Hilltop Holdings Inc SEC Filings

Hilltop Holdings Inc. (HTH) Chief Accounting Officer Keith Bornemann purchased 70 shares of common stock under the company's Employee Stock Purchase Plan for the purchase period July 1, 2025 through September 30, 2025. The shares were purchased at $30.08, which the filer states equals 90% of the closing price on September 30, 2025, per the ESPP terms. After the purchase the filing reports 10,892.02 shares beneficially owned by the reporting person. The Form 4 was signed on October 3, 2025 and reflects a routine employee-plan purchase by an officer.

William B. Furr, Chief Financial Officer of Hilltop Holdings Inc. (HTH), purchased shares under the company Employee Stock Purchase Plan for the purchase period 07/01/2025 through 09/30/2025. The transaction date is 10/01/2025 and the shares were purchased at $30.08, which reflects 90% of the closing price on 09/30/2025 as provided by the ESPP formula. After the purchase, Mr. Furr’s reported beneficial ownership totaled 185,876.0167 shares. The Form 4 is signed by Mr. Furr on 10/03/2025.

Hilltop Holdings insider transaction summary: Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop Holdings Inc. (HTH), acquired 311.9424 shares of Hilltop common stock through the reinvestment of dividends, recorded at a $0.00 price, increasing his beneficial ownership to 103,310.2529 shares. The reporting was submitted by an attorney-in-fact and reflects an internal dividend reinvestment rather than an open-market purchase or option exercise. This filing documents a routine ownership increase that preserves the executive's existing equity stake.

Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH), reported two open-market sales of common stock in August 2025. On 08/13/2025 he sold 11,687 shares in transactions with a weighted-average price of $31.09 (individual prices ranged $31.00 to $31.19), leaving 109,638.3104 shares beneficially owned. On 08/15/2025 he sold 6,640 shares at $32.68, leaving 102,998.3104 shares beneficially owned. The Form 4 shows no derivative transactions and includes an explanatory remark about the weighted-average price; the filing was signed by an attorney-in-fact, Corey G. Prestidge.

Hilltop Holdings Inc. director and PrimeLending President and CEO Steve B. Thompson reported an acquisition of 469.5925 shares of Hilltop common stock on 05/22/2025, recorded as effective 05/23/2025. The filing states these shares were acquired through dividend reinvestment, at a reported price of $0.00 (reflecting an automatic reinvestment rather than a cash purchase). Following the transaction, Mr. Thompson beneficially owns 121,325.3104 shares. The Form 4 was signed by an attorney-in-fact on 09/29/2025.

Steve B. Thompson, an officer (PrimeLending President and CEO) of Hilltop Holdings Inc. (HTH), reported an acquisition of 820 shares of Hilltop common stock on 04/01/2025 under the company's Employee Stock Purchase Plan for the purchase period January 1, 2025 through March 31, 2025. Those shares were purchased at $27.41 each, which the filing states reflects a price equal to 90% of the closing price on March 31, 2025. After this transaction Mr. Thompson is reported to beneficially own 120,855.7179 shares (direct). The Form 4 is signed by an attorney-in-fact on behalf of Mr. Thompson and dated 09/29/2025.

Steve B. Thompson, identified as an officer (PrimeLending President and CEO), reported a non-derivative acquisition of 435.9091 shares of Hilltop Holdings Inc. (HTH) on 02/27/2025 with an effective/deemed date of 02/28/2025. The acquisition is reported at a price of $0.00 and the filing explains the shares were acquired pursuant to the reinvestment of dividends. Following the transaction Thompson beneficially owned 120,035.7179 shares. The Form 4 was filed individually by one reporting person and the signature block shows /s/ Corey G. Prestidge as Attorney-in-Fact with a signature date of 09/29/2025.

Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and PrimeLending President and CEO, reported a non-derivative transaction dated 02/08/2025. The filing shows 3,560 shares of Hilltop common stock were disposed at a price of $32.11 per share. Following that transaction Mr. Thompson beneficially owned 119,599.8088 shares directly. The filing explains the 3,560 shares were withheld by the issuer to satisfy tax withholding on the vesting of 14,079 restricted stock units awarded on 02/08/2022.

Hilltop Holdings reported that Steve B. Thompson, the company's President and CEO, was granted 11,618 restricted stock units (RSUs) on 02/05/2025. The RSUs vest on the third anniversary of grant (February 5, 2028) or earlier upon specified events, and an equal number of common shares will be deliverable at vesting. Shares issued on conversion will remain subject to transfer restrictions until the first anniversary of the vesting date (February 5, 2029) or earlier upon specified events. Following the grant, the reporting person beneficially owns 123,159.8088 shares (direct). The award has a $0.00 purchase price, indicating a compensatory grant.