Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. (NYSE: HTH) is a Maryland-incorporated, Dallas-based financial holding company that files detailed reports with the U.S. Securities and Exchange Commission. This SEC filings page for HTH brings together the company’s regulatory disclosures, including annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, along with exhibits such as earnings presentations, press releases, and executive employment agreements.
Financial reporting and segment information
Through its SEC filings, Hilltop provides consolidated financial statements and segment data for its banking, mortgage origination, and broker-dealer operations. Investors can review information on loans held for investment and for sale, deposits, broker-dealer receivables and payables, securities portfolios, noninterest income and expense, and key performance metrics such as net interest income, net interest margin, and provisions for or reversals of credit losses. Filings also disclose regulatory capital ratios, including Tier 1 leverage and Common Equity Tier 1 capital ratios.
Current reports and material events
Form 8-K filings offer timely insight into material events affecting Hilltop. Recent 8-Ks have covered quarterly earnings announcements and associated presentations, dividend declarations, authorizations and increases of stock repurchase programs, results of the annual meeting of stockholders, changes in board composition and leadership roles, and amendments to executive employment agreements. These filings often attach press releases or presentations as exhibits and specify whether the information is furnished or filed for Exchange Act purposes.
Using AI-powered filing analysis
On this page, AI-powered tools can help interpret Hilltop’s complex filings. Summaries can highlight key points from lengthy 10-K and 10-Q reports, explain trends in credit loss provisions or reversals, and outline how results differ across the banking, mortgage origination, and broker-dealer segments. For Form 8-Ks, AI can quickly surface the nature of each event, such as dividend changes, repurchase program updates, or governance actions. Users can also monitor filings that relate to capital management, such as note redemptions or changes in repurchase authorizations, and track how Hilltop’s disclosures evolve over time.
By combining real-time EDGAR updates with AI-generated explanations, this filings page helps readers navigate Hilltop Holdings Inc.’s regulatory history and better understand the financial and governance information that underpins HTH stock.
Steve B. Thompson, a director and the PrimeLending President and CEO at Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 334.3603 shares of common stock on 11/22/2024. The filing states these shares were acquired through reinvestment of dividends at no cash cost (price $0.00). Following the transaction, Mr. Thompson beneficially owned 111,541.8088 shares. The Form 4 was executed by an attorney-in-fact and dated 09/29/2025.
Steve B. Thompson, PrimeLending President and CEO and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of company common stock. The Form 4 discloses a transaction dated 08/30/2024 in which 368.973 shares were acquired at a price of $0.00 pursuant to dividend reinvestment, increasing Thompson's beneficial ownership to 111,207.4485 shares. The filing is signed by an attorney-in-fact on behalf of Thompson on 09/29/2025. The report is filed by one reporting person and identifies Thompson's role as an officer (PrimeLending President and CEO) and director.
Insider sale reported: Hilltop Holdings Inc. (HTH) Form 4 shows Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop, sold 5,332 shares of Hilltop common stock on 08/29/2024 at a weighted average price of $32.91 per share. After the sale he beneficially owned 110,838.4755 shares, held directly. The filing notes the sale occurred in multiple transactions priced between $32.50 and $33.06 and offers to provide a breakdown of quantities at each price on request.
The Form 4 was signed by an attorney-in-fact on 09/29/2025. No derivative transactions, acquisitions, or other compensatory grants are reported on this filing.
Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of Hilltop common stock on 05/24/2024. The filing shows 385.5354 shares were acquired through dividend reinvestment at a reported price of $0.00, increasing Thompson's beneficial ownership to 116,170.4755 shares. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The disclosure is a routine Section 16 report reflecting a dividend reinvestment transaction rather than a market purchase or sale.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and identified as PrimeLending President and CEO, purchased 798 shares of Hilltop common stock under the company's Employee Stock Purchase Plan for the January 1, 2024–March 31, 2024 purchase period. The shares were acquired on 04/01/2024 at an effective price of $28.19, which reflects the ESPP pricing formula based on 90% of the closing price on March 28, 2024. After the purchase, Thompson beneficially owned 115,784.9401 shares.
The Form 4 was signed by an attorney-in-fact on behalf of Thompson on 09/26/2025. The transaction is recorded as a non-derivative acquisition under the ESPP and is presented as a routine employee plan purchase.
Steve B. Thompson, a director and PrimeLending President and CEO, reported a purchase of 218.2176 shares of Hilltop Holdings Inc. (HTH) via dividend reinvestment. The transaction date is listed as 11/28/2023 with a deemed execution date of 11/29/2023, at an effective price of $0.00 because the shares were issued through dividend reinvestment. After the transaction Thompson beneficially owned 83,628.8415 shares, held directly. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The filing states the acquisition resulted from reinvested dividends.
Steve B. Thompson, Director and President and CEO of PrimeLending, reported a non-derivative acquisition in Hilltop Holdings Inc. (HTH). On 08/25/2023 (deemed executed 08/28/2023) Mr. Thompson acquired 211.0395 shares of Hilltop common stock through dividend reinvestment at a reported price of $0.00. After the transaction his beneficial ownership increased to 83,410.6239 shares. The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, with a signature date of 09/26/2025.
The filing shows a routine reinvestment of dividends resulting in a modest increase in shares held by an insider; no derivative transactions or cash purchases are reported in this Form 4.
Steve B. Thompson, President and CEO and a director of Hilltop Holdings Inc. (HTH), reported an acquisition of company common stock through the company's Employee Stock Purchase Plan (ESPP). The transaction date was 04/03/2023 and the filing states 842 shares were acquired at a purchase price of $26.70 per share, reflecting the ESPP rule of buying at 90% of the March 31, 2023 closing price. After the purchase the reporting person beneficially owned 83,199.5844 shares. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Thompson on 09/26/2025.
Steve B. Thompson, President and CEO of PrimeLending and a director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 116.9502 shares of Hilltop common stock through dividend reinvestment on 02/24/2023 (deemed executed 02/27/2023) at a reported price of $0.00. Following the transaction his beneficial ownership is reported as 82,357.5844 shares held directly. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The filing notes the shares were acquired pursuant to dividend reinvestment.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and President & CEO of PrimeLending, reported transactions dated 02/20/2023 involving Hilltop common stock. On that date 11,930 shares were delivered upon vesting of performance-based restricted stock units at $0.00 (reflecting issuance on achievement of performance criteria), increasing his beneficial ownership to 82,240.6342 shares. Also on that date the issuer withheld 2,905 and 1,651 shares to satisfy tax withholding related to vesting, at a reported price of $34.83. The Form 4 is signed by an attorney-in-fact on 09/26/2025.