Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. filings document a Maryland financial holding company with common stock traded under HTH and operations spanning PlainsCapital Bank, PrimeLending, Hilltop Securities Inc., and Momentum Independent Network Inc. The record includes material-event reports for results of operations, financial condition, earnings presentations, dividend declarations, and stock repurchase authorization.
Proxy and governance filings cover board composition, committee service, executive compensation, equity-award tables, employment agreement amendments, and shareholder voting matters. These disclosures also identify the company's capital structure, listing venues, and financial-reporting exhibits tied to banking, mortgage lending, broker-dealer, clearing, and advisory activities.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and PrimeLending President and CEO, reported a non-derivative transaction dated 02/08/2025. The filing shows 3,560 shares of Hilltop common stock were disposed at a price of $32.11 per share. Following that transaction Mr. Thompson beneficially owned 119,599.8088 shares directly. The filing explains the 3,560 shares were withheld by the issuer to satisfy tax withholding on the vesting of 14,079 restricted stock units awarded on 02/08/2022.
Hilltop Holdings reported that Steve B. Thompson, the company's President and CEO, was granted 11,618 restricted stock units (RSUs) on 02/05/2025. The RSUs vest on the third anniversary of grant (February 5, 2028) or earlier upon specified events, and an equal number of common shares will be deliverable at vesting. Shares issued on conversion will remain subject to transfer restrictions until the first anniversary of the vesting date (February 5, 2029) or earlier upon specified events. Following the grant, the reporting person beneficially owns 123,159.8088 shares (direct). The award has a $0.00 purchase price, indicating a compensatory grant.
Steve B. Thompson, a director and the PrimeLending President and CEO at Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 334.3603 shares of common stock on 11/22/2024. The filing states these shares were acquired through reinvestment of dividends at no cash cost (price $0.00). Following the transaction, Mr. Thompson beneficially owned 111,541.8088 shares. The Form 4 was executed by an attorney-in-fact and dated 09/29/2025.
Steve B. Thompson, PrimeLending President and CEO and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of company common stock. The Form 4 discloses a transaction dated 08/30/2024 in which 368.973 shares were acquired at a price of $0.00 pursuant to dividend reinvestment, increasing Thompson's beneficial ownership to 111,207.4485 shares. The filing is signed by an attorney-in-fact on behalf of Thompson on 09/29/2025. The report is filed by one reporting person and identifies Thompson's role as an officer (PrimeLending President and CEO) and director.
Insider sale reported: Hilltop Holdings Inc. (HTH) Form 4 shows Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop, sold 5,332 shares of Hilltop common stock on 08/29/2024 at a weighted average price of $32.91 per share. After the sale he beneficially owned 110,838.4755 shares, held directly. The filing notes the sale occurred in multiple transactions priced between $32.50 and $33.06 and offers to provide a breakdown of quantities at each price on request.
The Form 4 was signed by an attorney-in-fact on 09/29/2025. No derivative transactions, acquisitions, or other compensatory grants are reported on this filing.
Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of Hilltop common stock on 05/24/2024. The filing shows 385.5354 shares were acquired through dividend reinvestment at a reported price of $0.00, increasing Thompson's beneficial ownership to 116,170.4755 shares. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The disclosure is a routine Section 16 report reflecting a dividend reinvestment transaction rather than a market purchase or sale.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and identified as PrimeLending President and CEO, purchased 798 shares of Hilltop common stock under the company's Employee Stock Purchase Plan for the January 1, 2024–March 31, 2024 purchase period. The shares were acquired on 04/01/2024 at an effective price of $28.19, which reflects the ESPP pricing formula based on 90% of the closing price on March 28, 2024. After the purchase, Thompson beneficially owned 115,784.9401 shares.
The Form 4 was signed by an attorney-in-fact on behalf of Thompson on 09/26/2025. The transaction is recorded as a non-derivative acquisition under the ESPP and is presented as a routine employee plan purchase.
Steve B. Thompson, a director and PrimeLending President and CEO, reported a purchase of 218.2176 shares of Hilltop Holdings Inc. (HTH) via dividend reinvestment. The transaction date is listed as 11/28/2023 with a deemed execution date of 11/29/2023, at an effective price of $0.00 because the shares were issued through dividend reinvestment. After the transaction Thompson beneficially owned 83,628.8415 shares, held directly. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The filing states the acquisition resulted from reinvested dividends.
Steve B. Thompson, Director and President and CEO of PrimeLending, reported a non-derivative acquisition in Hilltop Holdings Inc. (HTH). On 08/25/2023 (deemed executed 08/28/2023) Mr. Thompson acquired 211.0395 shares of Hilltop common stock through dividend reinvestment at a reported price of $0.00. After the transaction his beneficial ownership increased to 83,410.6239 shares. The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, with a signature date of 09/26/2025.
The filing shows a routine reinvestment of dividends resulting in a modest increase in shares held by an insider; no derivative transactions or cash purchases are reported in this Form 4.
Steve B. Thompson, President and CEO and a director of Hilltop Holdings Inc. (HTH), reported an acquisition of company common stock through the company's Employee Stock Purchase Plan (ESPP). The transaction date was 04/03/2023 and the filing states 842 shares were acquired at a purchase price of $26.70 per share, reflecting the ESPP rule of buying at 90% of the March 31, 2023 closing price. After the purchase the reporting person beneficially owned 83,199.5844 shares. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Thompson on 09/26/2025.