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H2O America (HTO) director receives 1,947 RSUs vesting by 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

H2O America director Denise L. Kruger received a grant of 1,947 restricted stock units (RSUs). The RSUs were awarded under the company’s Long-Term Incentive Plan at a stated price of $0 per unit.

Each RSU converts into one share of common stock when it vests. The award will vest in full if she continues Board service through the day immediately preceding H2O America’s 2027 annual stockholders meeting, with potential accelerated vesting in certain circumstances. After this grant, Kruger holds 6,923 common-stock-related interests, consisting of 4,976 common shares and 1,947 RSUs.

Positive

  • None.

Negative

  • None.
Insider KRUGER DENISE L
Role null
Type Security Shares Price Value
Grant/Award Common Stock 1,947 $0.00 --
Holdings After Transaction: Common Stock — 6,923 shares (Direct, null)
Footnotes (1)
  1. Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances. Represents 4,976 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
RSUs granted 1,947 RSUs Equity award to Denise L. Kruger on 2026-05-13
Grant price per RSU $0.00 per unit Award under Long-Term Incentive Plan
Holdings after transaction 6,923 shares/RSUs Common stock interests following RSU grant
Common shares held 4,976 shares Direct common stock position after grant
RSUs outstanding 1,947 RSUs Common stock underlying RSUs to vest per terms
Vesting condition date Day before 2027 annual meeting Full vesting contingent on Board service through that date
restricted stock units ("RSUs") financial
"Represents 1,947 restricted stock units ("RSUs") granted to the reporting person"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Long-Term Incentive Plan financial
"RSUs granted to the reporting person under the Issuer's Long-Term Incentive Plan"
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
annual stockholders meeting financial
"through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting"
vest in full financial
"The RSUs will vest in full upon the reporting person's continuation in Board service"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KRUGER DENISE L
(Last)(First)(Middle)
110 W. TAYLOR STREET
(Street)
SAN JOSE CALIFORNIA 95110
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
H2O AMERICA [ HTO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/13/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/13/2026A1,947(1)A$06,923(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents 1,947 restricted stock units ("RSUs") granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each RSU will entitle the reporting person to receive one share of the Issuer's common stock ("Common Stock") when that unit vests. The RSUs will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2027 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.
2. Represents 4,976 shares of Common Stock and 1,947 shares of Common Stock underlying RSUs which will vest and become issuable in accordance with their terms.
Remarks:
/s/ Marisa Joss Attorney-in-Fact for Denise L. Kruger05/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did H2O America (HTO) report for Denise L. Kruger?

H2O America reported a Form 4 showing director Denise L. Kruger received 1,947 restricted stock units as an equity award. The grant was made under the company’s Long-Term Incentive Plan with no cash purchase, reflecting stock-based director compensation rather than an open-market trade.

How many restricted stock units did H2O America (HTO) grant to Denise L. Kruger and at what price?

Denise L. Kruger was granted 1,947 restricted stock units at a stated price of $0.00 per unit. These RSUs are part of H2O America’s Long-Term Incentive Plan and will convert into common shares when they vest, providing equity-based compensation for her Board service.

What is the vesting schedule for Denise L. Kruger’s 1,947 H2O America (HTO) RSUs?

The 1,947 RSUs granted to Denise L. Kruger will vest in full if she remains on H2O America’s Board through the day immediately preceding the company’s 2027 annual stockholders meeting. The award is also subject to accelerated vesting under certain prescribed circumstances described in the grant terms.

How many H2O America (HTO) shares and RSUs does Denise L. Kruger hold after this grant?

Following the grant, Denise L. Kruger holds 6,923 common-stock-related interests in H2O America. This consists of 4,976 shares of common stock and 1,947 shares of common stock underlying RSUs that will vest and become issuable according to their terms, as disclosed in the Form 4 footnotes.

Was Denise L. Kruger’s H2O America (HTO) Form 4 transaction an open-market buy or sell?

The Form 4 transaction for Denise L. Kruger was an equity award, not an open-market buy or sell. It is coded as an “A” transaction, meaning a grant or award acquisition of 1,947 RSUs, with a transaction price per share of $0.00 rather than a market purchase or sale.