Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. filings document a Maryland financial holding company with common stock traded under HTH and operations spanning PlainsCapital Bank, PrimeLending, Hilltop Securities Inc., and Momentum Independent Network Inc. The record includes material-event reports for results of operations, financial condition, earnings presentations, dividend declarations, and stock repurchase authorization.
Proxy and governance filings cover board composition, committee service, executive compensation, equity-award tables, employment agreement amendments, and shareholder voting matters. These disclosures also identify the company's capital structure, listing venues, and financial-reporting exhibits tied to banking, mortgage lending, broker-dealer, clearing, and advisory activities.
Steve B. Thompson, listed as a director and officer (PrimeLending President and CEO) of Hilltop Holdings Inc. (HTH), reported a small non-derivative acquisition of Common Stock on 03/04/2021. The transaction reflects the purchase of 45.5467 shares at $0.00 through dividend reinvestment, bringing his total beneficial ownership to 43,964.5467 shares. The Form 4 was executed by an attorney-in-fact, Corey G. Prestidge, with a signature date of 09/26/2025. The filing indicates it was submitted by one reporting person and does not disclose any derivative transactions, amendments, or additional terms.
Steve B. Thompson, PrimeLending President and CEO and a reporting person for Hilltop Holdings Inc. (HTH), was granted 9,917 restricted stock units on 02/23/2021. Those units will convert into an equal number of shares of Hilltop common stock upon vesting on the third anniversary of the grant, 02/23/2024, or earlier if specified award events occur. Shares deliverable upon conversion are subject to transfer restrictions until the first anniversary of the vesting date, 02/23/2025, unless earlier events permit release. After this grant the reporting person beneficially owned 43,919 shares. The Form 4 was signed by an attorney-in-fact on behalf of the reporting person.
The filing reports that Steve B. Thompson, PrimeLending President and CEO and a director of Hilltop Holdings Inc. (HTH), disposed of 1,139 shares of Hilltop common stock on 04/14/2020 at a price of $16.44 per share. After the transaction he beneficially owned 34,002 shares directly. The sale reflects shares withheld by the issuer to satisfy tax withholding for the vesting of 2,893 time‑based restricted stock units awarded on April 14, 2017. The form is signed by an attorney‑in‑fact on behalf of Mr. Thompson on 09/26/2025.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH), was granted 6,779 restricted stock units (RSUs) on 02/20/2020. The reported transaction shows 6,779 RSUs acquired at $0.00, bringing the reporting person's total beneficial ownership to 35,141 shares following the grant. The RSUs vest on the third anniversary of the grant, February 20, 2023, or earlier upon specified events in the award agreement. Shares delivered on vesting will remain subject to transfer restrictions until the first anniversary of vesting, February 20, 2024, unless earlier release events occur. The Form 4 was signed by an attorney-in-fact on 09/26/2025.
Steve B. Thompson, identified as a director and an officer (PrimeLending President and CEO) of Hilltop Holdings Inc. (HTH), reported beneficial ownership of 28,362 shares of Hilltop common stock. The filing notes 3,026 shares subject to sale restrictions until April 1, 2020 and restricted stock units granted on April 14, 2017; April 26, 2018; February 27, 2019; and January 1, 2020 that vest on the third anniversary of each grant or upon certain change‑in‑control events. The form is signed by an attorney‑in‑fact on behalf of Thompson.
Kenneth D. Russell, a director of Hilltop Holdings Inc. (HTH), reported acquiring 957 shares of the company's common stock on 07/24/2025. The shares were issued under the Hilltop Holdings Inc. 2020 Equity Incentive Plan as his annual director compensation for the prior year. The transaction price is reported as $31.36 per share, calculated using the closing price on 07/23/2025. Following the reported transaction Mr. Russell beneficially owns 957 shares directly. The Form 4 was signed on 09/10/2025.
Hilltop Holdings Inc. (HTH) reporting persons led by Gerald J. Ford filed a Form 4 disclosing a dividend reinvestment on 08/29/2025 that resulted in the acquisition of 1,326.3573 shares of common stock at a $0.00 price (reinvestment). After the transaction, the reporting group collectively beneficially owned 354,932.4577 shares. The filing is jointly made by Gerald J. Ford, Diamond HTH Stock Company, LP, Diamond HTH Stock Company GP, LLC and Turtle Creek Revocable Trust. The disclosure lists 98,789 shares directly owned by the Trust and 15,544,674 shares directly owned by Diamond A Financial, L.P., as described in the footnotes, with layered ownership through partnership and trust vehicles.
The filing states the acquisition arose from dividend reinvestment and includes standard disclaimers that the reporting persons disclaim beneficial ownership except to the extent of pecuniary interest and that the filing does not necessarily create admissions under Sections 13(d)/13(g).
Hilltop Holdings director and Hilltop Securities Chairman Jonathan S. Sobel acquired 108.3515 shares of Hilltop common stock through dividend reinvestment at an effective price of $0.00, increasing his total reported beneficial ownership to 127,537.0455 shares. The transaction is reported as a non-derivative acquisition and the ownership is shown as direct. The filing identifies the acquisition code and notes the shares were obtained pursuant to the reinvestment of dividends.
Martin Bradley Winges, identified as an officer (Hilltop Securities CEO), reported on Form 4 that he acquired 199.8133 shares of Hilltop Holdings Inc. (HTH) pursuant to dividend reinvestment. The transaction date is 08/29/2025 with a deemed execution date of 09/02/2025, and the reported acquisition price is $0.00 (shares issued as dividend reinvestment). Following the reported transaction, Mr. Winges beneficially owns 91,627.9427 shares. The filing is a single-person Form 4 and is signed by Martin Bradley Winges on 09/04/2025.
Corey G. Prestidge, EVP, General Counsel & Secretary of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition executed 08/29/2025 and reported on 09/04/2025. The filing shows 575.4098 shares were acquired at a reported price of $0.00, with an explanatory note that the shares were purchased pursuant to the reinvestment of dividends. Following the transaction, Prestidge beneficially owns 176,820.4248 shares of Hilltop common stock.