Heartflow CMO reports tax-withheld HTFL shares
Heartflow, Inc. Chief Medical Officer Campbell Rogers reported routine tax-related share dispositions, not open-market sales.
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Form Type
4
Rhea-AI Filing Summary
Heartflow, Inc. Chief Medical Officer Campbell Rogers reported routine tax-related share dispositions, not open-market sales. On May 6, 1,634 shares of common stock were withheld at $30.29 per share to cover income tax obligations tied to vesting restricted stock units. On May 7, an additional 637 shares were withheld at $29.98 per share for the same purpose. After these transactions, Rogers directly held 78,731 shares of Heartflow common stock. The filing also shows indirect holdings through multiple trusts, including 50,754 shares held by The Campbell Rogers Revocable Trust, 26,012 shares by a spouse's trust, 46,159 shares by the CR Asset Protection Trust of 2023, and 22,615 shares by the Campbell Rogers 2019 Irrevocable Trust.
Insider Trade Summary
Exercise Price or Tax Liability: 2,271 shares
Exercise Price or Tax Liability
6 txns
Insider
Rogers Campbell
Role
Chief Medical Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Common Stock | 637 | $29.98 | $19K |
| Exercise Price or Tax Liability | Common Stock | 1,634 | $30.29 | $49K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 78,731 shares (Direct);
Common Stock — 22,615 shares (Indirect, By Campbell Rogers 2019 Irrevocable Trust);
Common Stock — 46,159 shares (Indirect, By CR Asset Protection Trust of 2023);
Common Stock — 26,012 shares (Indirect, By Spouse's Trust);
Common Stock — 50,754 shares (Indirect, By The Campbell Rogers Revocable Trust)
Footnotes (1)
- F1. Represents shares that have been retained by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported.
Key Figures
Tax withholding on May 6: 1,634 shares at $30.29
Tax withholding on May 7: 637 shares at $29.98
Direct shares after transactions: 78,731 shares
+5 more
8 metrics
Tax withholding on May 6
1,634 shares at $30.29
Shares retained by issuer to satisfy income tax withholding on RSU vesting
Tax withholding on May 7
637 shares at $29.98
Additional shares retained by issuer for tax withholding on RSU vesting
Direct shares after transactions
78,731 shares
Direct Heartflow common stock held by Campbell Rogers following May 7 disposition
Total tax-withholding shares
2,271 shares
Aggregate shares retained by issuer for income tax withholding and remittance obligations
Revocable trust holdings
50,754 shares
Common stock held indirectly by The Campbell Rogers Revocable Trust as of May 6
Spouse’s trust holdings
26,012 shares
Common stock held indirectly by spouse's trust as of May 6
Asset protection trust holdings
46,159 shares
Common stock held indirectly by CR Asset Protection Trust of 2023 as of May 6
2019 irrevocable trust holdings
22,615 shares
Common stock held indirectly by Campbell Rogers 2019 Irrevocable Trust as of May 6
Key Terms
tax-withholding disposition, restricted stock units, net settlement, indirect ownership, +2 more
6 terms
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
restricted stock units financial
"in connection with the vesting and net settlement of restricted stock units previously reported"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
net settlement financial
"in connection with the vesting and net settlement of restricted stock units previously reported"
indirect ownership financial
"transaction_type": "holding", "ownership_type": "indirect""
revocable trust financial
"nature_of_ownership": "By The Campbell Rogers Revocable Trust""
A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.
asset protection trust financial
"nature_of_ownership": "By CR Asset Protection Trust of 2023""
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did HTFL’s Campbell Rogers report on this Form 4?
Campbell Rogers reported two tax-withholding dispositions of Heartflow common stock. On May 6, 1,634 shares were withheld, and on May 7, 637 shares were withheld, both to satisfy income tax obligations related to vesting restricted stock units previously granted.
What indirect HTFL holdings are reported for Campbell Rogers on this Form 4?
The filing shows several indirect holdings in Heartflow common stock. These include 50,754 shares held by The Campbell Rogers Revocable Trust, 26,012 by a spouse’s trust, 46,159 by the CR Asset Protection Trust of 2023, and 22,615 by the Campbell Rogers 2019 Irrevocable Trust.
What does the tax-withholding code F mean in Campbell Rogers’ HTFL Form 4?
Code F signifies payment of exercise price or tax liability by delivering securities. In this Form 4, it indicates Heartflow retained shares from vested RSUs to cover Rogers’ income tax withholding and remittance obligations, rather than shares being sold on the open market.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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