Hilltop CAO has 556 shares withheld for taxes

Hilltop Holdings Inc. reported an insider equity transaction involving its Chief Accounting Officer, Keith E. Bornemann.

Rhea-AI Filing Summary

Hilltop Holdings Inc. reported an insider equity transaction involving its Chief Accounting Officer, Keith E. Bornemann. On February 8, 2026, 556 shares of Hilltop common stock were withheld by the company at a price of $39.83 per share to cover tax withholding obligations tied to the vesting of 1,875 time-based restricted stock units originally granted on February 8, 2023. Following this tax-related withholding, Bornemann directly beneficially owned 8,194.02 shares of Hilltop common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 556 shares

Exercise Price or Tax Liability 1 txn

Insider Bornemann Keith E.

Role Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	556	$39.83	$22K

Holdings After Transaction: Common Stock — 8,194.02 shares (Direct)

Footnotes (1)

1. F1. Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,875 time-based restricted stock units awarded on February 8, 2023.

FAQ

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What insider transaction did Hilltop Holdings (HTH) report for its Chief Accounting Officer?

Hilltop Holdings reported a tax-related insider transaction for Chief Accounting Officer Keith E. Bornemann. On February 8, 2026, 556 common shares were withheld by the company to satisfy tax obligations from vesting restricted stock units, leaving him with 8,194.02 directly owned shares.

Why were 556 Hilltop Holdings (HTH) shares withheld from Keith E. Bornemann?

The 556 Hilltop Holdings shares were withheld by the issuer to satisfy tax withholding obligations. These obligations arose when 1,875 time-based restricted stock units, originally awarded on February 8, 2023, vested, triggering associated tax liabilities for the reporting person.

What does transaction code F mean in the Hilltop Holdings (HTH) Form 4 filing?

Transaction code F indicates shares were withheld by the issuer to pay taxes upon vesting of equity awards. In this case, Hilltop withheld 556 common shares at $39.83 per share in connection with vesting restricted stock units for its Chief Accounting Officer.

How many Hilltop Holdings (HTH) shares does Keith E. Bornemann own after this transaction?

After the tax-withholding transaction, Chief Accounting Officer Keith E. Bornemann directly beneficially owned 8,194.02 shares of Hilltop Holdings common stock. This figure reflects his holdings immediately following the withholding of 556 shares used to meet equity award-related tax obligations.

What equity award triggered the tax withholding for Hilltop Holdings (HTH) insider Keith E. Bornemann?

The tax withholding was triggered by the vesting of 1,875 time-based restricted stock units. These restricted stock units were awarded on February 8, 2023, and their vesting led Hilltop to withhold 556 shares to cover associated tax liabilities.

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Accepted by SEC EDGAR 02/10/2026 - 08:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bornemann Keith E.

(Last) (First) (Middle)

6565 HILLCREST AVENUE

(Street)

DALLAS TX 75205

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Hilltop Holdings Inc. [ HTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/08/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/08/2026		F		556(1)	D	$39.83	8,194.02	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,875 time-based restricted stock units awarded on February 8, 2023.

Remarks:

	/s/ KEITH BORNEMANN	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.