Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. (NYSE: HTH) is a Maryland-incorporated, Dallas-based financial holding company that files detailed reports with the U.S. Securities and Exchange Commission. This SEC filings page for HTH brings together the company’s regulatory disclosures, including annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, along with exhibits such as earnings presentations, press releases, and executive employment agreements.
Financial reporting and segment information
Through its SEC filings, Hilltop provides consolidated financial statements and segment data for its banking, mortgage origination, and broker-dealer operations. Investors can review information on loans held for investment and for sale, deposits, broker-dealer receivables and payables, securities portfolios, noninterest income and expense, and key performance metrics such as net interest income, net interest margin, and provisions for or reversals of credit losses. Filings also disclose regulatory capital ratios, including Tier 1 leverage and Common Equity Tier 1 capital ratios.
Current reports and material events
Form 8-K filings offer timely insight into material events affecting Hilltop. Recent 8-Ks have covered quarterly earnings announcements and associated presentations, dividend declarations, authorizations and increases of stock repurchase programs, results of the annual meeting of stockholders, changes in board composition and leadership roles, and amendments to executive employment agreements. These filings often attach press releases or presentations as exhibits and specify whether the information is furnished or filed for Exchange Act purposes.
Using AI-powered filing analysis
On this page, AI-powered tools can help interpret Hilltop’s complex filings. Summaries can highlight key points from lengthy 10-K and 10-Q reports, explain trends in credit loss provisions or reversals, and outline how results differ across the banking, mortgage origination, and broker-dealer segments. For Form 8-Ks, AI can quickly surface the nature of each event, such as dividend changes, repurchase program updates, or governance actions. Users can also monitor filings that relate to capital management, such as note redemptions or changes in repurchase authorizations, and track how Hilltop’s disclosures evolve over time.
By combining real-time EDGAR updates with AI-generated explanations, this filings page helps readers navigate Hilltop Holdings Inc.’s regulatory history and better understand the financial and governance information that underpins HTH stock.
Hilltop Holdings Inc. insider Darren E. Parmenter, the company's Chief Administrative Officer, acquired 91,355.0883 shares of common stock through the company's Employee Stock Purchase Plan for the purchase period July 1, 2025 through September 30, 2025. The shares were bought on October 1, 2025 at an effective price of $30.08, which reflects the ESPP rule applying 90% of the issuer's closing price on September 30, 2025. The Form 4 was signed on October 3, 2025 and reports direct beneficial ownership following the purchase.
Hilltop Holdings Inc. (HTH) Chief Accounting Officer Keith Bornemann purchased 70 shares of common stock under the company's Employee Stock Purchase Plan for the purchase period July 1, 2025 through September 30, 2025. The shares were purchased at $30.08, which the filer states equals 90% of the closing price on September 30, 2025, per the ESPP terms. After the purchase the filing reports 10,892.02 shares beneficially owned by the reporting person. The Form 4 was signed on October 3, 2025 and reflects a routine employee-plan purchase by an officer.
William B. Furr, Chief Financial Officer of Hilltop Holdings Inc. (HTH), purchased shares under the company Employee Stock Purchase Plan for the purchase period 07/01/2025 through 09/30/2025. The transaction date is 10/01/2025 and the shares were purchased at $30.08, which reflects 90% of the closing price on 09/30/2025 as provided by the ESPP formula. After the purchase, Mr. Furr’s reported beneficial ownership totaled 185,876.0167 shares. The Form 4 is signed by Mr. Furr on 10/03/2025.
Hilltop Holdings insider transaction summary: Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop Holdings Inc. (HTH), acquired 311.9424 shares of Hilltop common stock through the reinvestment of dividends, recorded at a $0.00 price, increasing his beneficial ownership to 103,310.2529 shares. The reporting was submitted by an attorney-in-fact and reflects an internal dividend reinvestment rather than an open-market purchase or option exercise. This filing documents a routine ownership increase that preserves the executive's existing equity stake.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH), reported two open-market sales of common stock in August 2025. On 08/13/2025 he sold 11,687 shares in transactions with a weighted-average price of $31.09 (individual prices ranged $31.00 to $31.19), leaving 109,638.3104 shares beneficially owned. On 08/15/2025 he sold 6,640 shares at $32.68, leaving 102,998.3104 shares beneficially owned. The Form 4 shows no derivative transactions and includes an explanatory remark about the weighted-average price; the filing was signed by an attorney-in-fact, Corey G. Prestidge.
Hilltop Holdings Inc. director and PrimeLending President and CEO Steve B. Thompson reported an acquisition of 469.5925 shares of Hilltop common stock on 05/22/2025, recorded as effective 05/23/2025. The filing states these shares were acquired through dividend reinvestment, at a reported price of $0.00 (reflecting an automatic reinvestment rather than a cash purchase). Following the transaction, Mr. Thompson beneficially owns 121,325.3104 shares. The Form 4 was signed by an attorney-in-fact on 09/29/2025.
Steve B. Thompson, an officer (PrimeLending President and CEO) of Hilltop Holdings Inc. (HTH), reported an acquisition of 820 shares of Hilltop common stock on 04/01/2025 under the company's Employee Stock Purchase Plan for the purchase period January 1, 2025 through March 31, 2025. Those shares were purchased at $27.41 each, which the filing states reflects a price equal to 90% of the closing price on March 31, 2025. After this transaction Mr. Thompson is reported to beneficially own 120,855.7179 shares (direct). The Form 4 is signed by an attorney-in-fact on behalf of Mr. Thompson and dated 09/29/2025.
Steve B. Thompson, identified as an officer (PrimeLending President and CEO), reported a non-derivative acquisition of 435.9091 shares of Hilltop Holdings Inc. (HTH) on 02/27/2025 with an effective/deemed date of 02/28/2025. The acquisition is reported at a price of $0.00 and the filing explains the shares were acquired pursuant to the reinvestment of dividends. Following the transaction Thompson beneficially owned 120,035.7179 shares. The Form 4 was filed individually by one reporting person and the signature block shows /s/ Corey G. Prestidge as Attorney-in-Fact with a signature date of 09/29/2025.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and PrimeLending President and CEO, reported a non-derivative transaction dated 02/08/2025. The filing shows 3,560 shares of Hilltop common stock were disposed at a price of $32.11 per share. Following that transaction Mr. Thompson beneficially owned 119,599.8088 shares directly. The filing explains the 3,560 shares were withheld by the issuer to satisfy tax withholding on the vesting of 14,079 restricted stock units awarded on 02/08/2022.
Hilltop Holdings reported that Steve B. Thompson, the company's President and CEO, was granted 11,618 restricted stock units (RSUs) on 02/05/2025. The RSUs vest on the third anniversary of grant (February 5, 2028) or earlier upon specified events, and an equal number of common shares will be deliverable at vesting. Shares issued on conversion will remain subject to transfer restrictions until the first anniversary of the vesting date (February 5, 2029) or earlier upon specified events. Following the grant, the reporting person beneficially owns 123,159.8088 shares (direct). The award has a $0.00 purchase price, indicating a compensatory grant.