Heritage Commerce (NASDAQ: HTBK) awards director 4,022 shares

Rhea-AI Filing Summary

Husain Kamran F reported acquisition or exercise transactions in this Form 4 filing.

Heritage Commerce Corp director Kamran F. Husain received a grant of 4,022 shares of common stock on March 5, 2026. The award was granted at no cash cost per share and increased his directly held stake to 28,084 shares. The restricted stock award will vest on the first anniversary of the grant date, provided he remains continuously employed by the company.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Husain Kamran F

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, No Par Value	4,022	$0.00	--

Holdings After Transaction: Common Stock, No Par Value — 28,084 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Husain Kamran F

(Last) (First) (Middle)

224 AIRPORT PARKWAY

(Street)

SAN JOSE CA 95110

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HERITAGE COMMERCE CORP [ HTBK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, No Par Value	03/05/2026		A		4,022(1)	A	$0	28,084	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the company.

Remarks:

	/s/Janisha Sabnani as Attorney-in-Fact for Kamran F Husain	03/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HTBK director Kamran F. Husain report?

Kamran F. Husain reported receiving a grant of 4,022 shares of Heritage Commerce Corp common stock. The award was recorded as an acquisition under a grant or award transaction code, increasing his direct holdings to 28,084 shares following the transaction.

On what date was the 4,022-share restricted stock grant at HTBK made?

The restricted stock grant of 4,022 Heritage Commerce Corp common shares to director Kamran F. Husain was made on March 5, 2026. This date serves as the grant date for the award and starts the one-year vesting period described in the footnote.

How many HTBK shares does Kamran F. Husain own after this Form 4 transaction?

After receiving the 4,022-share restricted stock award, Kamran F. Husain directly holds 28,084 shares of Heritage Commerce Corp common stock. This total reflects his ownership immediately following the reported acquisition transaction on March 5, 2026.

What are the vesting terms of Kamran F. Husain’s HTBK restricted stock award?

The 4,022-share restricted stock award vests on the first anniversary of the grant date, subject to continuous employment with Heritage Commerce Corp. If the employment condition is met over that year, the restrictions on the shares are scheduled to lapse at vesting.

Did Kamran F. Husain pay cash for the 4,022 HTBK shares granted?

No cash payment was reported for the 4,022-share award, as the transaction price per share was listed as 0.0000. The filing characterizes this as a grant, award, or other acquisition of Heritage Commerce Corp common stock rather than an open-market purchase.