Welcome to our dedicated page for Hilltop Holdings SEC filings (Ticker: HTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Hilltop Holdings Inc. filings document a Maryland financial holding company with common stock traded under HTH and operations spanning PlainsCapital Bank, PrimeLending, Hilltop Securities Inc., and Momentum Independent Network Inc. The record includes material-event reports for results of operations, financial condition, earnings presentations, dividend declarations, and stock repurchase authorization.
Proxy and governance filings cover board composition, committee service, executive compensation, equity-award tables, employment agreement amendments, and shareholder voting matters. These disclosures also identify the company's capital structure, listing venues, and financial-reporting exhibits tied to banking, mortgage lending, broker-dealer, clearing, and advisory activities.
Steve B. Thompson, PrimeLending President and CEO and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of company common stock. The Form 4 discloses a transaction dated 08/30/2024 in which 368.973 shares were acquired at a price of $0.00 pursuant to dividend reinvestment, increasing Thompson's beneficial ownership to 111,207.4485 shares. The filing is signed by an attorney-in-fact on behalf of Thompson on 09/29/2025. The report is filed by one reporting person and identifies Thompson's role as an officer (PrimeLending President and CEO) and director.
Insider sale reported: Hilltop Holdings Inc. (HTH) Form 4 shows Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop, sold 5,332 shares of Hilltop common stock on 08/29/2024 at a weighted average price of $32.91 per share. After the sale he beneficially owned 110,838.4755 shares, held directly. The filing notes the sale occurred in multiple transactions priced between $32.50 and $33.06 and offers to provide a breakdown of quantities at each price on request.
The Form 4 was signed by an attorney-in-fact on 09/29/2025. No derivative transactions, acquisitions, or other compensatory grants are reported on this filing.
Steve B. Thompson, President and CEO of PrimeLending and an officer and director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of Hilltop common stock on 05/24/2024. The filing shows 385.5354 shares were acquired through dividend reinvestment at a reported price of $0.00, increasing Thompson's beneficial ownership to 116,170.4755 shares. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The disclosure is a routine Section 16 report reflecting a dividend reinvestment transaction rather than a market purchase or sale.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and identified as PrimeLending President and CEO, purchased 798 shares of Hilltop common stock under the company's Employee Stock Purchase Plan for the January 1, 2024–March 31, 2024 purchase period. The shares were acquired on 04/01/2024 at an effective price of $28.19, which reflects the ESPP pricing formula based on 90% of the closing price on March 28, 2024. After the purchase, Thompson beneficially owned 115,784.9401 shares.
The Form 4 was signed by an attorney-in-fact on behalf of Thompson on 09/26/2025. The transaction is recorded as a non-derivative acquisition under the ESPP and is presented as a routine employee plan purchase.
Steve B. Thompson, a director and PrimeLending President and CEO, reported a purchase of 218.2176 shares of Hilltop Holdings Inc. (HTH) via dividend reinvestment. The transaction date is listed as 11/28/2023 with a deemed execution date of 11/29/2023, at an effective price of $0.00 because the shares were issued through dividend reinvestment. After the transaction Thompson beneficially owned 83,628.8415 shares, held directly. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The filing states the acquisition resulted from reinvested dividends.
Steve B. Thompson, Director and President and CEO of PrimeLending, reported a non-derivative acquisition in Hilltop Holdings Inc. (HTH). On 08/25/2023 (deemed executed 08/28/2023) Mr. Thompson acquired 211.0395 shares of Hilltop common stock through dividend reinvestment at a reported price of $0.00. After the transaction his beneficial ownership increased to 83,410.6239 shares. The Form 4 was signed by an attorney-in-fact, Corey G. Prestidge, with a signature date of 09/26/2025.
The filing shows a routine reinvestment of dividends resulting in a modest increase in shares held by an insider; no derivative transactions or cash purchases are reported in this Form 4.
Steve B. Thompson, President and CEO and a director of Hilltop Holdings Inc. (HTH), reported an acquisition of company common stock through the company's Employee Stock Purchase Plan (ESPP). The transaction date was 04/03/2023 and the filing states 842 shares were acquired at a purchase price of $26.70 per share, reflecting the ESPP rule of buying at 90% of the March 31, 2023 closing price. After the purchase the reporting person beneficially owned 83,199.5844 shares. The Form 4 was signed by an attorney-in-fact on behalf of Mr. Thompson on 09/26/2025.
Steve B. Thompson, President and CEO of PrimeLending and a director of Hilltop Holdings Inc. (HTH), reported a non-derivative acquisition of 116.9502 shares of Hilltop common stock through dividend reinvestment on 02/24/2023 (deemed executed 02/27/2023) at a reported price of $0.00. Following the transaction his beneficial ownership is reported as 82,357.5844 shares held directly. The Form 4 was signed by an attorney-in-fact on 09/26/2025. The filing notes the shares were acquired pursuant to dividend reinvestment.
Steve B. Thompson, an officer and director of Hilltop Holdings Inc. (HTH) and President & CEO of PrimeLending, reported transactions dated 02/20/2023 involving Hilltop common stock. On that date 11,930 shares were delivered upon vesting of performance-based restricted stock units at $0.00 (reflecting issuance on achievement of performance criteria), increasing his beneficial ownership to 82,240.6342 shares. Also on that date the issuer withheld 2,905 and 1,651 shares to satisfy tax withholding related to vesting, at a reported price of $34.83. The Form 4 is signed by an attorney-in-fact on 09/26/2025.
Steve B. Thompson, an officer and director associated with Hilltop Holdings Inc. (HTH), was granted 10,523 restricted stock units on 02/08/2023. Those RSUs will vest on the third anniversary of the grant, February 8, 2026, or earlier upon specified events, and an equal number of common shares will be deliverable at vesting. The shares deliverable on vesting are subject to transfer restrictions until the first anniversary of the vesting date, February 8, 2027, unless earlier events apply. The report shows 74,866.6342 shares beneficially owned following the grant; the RSUs were recorded at a transaction price of $0.00. The filing is signed by an attorney-in-fact for Mr. Thompson on 09/26/2025.