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Hilltop Holdings (HTH) exec adds shares through dividend reinvestment

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hilltop Holdings Inc. executive Martin Bradley Winges, Hilltop Securities CEO, acquired 140.1335 shares of common stock on a grant basis at a stated price of $0.0000 per share. The shares were obtained through the reinvestment of dividends and brought his directly held stake to 84,153.2248 shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winges Martin Bradley

(Last) (First) (Middle)
6565 HILLCREST AVENUE

(Street)
DALLAS TX 75205

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Hilltop Securities CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/27/2026 03/03/2026 A 140.1335(1) A $0.00 84,153.2248 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares acquired pursuant to the reinvestment of dividends.
Remarks:
Martin Bradley Winges 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did HTH executive Martin Bradley Winges report?

Martin Bradley Winges reported acquiring 140.1335 Hilltop Holdings common shares. The acquisition was recorded at a stated price of $0.0000 per share and was executed as a grant-type transaction tied to dividend reinvestment, not an open-market purchase or sale.

How many Hilltop Holdings (HTH) shares does Martin Bradley Winges now own?

After this transaction, Martin Bradley Winges directly owns 84,153.2248 Hilltop Holdings common shares. This updated ownership figure reflects the additional 140.1335 shares acquired through the reinvestment of dividends, as disclosed in his Form 4 insider filing.

Was the HTH insider transaction by Martin Bradley Winges a market purchase or sale?

The transaction was not a market purchase or sale. Hilltop Securities CEO Martin Bradley Winges acquired 140.1335 shares through dividend reinvestment, recorded as a grant or award acquisition, at a stated price of $0.0000 per share rather than via open-market trading.

What does the Form 4 dividend reinvestment for HTH indicate about the transaction price?

The Form 4 lists the transaction price as $0.0000 per share. This reflects that the 140.1335 Hilltop Holdings shares were acquired through dividend reinvestment under a grant or award mechanism, rather than a cash purchase in the open market at a quoted trading price.

What role does Martin Bradley Winges hold at Hilltop related to the HTH Form 4?

Martin Bradley Winges is identified as Hilltop Securities CEO in the Form 4. His position is noted alongside the reported acquisition of 140.1335 Hilltop Holdings common shares through dividend reinvestment, updating his directly held ownership to 84,153.2248 shares after the transaction.
Hilltop Holdings Inc

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