Hilltop Holdings awards Carl B. Webb 541 shares

The reported $38.29 per-share amount was calculated using the average closing price per share from September 17 to September 30, 2026.

Rhea-AI Filing Summary

Hilltop Holdings Inc. director Carl B. Webb acquired 541 shares of Common Stock on September 30, 2026 under the company’s 2020 Equity Incentive Plan as compensation for director services in the third calendar quarter of 2026. His direct holdings after the award were 132,619 shares; the reported per-share price was $38.29.

Insider Trade Summary

Grant/Award: 541 shares

Grant/Award 1 txn

Insider WEBB CARL B

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	541	$38.29	$21K

Holdings After Transaction: Common Stock — 132,619 shares (Direct)

Footnotes (2)

1. F1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2026.
2. F2. Price per share calculated using the average closing price per share for the period from September 17, 2026 to September 30, 2026.

Key Figures

Shares acquired: 541 shares Reported per-share price: $38.29 per share Direct holdings after award: 132,619 shares +1 more

4 metrics

Shares acquired 541 shares Compensation for director services in the third calendar quarter of 2026

Reported per-share price $38.29 per share Average closing price per share from September 17 to September 30, 2026

Direct holdings after award 132,619 shares Carl B. Webb’s reported direct holdings following the transaction

Transaction date September 30, 2026 Date of the share award

Key Terms

2020 Equity Incentive Plan, average closing price per share

2 terms

2020 Equity Incentive Plan financial

"pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan"

average closing price per share financial

"using the average closing price per share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many HTH shares did director Carl B. Webb receive?

Carl B. Webb acquired 541 shares as compensation for director services in the third calendar quarter of 2026. His direct holdings after the award were 132,619 shares.

How was the $38.29 HTH award price calculated?

The $38.29 per-share price was calculated using the average closing price per share for the period from September 17 to September 30, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 06:13 PM Accepted by SEC EDGAR 10/02/2026 - 06:12 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

WEBB CARL B

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TEXAS 75205

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/30/2026		A		541(1)	A	$38.29(2)	132,619	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2026.

2. Price per share calculated using the average closing price per share for the period from September 17, 2026 to September 30, 2026.

Remarks:

	/s/ Carl B. Webb	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)