STOCK TITAN

Heartflow (HTFL) director granted 16,075 stock options at $32.05 exercise price

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Heartflow, Inc. director Riley Wayne Joseph reported receiving a stock option grant as part of his compensation. The award covers 16,075 shares of common stock at an exercise price of $32.05 per share, with the option expiring on June 16, 2036.

The filing shows this is a grant/award acquisition rather than an open-market trade. According to the terms, the option will vest in full on the earlier of the day prior to Heartflow's 2027 annual shareholder meeting or the first anniversary of the grant date, subject to his continued service.

Positive

  • None.

Negative

  • None.
Insider Riley Wayne Joseph
Role null
Type Security Shares Price Value
Grant/Award Stock Option 16,075 $32.05 $515K
Holdings After Transaction: Stock Option — 16,075 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Option grant size 16,075 shares Underlying common stock in new option award
Exercise price $32.05 per share Stock option strike price
Total options after grant 16,075 options Total derivative holdings following transaction
Expiration date June 16, 2036 Stock option expiration
Vesting trigger Earlier of pre-2027 meeting or 1-year Vests in full subject to continued service
Stock Option financial
"security_title: Stock Option with underlying common stock"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.
exercise price financial
"conversion_or_exercise_price of 32.0500 per share"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
expiration date financial
"expiration_date: 2036-06-16T00:00:00.000Z"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
continued service financial
"subject to continued service through such date"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Riley Wayne Joseph

(Last)(First)(Middle)
C/O HEARTFLOW, INC.
135 MAIN STREET, SUITE 1000

(Street)
SAN FRANCISCO CALIFORNIA 94105

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Heartflow, Inc. [ HTFL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option$32.0506/16/2026A16,075 (1)06/16/2036Common Stock16,075$32.0516,075D
Explanation of Responses:
1. The option will vest in full on the earlier of the day prior to Heartflow's annual meeting of shareholders in 2027 and the first anniversary of the grant date, subject to continued service through such date.
/s/ Nga Van, by power of attorney06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Heartflow (HTFL) director Riley Wayne Joseph report?

Riley Wayne Joseph reported receiving a stock option grant for 16,075 underlying shares. The option is a compensation-related award, not an open-market trade, and gives him the right to buy Heartflow common stock at a fixed exercise price.

How many Heartflow (HTFL) shares are covered by Riley Wayne Joseph’s option grant?

The option grant covers 16,075 shares of Heartflow common stock. These shares are not issued immediately; they become available for purchase upon vesting and exercise, subject to the terms and continued service conditions in the award agreement.

What is the exercise price of Riley Wayne Joseph’s Heartflow (HTFL) stock option?

The stock option has an exercise price of $32.05 per share. This means Joseph can buy Heartflow common stock at $32.05 once the option is vested and exercised, regardless of the market price at that future time.

When does Riley Wayne Joseph’s Heartflow (HTFL) stock option vest?

The option will vest in full on the earlier of the day before Heartflow’s 2027 annual shareholder meeting or the first anniversary of the grant date. Vesting is conditioned on Joseph’s continued service with the company through that date.

When does Riley Wayne Joseph’s Heartflow (HTFL) stock option expire?

The stock option expires on June 16, 2036. After this expiration date, Joseph will no longer be able to exercise the option to purchase Heartflow common shares at the $32.05 exercise price specified in the grant.

Is Riley Wayne Joseph’s Heartflow (HTFL) Form 4 transaction a buy or a sale of shares?

The Form 4 reports a grant or award acquisition of a stock option, not a market buy or sale. It reflects compensation in the form of options, giving future rights to purchase shares rather than an immediate stock trade.