current reports on Form 8-K, which Heritage Commerce Corp uses to disclose material events. Recent 8-K filings describe preliminary unaudited quarterly financial results, amendments to the share repurchase program, quarterly dividend declarations, executive and Board appointments or retirements, and the definitive merger agreement with CVB Financial Corp under which Heritage Commerce Corp will merge with and into CVB and Heritage Bank of Commerce will merge with Citizens Business Bank, subject to stated conditions.
Other SEC filings, such as proxy statements, provide information on executive compensation, Board structure, and corporate governance, while registration statements and related documents may address securities offerings or, in the case of the proposed merger, the joint proxy and prospectus process. Together, these filings form the official record of Heritage Commerce Corp’s regulatory reporting and corporate actions.
On Stock Titan, these documents are updated in line with EDGAR and paired with AI-powered summaries that highlight key points from lengthy reports. Users can quickly understand the main themes in 10-K and 10-Q filings, review material 8-K events such as dividend declarations or merger announcements, and locate information relevant to capital, liquidity, asset quality, and governance without reading every page of the original documents.
HERITAGE COMMERCE CORP reported that EVP/Chief Credit Officer Susan Svensson acquired 14,069 restricted stock units on March 5, 2026 as an equity award. Each restricted stock unit represents a right to receive one share of Heritage Commerce common stock.
The restricted stock units vest annually in three equal installments starting on March 5, 2027, with additional tranches vesting on March 5, 2028 and March 5, 2029. The filing also lists Svensson's existing holdings in performance-based restricted stock units, time-based restricted stock units, and common stock.
Tam Jeannie reported acquisition or exercise transactions in this Form 4 filing.
HERITAGE COMMERCE CORP senior vice president and chief accounting officer Jeannie Tam received a grant of 9,209 restricted stock units on March 5, 2026. Each unit represents one share of common stock.
The RSUs vest annually in three equal installments starting March 5, 2027, with additional vesting on March 5, 2028 and March 5, 2029. Following this grant, she directly holds 9,209 RSUs and 6,233 shares of common stock.
Husain Kamran F reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp director Kamran F. Husain received a grant of 4,022 shares of common stock on March 5, 2026. The award was granted at no cash cost per share and increased his directly held stake to 28,084 shares. The restricted stock award will vest on the first anniversary of the grant date, provided he remains continuously employed by the company.
Sabnani Janisha reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp executive vice president and general counsel Janisha Sabnani received a grant of 14,613 restricted stock units of common stock on March 5, 2026. Each unit represents the right to receive one share of Heritage Commerce common stock.
The restricted stock units vest annually in three equal installments starting on March 5, 2027, with additional vesting on March 5, 2028, and March 5, 2029, tying a portion of her compensation to long-term company performance. Following this grant, her reported direct holdings include 14,613 restricted stock units and 2,941 shares of common stock.
Sutton Marina Park reported acquisition or exercise transactions in this Form 4 filing.
Heritage Commerce Corp director Sutton Marina Park received a grant of 4,022 shares of common stock at a price of $0.00 per share on March 5, 2026. After this award, Sutton Marina Park directly holds 123,994 common shares. The restricted stock award will vest on the first anniversary of the grant date, subject to continuous employment with the company. The filing also notes that 617 shares had been previously over-reported in earlier Form 4 filings, and the reported beneficial ownership has been corrected.
HERITAGE COMMERCE CORP President and CEO Jones Robertson Clay Jr reported multiple equity compensation moves on 03/05/2026. He exercised employee stock options for 33,009 and 16,390 shares of common stock at a price of 10.7400 per share.
He also received a grant of 49,543 restricted stock units, each representing one share of common stock, which will vest in three equal annual installments starting on 03/05/2027 and continuing on 03/05/2028 and 03/05/2029. To cover option exercise costs and related tax withholding, 14,962 and 28,522 shares of common stock were surrendered at 12.4300 per share in tax-withholding dispositions.
Heritage Commerce Corp, parent of Heritage Bank of Commerce, is a community-focused business bank headquartered in San Jose, California, operating sixteen full-service branches across the San Francisco Bay and Silicon Valley markets. It targets small and mid-sized businesses with a mix of commercial, real estate, construction and SBA lending, plus a nationwide factoring platform through Bay View Funding.
Management calls 2025 a “consequential” year, highlighting balance-sheet growth, stronger operating leverage, continued low nonperforming assets and net charge-offs, and steady client momentum. The company strengthened its leadership team with a new Chief Accounting Officer and Chief Financial Officer and advanced board succession, including elevating the vice chair to chair and adding an independent director.
The 10-K outlines extensive human capital initiatives, including a first companywide engagement survey, broad training and coaching programs, pay-for-performance compensation, tuition reimbursement and active community engagement, with more than 2,175 volunteer hours in 2025. It also details a dense regulatory environment, capital rules under Basel III, and competitive pressures from large banks and fintechs in its concentrated Northern California footprint.
A key development is the proposed merger with CVB Financial Corp., under which each Heritage Commerce share is expected to convert into 0.65 shares of CVBF common stock, subject to shareholder and regulatory approvals. The filing devotes substantial risk disclosure to merger execution, integration challenges, regulatory conditions, possible termination fees, and shareholder litigation, alongside traditional risks such as commercial real estate concentration (CRE loans at 319% of bank total risk-based capital), cybersecurity threats, liquidity management and evolving environmental, social and governance expectations.
Heritage Commerce Corp executive Janisha Sabnani reported several equity award-related transactions on February 27, 2026. She exercised 4,761 Restricted Stock Units, which converted into the same number of shares of common stock at $0.00 per share, reflecting a standard RSU conversion.
She also acquired 238 common shares as stock dividends tied to the partial vesting of her RSU grant, and disposed of 2,058 common shares at $12.43 per share to cover tax withholding obligations. After these transactions, she directly held 2,941 common shares, plus separate holdings of RSUs and performance-based RSUs that vest annually in three equal installments beginning on February 27, 2026.
CVB Financial Corp. is proposing to acquire Heritage Commerce Corp in an all‑stock merger. Heritage shareholders will receive 0.65 shares of CVBF common stock for each Heritage share, with no fractional shares issued; cash will be paid in lieu of fractions based on a 20‑day VWAP.
CVBF expects to issue about 40.6 million shares, leaving former Heritage holders owning roughly 23% of the combined company and existing CVBF holders about 77%. The companies expect the transaction to qualify as a tax‑free reorganization for U.S. federal income tax purposes for Heritage shareholders, except for any cash received for fractional shares.
Special shareholder meetings for both companies are scheduled for March 26, 2026, and completion requires approval by a majority of outstanding shares at each company, plus Federal Reserve and OCC approvals and other conditions. Neither side’s shareholders have appraisal or dissenters’ rights, and a $32.45 million termination fee may be payable in specified break‑up scenarios.
CVB Financial Corp. used its Q4 2025 earnings call to update investors on its pending merger with Heritage Commerce Corp and Heritage Bank of Commerce. Management said the deal is progressing as planned, with an expected second quarter close and second quarter systems conversion, and that office tours and regulatory and proxy preparations are underway.
CFO E. Nicholson reiterated plans to sell approximately $400 million of long-duration single-family loans held by Heritage that were purchased rather than originated, and to reinvest proceeds into shorter-duration investments. CVB has been out of the share repurchase market since early December in connection with the upcoming Form S-4 and Joint Proxy Statement/Prospectus, with the board to revisit buybacks after the merger closes. Executives highlighted potential loan growth and product opportunities from entering new markets, while emphasizing consistent credit quality and extensive merger-related risk factors and forward-looking statement cautions.