Hilltop CFO acquires shares via ESPP

Hilltop Holdings Inc. Chief Financial Officer William B. Furr acquired 50 shares of common stock through the company’s Employee Stock Purchase Plan.

Rhea-AI Filing Summary

Hilltop Holdings Inc. Chief Financial Officer William B. Furr acquired 50 shares of common stock through the company’s Employee Stock Purchase Plan. The shares were purchased at $34.90 per share, equal to 90% of Hilltop’s June 30, 2026 closing price. Following this transaction, Furr directly holds about 197,925 Hilltop common shares.

Insider Trade Summary

Grant/Award: 50 shares

Grant/Award 1 txn

Insider Furr William B

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	50	$34.90	$2K

Holdings After Transaction: Common Stock — 197,925.0167 shares (Direct)

Footnotes (2)

1. F1. Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2026 through June 30, 2026.
2. F2. In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2026.

Key Figures

ESPP shares acquired: 50 shares ESPP purchase price: $34.90 per share Post-transaction holdings: 197,925.0167 shares +1 more

4 metrics

ESPP shares acquired 50 shares Common stock acquired on April 1–June 30, 2026 ESPP period

ESPP purchase price $34.90 per share 90% of June 30, 2026 Hilltop closing price

Post-transaction holdings 197,925.0167 shares Total common stock directly owned after ESPP acquisition

ESPP discount rate 90% of closing price Plan sets purchase price at 90% of June 30, 2026 close

Key Terms

Employee Stock Purchase Plan, Common Stock, Grant, award, or other acquisition, closing price

4 terms

Employee Stock Purchase Plan financial

"Shares acquired pursuant to the Hilltop Holdings Inc. Employee Stock Purchase Plan ("ESPP")"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

closing price financial

"based on 90% of the closing price of the Issuer's stock on June 30, 2026"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Hilltop Holdings (HTH) report for William B. Furr?

Hilltop Holdings reported that CFO William B. Furr acquired 50 shares of common stock through the company’s Employee Stock Purchase Plan. This was a routine compensation-related purchase under the plan, not an open-market trade or option exercise.

At what price did the CFO acquire Hilltop Holdings (HTH) shares in this Form 4?

The 50 Hilltop Holdings shares were acquired at $34.90 per share. Footnotes state the Employee Stock Purchase Plan price equaled 90% of the company’s June 30, 2026 closing stock price for that purchase period.

How many Hilltop Holdings (HTH) shares does the CFO hold after this transaction?

After the Employee Stock Purchase Plan acquisition, CFO William B. Furr directly holds approximately 197,925.0167 shares of Hilltop Holdings common stock. This figure reflects his total direct ownership immediately following the 50-share purchase reported.

What is the Hilltop Holdings (HTH) Employee Stock Purchase Plan mentioned in the Form 4?

The Employee Stock Purchase Plan allows eligible Hilltop Holdings employees to buy common shares, with this period’s purchases priced at 90% of the June 30, 2026 closing price. The CFO’s 50-share acquisition was made under this plan’s terms.

Was the Hilltop Holdings (HTH) CFO’s share acquisition an open-market trade?

No, the CFO’s 50-share acquisition was not an open-market trade. It was a purchase under Hilltop Holdings’ Employee Stock Purchase Plan, using a price set at 90% of the June 30, 2026 closing price, as described in the filing footnotes.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/02/2026 - 06:21 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Furr William B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		50(1)	A	$34.9(2)	197,925.0167	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of April 1, 2026 through June 30, 2026.

2. In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on June 30, 2026.

Remarks:

	/s/ WILLIAM B. FURR	07/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)