Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. (NYSE: HTH) is a Maryland-incorporated, Dallas-based financial holding company that files detailed reports with the U.S. Securities and Exchange Commission. This SEC filings page for HTH brings together the company’s regulatory disclosures, including annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, along with exhibits such as earnings presentations, press releases, and executive employment agreements.
Financial reporting and segment information
Through its SEC filings, Hilltop provides consolidated financial statements and segment data for its banking, mortgage origination, and broker-dealer operations. Investors can review information on loans held for investment and for sale, deposits, broker-dealer receivables and payables, securities portfolios, noninterest income and expense, and key performance metrics such as net interest income, net interest margin, and provisions for or reversals of credit losses. Filings also disclose regulatory capital ratios, including Tier 1 leverage and Common Equity Tier 1 capital ratios.
Current reports and material events
Form 8-K filings offer timely insight into material events affecting Hilltop. Recent 8-Ks have covered quarterly earnings announcements and associated presentations, dividend declarations, authorizations and increases of stock repurchase programs, results of the annual meeting of stockholders, changes in board composition and leadership roles, and amendments to executive employment agreements. These filings often attach press releases or presentations as exhibits and specify whether the information is furnished or filed for Exchange Act purposes.
Using AI-powered filing analysis
On this page, AI-powered tools can help interpret Hilltop’s complex filings. Summaries can highlight key points from lengthy 10-K and 10-Q reports, explain trends in credit loss provisions or reversals, and outline how results differ across the banking, mortgage origination, and broker-dealer segments. For Form 8-Ks, AI can quickly surface the nature of each event, such as dividend changes, repurchase program updates, or governance actions. Users can also monitor filings that relate to capital management, such as note redemptions or changes in repurchase authorizations, and track how Hilltop’s disclosures evolve over time.
By combining real-time EDGAR updates with AI-generated explanations, this filings page helps readers navigate Hilltop Holdings Inc.’s regulatory history and better understand the financial and governance information that underpins HTH stock.
Jonathan S. Sobel, a director and Hilltop Securities Chairman, reported three separate open-market purchases of Hilltop Holdings Inc. (HTH) common stock in August 2025. On 08/14/2025 he acquired 10,000 shares at a weighted-average price of $32.70, bringing his beneficial ownership to 37,428.694 shares. On 08/15/2025 he acquired 10,000 shares at a weighted-average price of $32.37, increasing ownership to 47,428.694 shares. On 08/18/2025 he acquired 10,000 shares at a weighted-average price of $31.97, increasing ownership to 57,428.694 shares. Each purchase is reported as direct ownership. The filings state the prices are weighted averages with specified price ranges and that Mr. Sobel will provide detailed per-transaction price breakdowns upon request.
Hilltop Holdings Inc. (HTH) filing a Form 144 notifies the proposed sale of 20,000 shares of common stock through Goldman Sachs & Co. LLC on 08/14/2025, with an aggregate market value of $655,600. The filer reports acquiring these shares from the issuer in a private transaction on 06/13/1997 and indicates no cash payment obligations related to the original acquisition. The notice also discloses a sale of 30,000 shares on 08/13/2025 generating gross proceeds of $963,761. The filing includes the seller's representation that no undisclosed material adverse information about the issuer is known.
Hilltop Holdings Inc. filed a Form 13F for the quarter ended 06-30-2025 reporting 1,339 holdings entries totaling $1,560,663,512 in market value. The filing identifies four other included managers (PlainsCapital Corp, PlainsCapital Bank, Hilltop Securities Holdings LLC, Hilltop Securities Inc.). The report was signed by Corey G. Prestidge, Executive Vice President, General Counsel and Secretary, on 08-14-2025. This filing is a standard 13F holdings report disclosing aggregated institutional holdings as of the quarter end.
Hilltop Holdings (HTH) filed a Form 144 notifying the market of a proposed sale under Rule 144 of 30,000 shares of common stock with an aggregate market value of $976,200. The sale is to be executed through Goldman Sachs & Co. LLC on the NYSE with an approximate sale date of 08/13/2025. The filing discloses the shares were acquired from the issuer in private transactions: 22,634 shares on 02/02/2007 and 7,366 shares on 06/13/1997, totaling 30,000 shares. The filer certifies they do not know of any undisclosed material adverse information and references Rule 10b5-1 plan considerations.
This Amendment No. 20 to a Schedule 13D relates to common stock of Hilltop Holdings Inc. and updates ownership and agreement information previously reported by Gerald J. Ford and related entities. Collectively, the reporting persons beneficially own 15,907,069 shares, representing 25.2% of Hilltop's outstanding common stock based on 63,001,759 shares outstanding as of July 24, 2025. Individual holdings include 15,544,674 shares (24.7%) held by Diamond A Financial, LP and 98,789 shares (0.2%) held by Turtle Creek Revocable Trust.
The filing discloses ongoing litigation between Mr. Ford and certain of his children and states that on August 6, 2025 the reporting persons and the First Family agreed to negotiate in good faith toward a definitive settlement. The contemplated settlement described would transfer control over the shares held by Financial LP to the First Family and redeem Mr. Ford's equity interests in Financial LP, with Mr. Ford to receive 21.6% of the shares of Common Stock held by Financial LP as partial consideration. The filing incorporates a Joint Filing Agreement as an exhibit and is signed on August 8, 2025.
Hilltop Holdings Inc. (HTH) Form 4: Director W. Robert Nichols III received 957 common shares on 07/24/2025 through the company’s 2020 Equity Incentive Plan, valued at $31.36 per share (closing price on 07/23/2025). His direct stake rose from 58 to 1,015 shares; indirect holdings remain 9,442 shares in an IRA and 5,000 shares held by his spouse. No derivative transactions were reported.
The grant is routine annual board compensation rather than an open-market purchase, but it modestly increases insider ownership, bringing Nichols’ total beneficial position to 15,457 shares (direct + indirect). The filing contains no financial results, guidance, or other material corporate events.
Hilltop Holdings Inc. (HTH) filed a Form 4 showing that director Tom C. Nichols received 957 common shares on 07/24/2025 under the company’s 2020 Equity Incentive Plan as annual board compensation. The award was valued at $31.36 per share (the 07/23/2025 closing price), for an implied value of roughly $30k. After this transaction Nichols now holds 15,137 shares directly and 2,000 shares indirectly through an IRA. No sales or derivative transactions were reported, and Nichols remains classified as a director insider with Form 4 obligations.