STOCK TITAN

[Form 4] HILLTOP HOLDINGS INC. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Hilltop Holdings Inc. (HTH) – Form 4 insider filing

Director Lee Lewis received 957 common shares on 24 Jul 2025 under the company’s 2020 Equity Incentive Plan, representing annual board compensation. The shares were valued at $31.36 (closing price on 23 Jul 2025). Following the grant, Lewis directly owns 53,739 shares. He also reports an indirect interest in 55,169 shares held by Lee Lewis Construction, which he disclaims except for his pecuniary interest.

No shares were sold and no derivative positions were involved. The transaction marginally increases insider ownership but is routine, immaterial relative to the company’s float, and therefore unlikely to influence the stock’s valuation.

Hilltop Holdings Inc. (HTH) – Comunicazione interna Modulo 4

Il direttore Lee Lewis ha ricevuto 957 azioni ordinarie il 24 luglio 2025 nell’ambito del Piano di Incentivi Azionari 2020 della società, come compenso annuale per il consiglio di amministrazione. Le azioni sono state valutate a 31,36 $ (prezzo di chiusura del 23 luglio 2025). Dopo l’assegnazione, Lewis possiede direttamente 53.739 azioni. Riporta inoltre un interesse indiretto in 55.169 azioni detenute da Lee Lewis Construction, che nega tranne per il suo interesse pecuniario.

Non sono state vendute azioni né coinvolte posizioni derivati. L’operazione aumenta marginalmente la partecipazione interna, ma è di routine, irrilevante rispetto al flottante della società e quindi improbabile che influenzi la valutazione del titolo.

Hilltop Holdings Inc. (HTH) – Presentación interna Formulario 4

El director Lee Lewis recibió 957 acciones ordinarias el 24 de julio de 2025 bajo el Plan de Incentivos de Capital 2020 de la empresa, como compensación anual por su cargo en el consejo. Las acciones tenían un valor de $31.36 (precio de cierre del 23 de julio de 2025). Tras la concesión, Lewis posee directamente 53,739 acciones. También reporta un interés indirecto en 55,169 acciones mantenidas por Lee Lewis Construction, las cuales renuncia salvo por su interés pecuniario.

No se vendieron acciones ni se involucraron posiciones derivadas. La transacción incrementa marginalmente la propiedad interna, pero es rutinaria, insignificante en relación con el flotante de la empresa y por tanto poco probable que influya en la valoración de la acción.

Hilltop Holdings Inc. (HTH) – 내부자 신고서 양식 4

이사인 리 루이스(Lee Lewis)는 2025년 7월 24일 회사의 2020년 주식 인센티브 계획에 따라 연간 이사회 보상으로 957주 보통주를 받았습니다. 주식 가치는 2025년 7월 23일 종가 기준 31.36달러로 평가되었습니다. 부여 후 루이스는 직접적으로 53,739주를 보유하고 있습니다. 또한 그는 Lee Lewis Construction이 보유한 55,169주에 대한 간접적 이익을 보고했으며, 금전적 이익을 제외하고는 이를 부인하고 있습니다.

주식 매도나 파생상품 포지션은 없었습니다. 이번 거래는 내부자 지분을 소폭 증가시켰으나 일상적이며 회사 유통 주식수 대비 미미하여 주가 평가에 영향을 미칠 가능성은 낮습니다.

Hilltop Holdings Inc. (HTH) – Déclaration d’initié Formulaire 4

Le directeur Lee Lewis a reçu 957 actions ordinaires le 24 juillet 2025 dans le cadre du Plan d’incitation en actions 2020 de la société, représentant la rémunération annuelle du conseil d’administration. Les actions ont été valorisées à 31,36 $ (cours de clôture au 23 juillet 2025). Suite à cette attribution, Lewis détient directement 53 739 actions. Il déclare également un intérêt indirect sur 55 169 actions détenues par Lee Lewis Construction, qu’il décline sauf pour son intérêt pécuniaire.

Aucune action n’a été vendue et aucune position dérivée n’a été prise. La transaction augmente marginalement la participation des initiés, mais elle est routinière, sans importance relative au flottant de la société et donc peu susceptible d’influencer la valorisation de l’action.

Hilltop Holdings Inc. (HTH) – Insider-Meldung Formular 4

Direktor Lee Lewis erhielt am 24. Juli 2025 957 Stammaktien im Rahmen des Equity Incentive Plans 2020 des Unternehmens als jährliche Vergütung für den Vorstand. Die Aktien wurden mit 31,36 $ bewertet (Schlusskurs am 23. Juli 2025). Nach der Zuteilung besitzt Lewis direkt 53.739 Aktien. Er meldet zudem ein indirektes Interesse an 55.169 Aktien, die von Lee Lewis Construction gehalten werden, welches er außer seinem pecuniären Interesse zurückweist.

Es wurden keine Aktien verkauft und keine Derivatpositionen genutzt. Die Transaktion erhöht die Insider-Beteiligung geringfügig, ist jedoch routinemäßig, im Verhältnis zum Streubesitz unerheblich und daher unwahrscheinlich, den Aktienkurs zu beeinflussen.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine equity compensation; modest insider buy, neutral market impact.

The 957-share grant, valued at roughly $30k, is a standard annual board award rather than an open-market purchase, so signaling strength is limited. Lewis’s direct stake rises to 53,739 shares, a small increment within his existing position and immaterial versus Hilltop’s total outstanding shares. Absence of sales suggests continued alignment, but size and context make the filing non-impactful for valuation or liquidity considerations.

TL;DR: Governance-driven grant, no red flags detected.

The award complies with Hilltop’s 2020 Equity Incentive Plan and reflects standard director compensation practice. The director’s declaration that he disclaims beneficial ownership of indirectly held shares is consistent with Section 16 guidance. No unusual structures or accelerated vesting were disclosed, indicating sound governance processes. Materiality for investors is low.

Hilltop Holdings Inc. (HTH) – Comunicazione interna Modulo 4

Il direttore Lee Lewis ha ricevuto 957 azioni ordinarie il 24 luglio 2025 nell’ambito del Piano di Incentivi Azionari 2020 della società, come compenso annuale per il consiglio di amministrazione. Le azioni sono state valutate a 31,36 $ (prezzo di chiusura del 23 luglio 2025). Dopo l’assegnazione, Lewis possiede direttamente 53.739 azioni. Riporta inoltre un interesse indiretto in 55.169 azioni detenute da Lee Lewis Construction, che nega tranne per il suo interesse pecuniario.

Non sono state vendute azioni né coinvolte posizioni derivati. L’operazione aumenta marginalmente la partecipazione interna, ma è di routine, irrilevante rispetto al flottante della società e quindi improbabile che influenzi la valutazione del titolo.

Hilltop Holdings Inc. (HTH) – Presentación interna Formulario 4

El director Lee Lewis recibió 957 acciones ordinarias el 24 de julio de 2025 bajo el Plan de Incentivos de Capital 2020 de la empresa, como compensación anual por su cargo en el consejo. Las acciones tenían un valor de $31.36 (precio de cierre del 23 de julio de 2025). Tras la concesión, Lewis posee directamente 53,739 acciones. También reporta un interés indirecto en 55,169 acciones mantenidas por Lee Lewis Construction, las cuales renuncia salvo por su interés pecuniario.

No se vendieron acciones ni se involucraron posiciones derivadas. La transacción incrementa marginalmente la propiedad interna, pero es rutinaria, insignificante en relación con el flotante de la empresa y por tanto poco probable que influya en la valoración de la acción.

Hilltop Holdings Inc. (HTH) – 내부자 신고서 양식 4

이사인 리 루이스(Lee Lewis)는 2025년 7월 24일 회사의 2020년 주식 인센티브 계획에 따라 연간 이사회 보상으로 957주 보통주를 받았습니다. 주식 가치는 2025년 7월 23일 종가 기준 31.36달러로 평가되었습니다. 부여 후 루이스는 직접적으로 53,739주를 보유하고 있습니다. 또한 그는 Lee Lewis Construction이 보유한 55,169주에 대한 간접적 이익을 보고했으며, 금전적 이익을 제외하고는 이를 부인하고 있습니다.

주식 매도나 파생상품 포지션은 없었습니다. 이번 거래는 내부자 지분을 소폭 증가시켰으나 일상적이며 회사 유통 주식수 대비 미미하여 주가 평가에 영향을 미칠 가능성은 낮습니다.

Hilltop Holdings Inc. (HTH) – Déclaration d’initié Formulaire 4

Le directeur Lee Lewis a reçu 957 actions ordinaires le 24 juillet 2025 dans le cadre du Plan d’incitation en actions 2020 de la société, représentant la rémunération annuelle du conseil d’administration. Les actions ont été valorisées à 31,36 $ (cours de clôture au 23 juillet 2025). Suite à cette attribution, Lewis détient directement 53 739 actions. Il déclare également un intérêt indirect sur 55 169 actions détenues par Lee Lewis Construction, qu’il décline sauf pour son intérêt pécuniaire.

Aucune action n’a été vendue et aucune position dérivée n’a été prise. La transaction augmente marginalement la participation des initiés, mais elle est routinière, sans importance relative au flottant de la société et donc peu susceptible d’influencer la valorisation de l’action.

Hilltop Holdings Inc. (HTH) – Insider-Meldung Formular 4

Direktor Lee Lewis erhielt am 24. Juli 2025 957 Stammaktien im Rahmen des Equity Incentive Plans 2020 des Unternehmens als jährliche Vergütung für den Vorstand. Die Aktien wurden mit 31,36 $ bewertet (Schlusskurs am 23. Juli 2025). Nach der Zuteilung besitzt Lewis direkt 53.739 Aktien. Er meldet zudem ein indirektes Interesse an 55.169 Aktien, die von Lee Lewis Construction gehalten werden, welches er außer seinem pecuniären Interesse zurückweist.

Es wurden keine Aktien verkauft und keine Derivatpositionen genutzt. Die Transaktion erhöht die Insider-Beteiligung geringfügig, ist jedoch routinemäßig, im Verhältnis zum Streubesitz unerheblich und daher unwahrscheinlich, den Aktienkurs zu beeinflussen.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SHERMAN A HAAG

(Last) (First) (Middle)
6565 HILLCREST AVENUE

(Street)
DALLAS TX 75205

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/24/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/24/2025 A 957(1) A $31.36(2) 30,111 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as annual compensation for services rendered as a director for the prior year.
2. Price per share calculated using the closing price per share on July 23, 2025, the day prior to the Company's annual stockholders' meeting.
Remarks:
/s/ A. Haag Sherman 07/28/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Hilltop Holdings Inc

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HTH Stock Data

1.87B
43.78M
29.17%
58.56%
1.66%
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DALLAS