Hilltop Holdings accounting chief acquires 62 shares

The ESPP purchase period ran from July 1 through September 30, 2026, and shares were purchased at 90% of the September 30 closing price.

Rhea-AI Filing Summary

Hilltop Holdings Inc. Chief Accounting Officer Keith E. Bornemann acquired 62 shares of common stock on October 1, 2026, through the Employee Stock Purchase Plan. The reported price was $33.89 per share. He held 8,034 shares directly after the transaction.

Insider Trade Summary

Grant/Award: 62 shares

Grant/Award 1 txn

Insider Bornemann Keith E.

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	62	$33.89	$2K

Holdings After Transaction: Common Stock — 8,034.02 shares (Direct)

Footnotes (2)

1. F1. Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2026 through September 30, 2026.
2. F2. In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2026.

Key Figures

Shares acquired: 62 shares Reported price: $33.89 per share Direct shares held after transaction: 8,034 shares +1 more

4 metrics

Shares acquired 62 shares October 1, 2026

Reported price $33.89 per share ESPP acquisition

Direct shares held after transaction 8,034 shares After the October 1, 2026 transaction

ESPP purchase price 90% of closing price September 30, 2026

Key Terms

Employee Stock Purchase Plan, purchase period, closing price

3 terms

Employee Stock Purchase Plan financial

"acquired pursuant to the Hilltop Holdings Inc. Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

purchase period financial

"for the ESPP purchase period of July 1, 2026 through September 30, 2026"

closing price financial

"90% of the closing price of the Issuer's stock"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HTH shares did Keith E. Bornemann acquire?

Keith E. Bornemann acquired 62 shares of Hilltop Holdings common stock on October 1, 2026, at a reported price of $33.89 per share. He held 8,034 shares directly after the transaction.

How was the price for Keith Bornemann's HTH ESPP shares determined?

The shares were purchased at 90% of the September 30, 2026 closing price. They were acquired for the ESPP purchase period from July 1 through September 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/05/2026 - 06:46 PM Accepted by SEC EDGAR 10/05/2026 - 06:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bornemann Keith E.

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/01/2026		A		62(1)	A	$33.89(2)	8,034.02	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the Hilltop Holdings Inc. (the "Issuer") Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2026 through September 30, 2026.

2. In accordance with the ESPP, these shares were purchased based on 90% of the closing price of the Issuer's stock on September 30, 2026.

Remarks:

	/s/ KEITH BORNEMANN	10/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)