Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. (NYSE: HTH) is a Maryland-incorporated, Dallas-based financial holding company that files detailed reports with the U.S. Securities and Exchange Commission. This SEC filings page for HTH brings together the company’s regulatory disclosures, including annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, along with exhibits such as earnings presentations, press releases, and executive employment agreements.
Financial reporting and segment information
Through its SEC filings, Hilltop provides consolidated financial statements and segment data for its banking, mortgage origination, and broker-dealer operations. Investors can review information on loans held for investment and for sale, deposits, broker-dealer receivables and payables, securities portfolios, noninterest income and expense, and key performance metrics such as net interest income, net interest margin, and provisions for or reversals of credit losses. Filings also disclose regulatory capital ratios, including Tier 1 leverage and Common Equity Tier 1 capital ratios.
Current reports and material events
Form 8-K filings offer timely insight into material events affecting Hilltop. Recent 8-Ks have covered quarterly earnings announcements and associated presentations, dividend declarations, authorizations and increases of stock repurchase programs, results of the annual meeting of stockholders, changes in board composition and leadership roles, and amendments to executive employment agreements. These filings often attach press releases or presentations as exhibits and specify whether the information is furnished or filed for Exchange Act purposes.
Using AI-powered filing analysis
On this page, AI-powered tools can help interpret Hilltop’s complex filings. Summaries can highlight key points from lengthy 10-K and 10-Q reports, explain trends in credit loss provisions or reversals, and outline how results differ across the banking, mortgage origination, and broker-dealer segments. For Form 8-Ks, AI can quickly surface the nature of each event, such as dividend changes, repurchase program updates, or governance actions. Users can also monitor filings that relate to capital management, such as note redemptions or changes in repurchase authorizations, and track how Hilltop’s disclosures evolve over time.
By combining real-time EDGAR updates with AI-generated explanations, this filings page helps readers navigate Hilltop Holdings Inc.’s regulatory history and better understand the financial and governance information that underpins HTH stock.
Steve B. Thompson, an officer and director associated with Hilltop Holdings Inc. (HTH), was granted 10,523 restricted stock units on 02/08/2023. Those RSUs will vest on the third anniversary of the grant, February 8, 2026, or earlier upon specified events, and an equal number of common shares will be deliverable at vesting. The shares deliverable on vesting are subject to transfer restrictions until the first anniversary of the vesting date, February 8, 2027, unless earlier events apply. The report shows 74,866.6342 shares beneficially owned following the grant; the RSUs were recorded at a transaction price of $0.00. The filing is signed by an attorney-in-fact for Mr. Thompson on 09/26/2025.
Hilltop Holdings insider Steve B. Thompson received 9,175 restricted stock units (RSUs) on 12/31/2022 that will convert into an equal number of common shares when they vest on the third anniversary, 12/31/2025, or sooner upon specified change-in-control events. Following that grant, the filing shows total beneficial ownership of 65,830.6342 shares. Separately, 1,487 shares were disposed of on 01/01/2023 at a price of $30.01, representing shares withheld by the issuer to satisfy tax withholding related to the vesting of 5,014 RSUs awarded on 01/01/2020, leaving beneficial ownership of 64,343.6342 shares after the withholding.
Steve B. Thompson, an officer of Hilltop Holdings Inc. (HTH) and PrimeLending President and CEO, reported an acquisition of common stock through dividend reinvestment. The transaction shows 112.3906 shares acquired (coded A) with an execution date listed as 08/30/2022 and a deemed transaction date of 08/26/2022. Following the reported transaction, Mr. Thompson beneficially owned 56,550.4454 shares as a direct owner. The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. The filing notes the shares were acquired pursuant to reinvestment of dividends and reports a $0.00 per-share acquisition price for this reinvestment.
Steve B. Thompson, an officer of Hilltop Holdings Inc. (HTH), reported an acquisition of common stock through dividend reinvestment. The Form 4 shows a transaction dated 05/27/2022 (deemed executed 05/31/2022) where Mr. Thompson acquired 102.8692 shares at a price of $0.00 per share as a result of dividend reinvestment. After that transaction he beneficially owned 56,438.0548 shares, reported in a direct ownership form.
The filing identifies Mr. Thompson as PrimeLending President and CEO and is signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. No derivative transactions, purchase prices, or sales other than the stated reinvestment are disclosed in this Form 4.
Hilltop Holdings insider purchase under ESPP. Steve B. Thompson, PrimeLending President and CEO and a director, purchased 850 shares of Hilltop Holdings Inc. (HTH) on 04/01/2022 through the company Employee Stock Purchase Plan for the January 1, 2022 through March 31, 2022 purchase period. The shares were bought at $26.46 per share, reflecting the ESPP formula of 90% of the March 31, 2022 closing price. Following the transaction, Thompson beneficially owned 56,335.1856 shares. The Form 4 was signed by an attorney-in-fact on behalf of Thompson on 09/26/2025.
Steve B. Thompson, reported transactions in Hilltop Holdings Inc. (HTH). On 02/27/2022 1,968 common shares were disposed of at $31.08, representing shares withheld to satisfy tax withholding on the vesting of 5,000 restricted stock units granted 02/27/2019, leaving 55,401.6757 shares beneficially owned directly. On 02/28/2022 (reported 03/01/2022) he acquired 83.5099 shares via dividend reinvestment at no cash cost, increasing direct beneficial ownership to 55,485.1856 shares. The form lists his role as an officer (PrimeLending President and CEO) and was signed by an attorney-in-fact.
Steve B. Thompson, an officer and director listed as PrimeLending President and CEO, reported a non-derivative acquisition of 56.8092 shares of Hilltop Holdings Inc. (HTH) through dividend reinvestment on 12/01/2021 (reported 12/02/2021) at a $0.00 price per share. Following the reported transaction the filing shows 43,290.6757 shares beneficially owned. The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. The filing discloses the transaction code and explains the shares were acquired pursuant to reinvestment of dividends.
Steve B. Thompson, identified as a director and as PrimeLending President and CEO, reported a non-derivative acquisition of 59.0037 shares of Hilltop Holdings Inc. common stock via dividend reinvestment. The transaction dates are shown as 09/01/2021 with a deemed execution date of 09/03/2021, recorded at a price of $0.00 because the shares were issued through dividend reinvestment.
Following the reported transaction, Thompson beneficially owned 43,233.8665 shares. The report was signed by an attorney-in-fact, Corey G. Prestidge, on 09/26/2025. The filing is a Form 4 disclosure of insider changes in beneficial ownership and contains an explanatory remark that the shares were acquired pursuant to dividend reinvestment.
Steve B. Thompson, listed as PrimeLending President and CEO and an officer and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 52.3161 shares of Hilltop common stock through dividend reinvestment. The transaction is dated 06/01/2021 with the Form filed on 06/03/2021. Following this transaction the report shows 43,174.8628 shares beneficially owned. The shares were acquired at $0.00, consistent with a dividend reinvestment. The filing was signed on behalf of Mr. Thompson by an attorney-in-fact on 09/26/2025.
Steve B. Thompson, PrimeLending President and CEO and a director of Hilltop Holdings Inc. (HTH), reported a tax-withholding disposition related to restricted stock units. The Form 4 discloses that on 04/26/2021 a total of 1,574 shares of Hilltop common stock were disposed of (transaction code F) at $34.34 per share to satisfy tax withholding arising from the vesting of 4,000 time-based restricted stock units granted on 04/26/2018. Following the transaction the reporting person beneficially owned 43,122.5467 shares in a direct capacity. The filing is a routine insider reporting of compensation-related share withholding and does not include other transactions or derivative positions.